
Australia and International Treaty Making Information Kit
Contents
This booklet was prepared by the Department of Foreign Affair and Trade ithe interests of improving public understanding of Australia’s
participation in the treaty process. It includes the answers to a number of
frequently asked questions about the nature of treaties and why it is important
for Australia to be involved in their negotiation; information about the
constitutional arrangements which underpin treaty making and about how you can
have an input into the process. This section also includes information about
the way in which treaties are negotiated and implemented.
There is information setting out Australia’s current priorities for
treaty negotiations, an important Government policy statement about the
relationship between treaties and the domestic law, a review of the treaty
making process and a table setting out the various stages in the treaty making
process. The document concludes with a list of Internet addresses holding
treaty information and a glossary of terms.
For further information contact:The Executive
Director, Treaties SecretariatInternational Organisations and Legal
DivisionDepartment of Foreign Affairs and TradeR.G. Casey
Building, Barton ACT 0221
telephone 02 62613509 fax 02 62612114
Australia and
Treaty Making: Questions and Answers
A Treaty is an agreement between States (countries) which is binding at
international law. In some cases international organisations can be parties to
treaties. A treaty may be called a "treaty'', "convention'', "protocol'',
"covenant'' or "exchange of letters'' (see Glossary). An agreement between an
Australian State or Territory and a foreign Government will not, therefore, be a
treaty. Even if a document is agreed between two or more sovereign countries, it
will not be a treaty unless those countries intend the document to be binding at
international law. For example, all countries might vote in favour of a
resolution of the UN General Assembly, but that resolution is not a treaty
because those voting for the document do not intend that it should be binding at
international law.
Treaties can be bilateral - between Australia and one other country. An
aviation agreement between Australia and the United States is one example.Multilateral treaties are those between three or more countries: an example is
the United Nations Charter. Multilateral treaties are generally developed under
the auspices of international (inter-governmental) organisations such as the
United Nations or the International Labour Organisation, but regional
multilateral treaties (like the Convention for the Protection of the Natural
Resources and Environment of the South Pacific Region "SPREP'') are of growing
importance for Australia.
Frequently, "declarations'', such as the Declaration on the Rights of the
Child, are adopted by the UN General Assembly but those declarations are not
treaties as they are not intended to be binding by reason of their adoption.
Such declarations may, however, be part of a long process that leads ultimately
to the negotiation of a UN convention such as the United Nations Convention on
the Rights of the Child. They may also, in certain circumstances, assist in the
interpretation of a treaty, as is the case with the Declaration on Principles of
International Law concerning Friendly Relations and Co-operation among States.
Why are treaties necessary?
Arguably, the need for treaties has increased as the world's
interdependence has intensified. Continuing technological innovation, economic
globalisation and the growth of transnationalism has resulted in an enormous
increase in the frequency and rapidity of global interaction. Such challenges
require both national and international responses. Where a problem cannot be
adequately addressed by a country acting alone (for example, in relation to
ozone depletion or the depletion of migratory fish stocks), acting cooperatively
at the international level becomes essential for a country to protect its own
interests.
What subjects are covered by treaties?
In recent decades, the issues subject to treaties have expanded. Australia
is a Party to agreements on postal, shipping and social security and health
arrangements, defence and security, nuclear non-proliferation, the environment,
civil aviation, maritime delimitation, technological exchanges, and agreements
designed to establish universal standards in relation to the treatment of
civilians in time of war. Australia has also invested considerable energy into
outlawing the use of weapons of mass destruction, and into various aspects of
law of the sea and the international trading system. The need for global rules
on the protection and promotion of human rights, education, the environment,
wildlife and the world's cultural and natural heritage is now widely accepted.
Most recently, the establishment of effective international regimes to combat
criminal activity which does not respect national borders, including terrorism,
has taken on a new urgency
.
How can I find a copy of a treaty Australia is a party to?
Information about treaties is published in several sources, the most
convenient of which is via the Australian Treaties Database on the Internet at
http://www.info.dfat.gov.au/treaties
Treaty texts and other information available on the website is fully
downloadable and may be freely printed. Copies of treaties included in the
Australian Treaty Series may be purchased from Australian Government Info
Shops.
From the Australian Treaties Database, which provides key data about
individual Austraalian Treaty actions you can go to the Australian Treaties
Library on the Internet which contains the following material:
- the Australian Treaties Series (full text);
- Australian Treaties not yet in force;
- Status Lists (parties to multilateral treaties for which Australia is the
depository)
- Lists of multilateral treaty actions under negotiation or consideration
- National Interest Analyses
- Links to other related sites including:
- Joint Standing Committee on
Treaties;
- Department of Foreign Affairs and
Trade;
- Hansard Internet Publishing
Service;
- AustLII Australian (and World)
Links to Treaties and International Agreements
- Other information including:
- Australian and International Treaty
Making Information Kit;
- Australian Senate Legal and
Constitutional References Committee Report;
- Updates to Treaty Actions tabled in
both Houses of Parliament.
- The Australian Treaty List is a listing of all treaties to which
Australia is or has been a party, or which are of interest to Australia. It
does not include treaty or other texts, these are accessible in other areas of
the website, particularly in the Australian Treaties Series or Australian
Treaties not yet in force. The Bilateral treaty list may be browsed or searches
may be undertaken by country names. The Multilateral list may also be browsed
or searches can be made by the year in which the treaty was done. Monthly
updates to the Australian Treaty List are made available on the website.
Keyword and subject indexes are provided to assist in locating treaties of
interest, however, these are not linked to treaties as yet.
For those people who do not have access to the Internet, the
Treaties Secretariat in the Department of Foreign Affairs and Trade can provide
copies of treaties through the mail.
Treaties and
the Commonwealth Government
Why are international treaties important to Australia?
Australia participates in treaty making because it is in the national
interest to do so. If the projection of military and economic power were the
main means by which national objectives were pursued, Australia would be
vulnerable. Our geographic isolation and small population would be seen as a
weakness. Nations, particularly States with a relatively small population such
as Australia, benefit from a world where interaction between countries takes
place within a framework based on fair, agreed and transparent rules as agreed
in treaties. Australia is not a member of any single rigid regional grouping;
rather, we build global or regional alliances and through them, seek to
influence the standards by which international relations are conducted.
How can Australia influence the terms of these treaties?
International conventions bring considerable benefits in a wide range of
areas to individual nations, particularly small and middle-sized countries.
Australia has its say in the drafting of these treaties by becoming involved in
the international fora in which they are negotiated. As a middle ranking power,
Australia’s negotiating resources are finite. As a consequence,
successive Governments have often sought to build international coalitions to
advance our national interests. For example, in the Uruguay Round of GATT
negotiations, the Cairns Group, a coalition of likeminded agricultural exporting
nations led by Australia, achieved a favourable outcome on agriculture, which
brought Australia well over $1 billion per annum in increased agriculture
exports and contributed to an increase in Australia's exports by $5 billion and
in Australia's gross domestic product by $4.4 billion by 2002.
Australia has also helped shape a revised Law of the Sea Convention, in the
process, gaining sovereign rights over extensive areas of sea and continental
shelf. In the field of disarmament, Australia put together a comprehensive
draft of a Chemical Weapons Convention and through active diplomacy, was
instrumental in achieving a convention now approaching universal acceptance.
Australia played a similar catalytic role in relation to the Comprehensive Test
Ban Treaty, which aims to ban the testing of nuclear weapons.
Treaties also provide for international cooperation on law enforcement,
such as in relation to drug trafficking; establish resource management regimes
to encourage sustainable development, and enhance global and regional security,
all of which benefit Australia.
Does ratification of international treaties result in a loss of
sovereignty?
Ratification of international treaties does not involve a handing over of
sovereignty to an international body. Treaties may define the scope of a
State's action, and treaties which Australia ratifies may influence the way in
which Australia behaves, internationally and domestically. Implicit, however,
in any Australian decision to ratify a treaty is a judgement that any
limitations on the range of possible actions which may result are outweighed by
the benefits which flow from the existence of a widely endorsed international
agreement.
The Government also retains the right to remove itself from treaty
obligations if it judges that the treaty no longer serves Australia's national
and international interests.
Some treaties establish a committee, which receives reports and monitors
the implementation of obligations flowing from the treaty by States Parties.
One such treaty body is the United Nations Human Rights Committee, which is
responsible, among other things, for monitoring States Parties' implementations
of their obligations under the
International Covenant on Civil and Political
Rights (ICCPR). But any assessments such treaty bodies make are of an
advisory nature only. They are not binding and the Human Rights Committee has
no enforceable legal jurisdiction over nation states which have acceded to the
ICCPR or its First Optional Protocol.
Constitutional
Arrangements
Under the Australian Constitution, treaty making is the formal
responsibility of the Executive rather than the Parliament. Decisions about the
negotiation of multilateral conventions, including determination of objectives,
negotiating positions, the parameters within which the Australian delegation can
operate, and the final decision as to whether to sign and ratify are taken at
Ministerial level, and in many cases, by Cabinet. As well as providing
certainty, Australia's constitutional system also ensures that checks and
balances operate. This occurs through Parliament's role in examining all
proposed treaty actions (see page 18 ) and in passing legislation to give effect
to treaties and the judiciary's oversight of the system. This efficiency and
certainty of process enables the Government to negotiate with its overseas
counterparts with authority and credibility, and contributes to Australia
becoming a source of influence in the treaty's negotiation.
Bilateral agreements that conform to a model text previously approved by
Cabinet are normally not subsequently referred to Cabinet. These types of
agreements include Investment Promotion and Protection Agreements, Mutual
Assistance in Criminal Matters Treaties, Extradition Treaties and Aviation
Agreements. They are, however, considered by Ministers prior to approval being
given by Federal Executive Council for signature of the treaty.
Isn’t it undemocratic that treaty-making is in the hands of the
Executive?
Although the Constitution does not confer on the Parliament any formal role
in treaty making, all treaties (except those the Government decides are urgent
or sensitive) are tabled in both Houses of Parliament for at least 15 sitting
days prior to binding treaty action being taken. A treaty is generally tabled
after it has been signed for Australia, but before any treaty action is taken
which would bind Australia under international law. Such action would include
entering into a new treaty, negotiating an amendment to an existing treaty or
withdrawing from a treaty.
Treaties are tabled in the Parliament with a National Interest Analysis
which notes the reasons why Australia should become a party to the treaty.
Where relevant, this includes a discussion of the foreseeable economic,
environmental, social and cultural effects of the treaty action; the obligations
imposed by the treaty; its direct financial costs to Australia; how the treaty
will be implemented domestically; what consultation has occurred in relation to
the treaty action and whether the treaty provides for withdrawal or
denunciation. Tabled NIAs are included in the treaties library at
www.austlii.edu.au/dfat
Treaties which affect business or restrict competition are also required to
be tabled with a Regulation Impact Statement (RIS).
The Joint Standing Committee on Treaties (JSCOT) considers tabled treaties.
The Committee can also consider any other question relating to a treaty or
international instrument that is referred to it by either House of Parliament or
a Minister. JSCOT reports, once tabled, are available through the Internet
website at
Since negotiations for major multilateral treaties are generally a lengthy
and quite public, parliamentary debate often takes place as the issues become
publicly known. For example, as the Climate Change Convention was negotiated
over a period of years, issues associated with the draft convention were the
subject of questions without notice, questions on notice, and debate. In cases
when implementing legislation is necessary prior to ratification, Parliament has
a further opportunity to debate a treaty.
The Government's decision on whether a treaty is in the national interest
is based on information obtained during consultations with relevant
stakeholders. Consultation does not take place merely so that those with an
interest feel included in the process. The practice is to provide information
about the treaty in question and, if possible, develop a consensus within the
community before taking definitive treaty action. Inevitably, the final
decision necessarily involves a balancing of competing interests.
State and Territory Governments
The State and Territory Governments are a primary focus of the consultation
process. Many international treaties need State and Territory cooperation for
their domestic implementation and, accordingly, discussions with State and
Territory Governments occur at many levels ranging from that of experts to
standing Ministerial Committees. The peak consultative body is the Treaties
Council consisting of the Prime Minister, the Premiers and the Chief Ministers.
Another important mechanism for federal/state consultation is the
Commonwealth-State-Territory Standing Committee on Treaties (SCOT) which
consists of representatives from the Premier's or Chief Minister's Departments
in every State and Territory. SCOT is chaired by a senior official of the Prime
Minister’s Department and also has representatives from the Department of
Foreign Affairs and Trade and the Attorney-General’s Department. This
committee receives on a quarterly basis a Treaties Schedule listing all
international treaties that Australia is currently negotiating or which are
under review. State and Territory representatives have the opportunity to seek
further details, offer views and comments, and flag those matters on which they
wish to be consulted or to improve the consultative mechanism.
Industry and other interest groups
Consultation with industry bodies and interest groups spans a wide range of
processes, from standing bodies to informal methods. DFAT holds formal
consultations twice a year with Non- Government Organisations (NGOs) interested
in international human rights issues where international instruments are on the
agenda. The National Consultative Committee on Peace and Disarmament considers
arms control issues, and the Trade Policy Advisory Committee enables the
business community's interests in trade policy negotiations to be reflected in
Government positions. Community consultation outside these standing
arrangements is, however, an ongoing process. There are numerous other
occasions and forums offered by DFAT at which interest groups or individuals
have opportunities to seek information or raise concerns about the treaty
process.
Because it is not always possible to know all the community groups which
might wish to contribute to the process of setting Australia's objectives and
positions, the Government prepares a list of all multilateral treaties currently
under negotiation or review which can be found on the Australian Treaties
Library Internet site. The list is updated approximately twice a year and
tabled in both Houses of the Commonwealth Parliament. The list includes the
name of the contact officer in the responsible Department to whom comments or
questions can be directed for each treaty under negotiation. This provides
greater transparency in the treaty making process and ensures that interested
groups and individuals are in a position to contribute freely to Australia's
negotiating position.
NGO and State and Territory Participation
Since expert, technical views are often needed by officials at
international negotiations, representatives from the States, Territories,
industry groups and other NGOs often serve as advisers to Australian
delegations. These advisers are in a position to report back to their
organisations on the room for manoeuvre for Australian initiatives and
positions. This process is particularly heavily employed when key new
multilateral regimes are being negotiated in areas like the environment, trade,
human rights and the law of armed conflict.
How does Australia become a party to a treaty?
How a country joins a treaty is determined by the treaty in question. All
bilateral treaties have a two stage entry into force mechanism. This allows a
bilateral treaty to be tabled in Parliament after its signature but before
binding treaty action is taken that would bring the treaty into force.
Modern multilateral treaties typically do not provide that signature alone
is sufficient to bind a country to the terms of a treaty. When the text of a
multilateral treaty is finalised, the common practice is to have the treaty
"open for signature'' for a specified period. Countries may sign the treaty
within that period but are not legally bound by its provisions until
ratification occurs. Where a country has not signed a multilateral treaty, it
will nevertheless generally be able to become a party to it. This is typically
called an act of accession.
What is the scope of the Commonwealth's power to
legislate?
If Commonwealth legislation is required to give effect to a treaty, the
Government relies on the external affairs power in Section 51 (xxix) of the
Constitution. The
Tasmanian Dam Case and others establish that
legislation based on the external affairs power, which is reasonably appropriate
and adapted to giving effect to a treaty, will be constitutionally valid. In
certain specific cases, however, for example, in giving effect to air navigation
and shipping treaties, the Government relies on the trade and commerce power as
well as the external affairs power. In many other cases, there is no need to
rely on the external affairs power because the subject of that treaty already
lies within other Commonwealth powers or because State and Territory Governments
will enact appropriate legislation.
The Constitution also limits the Commonwealth’s ability to exercise
the external affairs power. For example, the Commonwealth Government may not
remove constitutional rights, such as freedom of interstate trade, merely by
relying on treaty provisions. Also, the Commonwealth's exercise of legislative
powers, including the external affairs power, is subject to a principle that the
continued existence of one or more States, or their capacity to function as
States, must not be impaired.
Neither does the conclusion of a treaty automatically bring the entire
subject matter within the legislative capacity of the Federal Government. For
example, Australia's accession to the Convention on the Conservation of Nature
in the South Pacific does not mean that the Commonwealth has thereby gained
legislative power over the subject of "nature conservation." The external
affairs power only enables legislation to be passed to give effect to the terms
of the treaty, and for legislation to be valid, it must be reasonably considered
to be appropriate and adapted to the implementation of a treaty.
Perhaps the most important constraint upon the Commonwealth is the fact
that treaty making processes in Australia operate within a democratic context.
This includes, ultimately, the knowledge that action by the Commonwealth
Government which was widely perceived as contrary to Australia's interests could
result in its defeat at the next election.
What happens once the Government has decided to enter into a
treaty?
Once an in-principle decision has been taken to agree to a treaty, the
Commonwealth Government considers whether:
(a) specific implementing action is required;
(b) if so, whether existing legislation (Federal or State) is adequate;
and
(c) if not, whether the treaty should be implemented by legislation at the
Commonwealth or State/Territory level.
The prior approval of the Federal Executive Council is also required for
Australia to enter into a treaty. (The Executive Council comprises the
Governor-General and all serving Ministers and Parliamentary Secretaries. A
meeting of the Executive Council requires the presence of the Governor-General
plus two Ministers and/or Parliamentary Secretaries. The Executive Council
requires certain documentation be presented to it showing that the decision to
accept the rights and responsibilities associated with a treaty has been
approved by Cabinet or by the relevant Ministers.)
Do all treaties require legislation to operate in
Australia?
The general position under Australian law is that treaties which Australia
has joined, apart from those terminating a state of war, are not directly and
automatically incorporated into Australian law. Signature and ratification do
not, of themselves, make treaties operate domestically. In the absence of
legislation, treaties cannot impose obligations on individuals nor create rights
in domestic law. Nevertheless, international law, including treaty law, is a
legitimate and important influence on the development of the common law and may
be used in the interpretation of statutes.
New legislation is not always necessary
Many treaties do not require new or prior legislation, as they can be
implemented through executive action (for example, trade cooperation, defence
logistics and procurement treaties). Other treaties, including a number of
international human rights and industrial relations treaties, have been ratified
on the basis of an assessment by the Commonwealth that existing Commonwealth or
State/Territory legislation is sufficient to implement the provisions of the
convention (in other words, we are already meeting domestically the terms of the
convention and no further action is necessary), or that the particular treaty
obligations can be implemented progressively and without radical change to
existing laws.
But relying on existing legislation can sometimes be a
problem
Difficulties can arise if ratification relies on existing State or
Territory legislation and that legislation is subsequently altered in a way that
is incompatible with the relevant treaty. In such cases, consideration may be
given to the Commonwealth passing legislation to bring Australia's laws back
into line with its international obligations. Sometimes the interpretation of
obligations under a treaty may evolve to the extent that the existing
State/Territory law is no longer adequate to give effect to those obligations.
Again, if a State or Territory is unwilling to effect necessary amendments to
its own law, the Commonwealth may consider passing its own
legislation.
If obligations are not fully covered by existing legislation, new laws
may be needed
If new legislation is required to implement the treaty, the normal practice
is to require that it be passed before seeking Executive Council approval to
enter the treaty. This is because subsequent Parliamentary passage of the
necessary legislation cannot be presumed, entailing a risk that Australia could
find itself legally bound by an international obligation which it could not
fulfil.
Examples of treaties where specific legislation will be necessary are those
requiring specific outcomes which can only be achieved by imposing legislative
requirements on individuals. For example, legislation was necessary to give
effect to an obligation under the Montreal Protocol to ban the manufacture of,
and trade in, certain products containing harmful ozone depleting
substances.
Is treaty making being used by the Commonwealth to grab power from the
States?
Globalisation has changed the way all levels of Government interact with
the international system. The States and Territories are increasingly aware of
the benefit of having a global "voice'', and playing a greater role in the
world's deliberations on international rule making. State tourism offices,
premiers' trips overseas to raise finance or attract investment, relevant
ministers working with their counterparts to develop specific trade
opportunities are just some examples of these trends. The increased presence of
State and Territory representatives on delegations to international meetings
(including for the negotiation and implementation of international treaties)
demonstrates the importance of treaties to the States and Territories.
The
Principles and Procedures for Commonwealth-State-Territory
Consultation on Treaties sets out the arrangements governing the provision
of information, consultative mechanisms and the implementation of treaties and
other international instruments that are of particular sensitivity and
importance to the State and Territory Governments. Under these procedures, the
Commonwealth may consider relying on State or Territory legislation where the
treaty affects an area of particular concern to the States or Territories and
adoption of that course is consistent with the national interest and the
effective and timely discharge of treaty obligations.
In addition to the
Principles and Procedures there may be
Commonwealth-State-Territory arrangements covering a particular subject area.
For example, the 1992
Intergovernmental Agreement on the Environment sets
out detailed Commonwealth-State-Territory mechanisms relating to the negotiation
and implementation of environmental treaties. The Consultative Forum on Mutual
Recognition Agreements assists Commonwealth/State consultation on treaties and
less than treaty status arrangements by which Australia secures recognition for
its export standards in potential
markets.
General Treaty
InformationDetails of the treaties to which Australia is
known to have been, is, or has taken action to become a party, or which have
affected Australia, are contained in the
Australian Treaty List. The
List is available through the Australian Treaties Library on the Internet
(at http://www.austlii.edu.au/dfat), and is complete at the end of each year.
The
List is updated monthly in the current year under
Australian
Treaty List - Monthly Updates. Texts of treaties which have entered into
force for Australia can be found in the
Australian Treaty Series (ATS) -
texts from 1925 on may be accessed through the Internet (ATS number can be found
in the
Australian Treaty List), under the
Australian Treaty Series
(Full Text) heading. Texts of treaties where some action has been taken
(e.g. signature) but which are not yet in force for Australia, also appear under
the
Australian Treaty Series (Full Text) entry, as
Australian Treaties
not yet in force. Texts of those multilateral treaties in the development
of which Australia participated, but to which Australia is not yet a Party, are
published in
Select Documents on International Affairs: Treaties and
Conventions which are also available on the Internet under
Related
Materials.
Australia’s
Current Priorities for Treaty NegotiationsAddress by the
Secretary, Department of Foreign Affairs and Trade,
Dr Ashton Calvert, to the Treaties in the Global
Environment Seminar
Canberra, 13 March 2002
Australia is currently negotiating 85 separate international agreements of
treaty status.
They cover a wide range of subject matter, and are at
varying stages of completion.
Some are bilateral, others multilateral or
regionally based.
I propose to focus on three treaty-level negotiations,
each covering topics of vital importance to Australia’s interests.
They are:
- the United Nations Comprehensive Convention Against
Terrorism;
- the World Trade Organisation trade liberalisation negotiations or the Doha
Round, and;
- the negotiations to convert the Timor Sea Arrangement into a treaty between
Australia and East
Timor.
Comprehensive
Convention on Terrorism The attacks on the United States on
11 September 2001 have brought cooperation against terrorism to the very top of
the international agenda.
There are currently 12 UN anti-terrorism
instruments covering a range of matters including hostage taking, terrorist
bombings and terrorist financing.
Australia is a party to 9 of the 12
instruments.
In the year 2000, negotiations commenced in the UN on a
Comprehensive Convention Against Terrorism to “fill the gaps”, but
not to replace the existing conventions.
Australia has served as
Vice-Chair, coordinating discussion on the most difficult aspects of the
negotiations: the definition of the offence of terrorism, and the scope of the
Convention.
These issues are politically charged, and have defied
consensus for many years.
Members of the Non-Aligned Movement and the
Organisation of the Islamic Conference argue that an armed struggle for national
liberation, or against occupation or racist regimes, should not be considered
terrorism, and are seeking a broad reference in the Convention to reflect this
position.
They would classify such struggles as lawful armed conflict in
the pursuit of the right of peoples to self-determination.
Many
countries, including Australia, consider that an exclusion in these terms would
create too many unacceptable ambiguities.
There have been two negotiating
sessions on the Convention since September 11.
Australia had shared the
hope of many that the renewed international will to combat terrorism, post
September 11, would result in these differences being resolved.
This has
not proved to be the case, despite intensive efforts by Australia and the UN
Secretary General to broker a compromise.
It has to be said that the
outlook for concluding the treaty is not positive, particularly while the
Israel-Palestine crisis deepens.
Nevertheless, concluding the
Comprehensive Convention Against Terrorism is an important objective, and one
for which Australia will continue to work.
More positively, the recently
concluded Memorandum of Understanding on Combating International Terrorism
between Australia and Indonesia demonstrates that results can often be achieved
more quickly through bilateral, non-binding, but nonetheless effective
arrangements.
World
Trade OrganisationThere is a more encouraging story to tell
about the launch of the new round of global trade negotiations by WTO members in
Doha last November.
For a medium-sized exporting country like Australia,
rules-based multilateral trade liberalisation offers, overall, the most
effective route to improved access to global markets and secure trading
conditions.
The Government’s key goals for the Doha Round are to
achieve market access gains in agriculture, services and industrial products.
The mandates for industrial products and services provide a good basis
for further liberalisation.
Negotiations should begin this year to
reduce tariff and non-tariff barriers on industrial products.
And
negotiations on services will commence early next year.
The most
difficult negotiations are likely to be on agriculture, as well as environment
and geographical indications.
Australia will continue efforts - begun
under the auspices of the Cairns Group during the previous round of multilateral
trade negotiations - to ensure that the Doha Round phases out agricultural
export subsidies, and reforms other trade-distorting measures.
The
challenge will be to realise significant gains from the agricultural
negotiations by the mandated deadline of January 2005.
At Doha, Ministers
also committed to negotiate on the relationship between WTO rules and
multilateral environment agreements.
A key objective for Australia will
be to ensure that multilateral environment agreements are not used as a way of
increasing trade protection.
Australia will continue to oppose moves to
extend the level of geographical indications protection currently accorded to
wine and spirits to other products, including food.
This kind of
protection could deprive Australian agricultural producers of the opportunity to
use generic terms such as ‘basmati’ rice or ‘kalamata’
olives.
Timor
Sea Treaty The Government is negotiating an historic
bilateral treaty on the Timor Sea with the UN Transitional Authority in East
Timor (UNTAET) and East Timorese representatives.
An international
legal regime governing the development of seabed resources between Australia and
East Timor is a key objective for Australia.
The Timor Sea Treaty will
be based on the ‘Timor Sea Arrangement’, which was endorsed by
Australian Ministers, UNTAET and East Timorese representatives in Dili last
July.
We hope to have the new treaty ready for signature on East
Timor’s independence on 20 May this year. Negotiations are underway in
Darwin as I speak.
There are strong commercial, legal and foreign policy
reasons to conclude a treaty by this date.
It will provide a 90-10
revenue split in favour of East Timor, instead of the 50-50 split in the earlier
Timor Gap Treaty between Australia and Indonesia.
This will give East
Timor a secure and predictable revenue base, thus lessening its dependency on
aid.
It will also provide legal and commercial certainty for
investors, to enable continued development of the valuable resources of the
Timor Sea.
And significantly, it will demonstrate – in important,
symbolic terms - close relations between Australia and this fledgling
nation.
All three sets of negotiations that I have mentioned demonstrate
the crucial role that treaty-making plays in securing and promoting
Australia’s long-term economic, political and foreign policy
interests.
Between
Negotiation and RatificationOf course, you will be aware that
completing negotiations on a treaty is not the end of the story: they do not
enter into force until ratification requirements are met.
I will
conclude, therefore, by mentioning briefly two treaties where the texts have
been finalised and countries are now able to consider ratifying.
These
treaties are the Kyoto Protocol to the United Nations Framework Convention on
Climate Change, or UNFCC, and the Statute of Rome which establishes the
International Criminal Court.
The Government regards the threat posed by
climate change as very important, and is committed to maintaining a strong
domestic climate change program.
Almost $1 billion have been invested in
programs to reduce greenhouse gas emissions.
The Kyoto Protocol was
finalised at the 3
rd Conference of the UNFCCC parties at Kyoto, Japan
in 1997, after extensive negotiations.
Rules and procedures for
implementing the Protocol were finalised at the 7
th Conference of the
UNFCCC Parties (COP7) in Marrakesh in November 2001.
The Protocol must
be ratified by at least 55 countries, including countries with targets
representing at least 55 per cent of 1990 greenhouse gas emissions, before it
can enter into force.
Forty six countries have ratified, and many others
are completing domestic ratification processes this year.
A number of
countries, including the EU and Japan, have signalled their intention to ratify
before the World Summit on Sustainable Development in September 2002.
Reaching the 55 per cent of 1990 greenhouse gas emissions threshold,
however, will be difficult in the absence of the largest emitter, the United
States.
The United States is key to global efforts to deal with the
serious, long-term threat posed by climate change. Although still a party to
the UNFCCC, the U.S. has stood aside from the Protocol since early 2001, and
will not ratify it.
One month ago, President Bush announced a
comprehensive range of U.S. measures to reduce the greenhouse gas intensity of
its economy.
The Government has welcomed the U.S. initiative, elements
of which appear consistent with Australia’s long-standing views on how
climate change can best be addressed.
In particular, the Government
supports the emphasis in the President’s statement on the need for a
workable climate change regime to be economically manageable, and to include
developing countries.
And the Government believes that effective action
to address climate change needs to include all major emitters, including the
United States and developing countries.
Australia will maintain close
dialogue with the United States and other key players such as the EU.
At
the same time, Australia will continue to underline the importance of engaging
developing countries on the level of their future emissions of greenhouse gases.
Australia and the US have recently announced the establishment of a
bilateral ‘Climate Action Partnership’.
This
‘Partnership’ will focus on practical measures to address climate
change - including emissions measurement, climate science, initiatives in
sectors such as energy and agriculture, and engagement with business.
It
will also address collaborating with developing countries to help build their
capacity to deal with climate change.
The Government is analysing the
implication of the COP7 package for Australia before making a decision on
ratifying the Kyoto Protocol.
Obviously the approach outlined by
President Bush will be a factor in developing Australia’s climate change
strategy.
As I already mentioned, the EU, Japan and a number of other
countries with Kyoto targets have announced that they intend to ratify the
Protocol.
So the required threshold of 55 per cent of 1990 emissions -
for the Protocol to enter into force - will depend on whether or not Russia
(with 17.4 per cent of the total)
ratifies.
Rome
Statute of the International Criminal CourtI note that your
distinguished Chair has commented in his Sydney Morning Herald column about the
International Criminal Court.
You are probably aware that the Department
does not necessarily share his assessment of the Court.
This seminar,
however, underlines - and is consistent with - the Government’s commitment
to encouraging a broad public debate about the Court.
Last year, the
Joint Standing Committee on Foreign Affairs, Defence and Trade commended the
Government for its contribution to the development of the International Criminal
Court.
The same Committee recommended twice that the Government ratify
the Statute of Rome as soon as possible.
The Government remains committed
to ratifying the Rome Statute, once it has been able to consider any
recommendations that the Joint Standing Committee on Treaties may make in
relation to the Statute.
In addition to awaiting the outcome of the Joint
Standing Committee on Treaties’ deliberations, the Government must also
wait until Parliament has passed legislation to enable Australia to meet its
obligations as a State Party, and to take full advantage of the Statute’s
“complementarity regime”.
It appears almost certain –
with 55 of a required 60 States having ratified – that the Statute will
enter into force this year; and earlier this year rather than later.
The
Preparatory Commission of the International Criminal Court has set a September
2002 date for the first meeting of the Court’s Assembly of States
Parties.
Australia will only be able to participate actively at this
Assembly if we have ratified the Statute in time to be a State Party by the time
the meeting is held.
The Government still hopes this will be possible,
but also thinks it is important that the process for ratifying accord fully with
its reformed treaty-making policy.
ConclusionIn
conclusion, a general point I should like to make is that the treaty-making
agenda in which Australia is engaged at any time reflects the security,
political, economic and social environment in which we operate internationally
as a country.
Twelve months ago, I would have highlighted a different
list of examples of our treaty-making activity at that time.
It is entirely
natural for Australia’s priorities in treaty making to continue to shift
in response to changing international and domestic circumstances.
I think
you have before you a very stimulating and challenging agenda for the next two
days, with the opportunity for some spirited discussions with some of
Australia’s foremost experts on treaties issues.
Joint Standing
Committee on Treaties
This is a Parliamentary committee established by the Government in 1996
as part of a package of reforms to improve the openness and transparency of the
treaty making process in Australia. Its role is to review and report on all
treaty actions proposed by the Government before action is taken which binds
Australia to the terms of the treaty.
Resolution of
appointmentThe Committee's resolution of appointment empowers it to
inquire into and report upon:
(a) matters arising from treaties and
related National Interest Analyses and proposed treaty actions presented or
deemed to be presented to the Parliament;
(b) any question relating a treaty
or other international instrument whether or not negotiated to completion,
referred to the committee by:
i. either House of Parliament; or
ii. a Minister; and
(c) such other matters as may be referred to the
committee by the Minister for Foreign Affairs and on such conditions as the
Minister may prescribe.
The process of parliamentary review
The
reformed treaty making process requires that all treaty actions proposed by the
Government are tabled in Parliament for a period of at least 15 sitting days
before action is taken that will bind Australia at international law to the
terms of the treaty.
The phrase 'treaty actions' has a broad meaning. It
covers bilateral and multilateral agreements and encompasses a range of actions
including entering into new treaties, amendments to existing treaties and
withdrawal from treaties.
The one exception to the rule that treaties be
tabled before binding treaty action is where the Minister for Foreign Affairs
certifies that a treaty is particularly urgent or sensitive, involving
significant commercial, strategic or foreign policy interests.
When tabled in
Parliament, the text of proposed treaty actions are accompanied by a National
Interest Analysis (NIA) which explains why the Government considers it
appropriate to enter into the treaty. An NIA includes information
about:
- the economic, environmental, social and cultural effects of the proposed
treaty;
- the obligations imposed by the treaty;
- how the treaty will be implemented domestically;
- the financial costs associated with implementing and complying with the
terms of the treaty; and
- the consultation that has occurred with State and Territory Governments,
industry and community groups and other interested parties.
The text and NIA for each proposed treaty are automatically
referred to the Treaties Committee for review. The Committee advertises its
reviews in the national press and on its web-site, inviting comments from anyone
with an interest in the subject matter of the proposed treaty. The Committee
also routinely takes evidence at public hearings from government agencies and
people who have made written submissions.
At the completion of its inquiries the Committee presents a report to Parliament
containing advice on whether Australia should take binding treaty action and
on other related issues that have emerged during its review.
Seminars
The Committee convened seminars designed to improve public awareness of the
opportunities that exist for everyone in the community to be involved in the
process of making and reviewing Australia's international treaty obligations.
Report 24 contains an overview of the main issues discussed at a seminar on
24 and 25 June 1999 in Canberra. A Hansard transcript of the seminar in Brisbane
on 20 July 2000 can be found here.
Comments to: Committee Secretary on PH: 02 6277 4002 or FAX: 02
6277 4827
or email: jsct@aph.gov.au
© Commonwealth of
Australia
Parliament of Australia Web Site Privacy Statement
Principles
and Procedures for Commonwealth-State-Territory Consultation on
treaties
Part A: INTRODUCTION AND PRINCIPLES
These principles and procedures are adopted subject to their operation not
being allowed to result in unreasonable delays in the negotiating, joining or
implementing of treaties by Australia.
1.1 The Council of Australian Governments agreed at its meeting in June
1996 that this set of Principles and Procedures should be adopted in order to
achieve the best possible outcome for Australia in the negotiation and
implementation of international treaties. They update those adopted in
1992.
2 Instruments covered by these Principles and Procedures
2.1 These Principles and Procedures relate to treaties of sensitivity and
importance to the States and Territories.
2.2 Treaties are multilateral, limited party (plurilateral and trilateral)
or bilateral agreements which create legally binding obligations under
international law. Treaties pertaining to matters of national security are
excluded from these Principles and Procedures.
2.3 Having regard to these
Principles and Procedures, the Commonwealth will inform the States and
Territories of other international instruments where they cover matters of
sensitivity and importance to the States and Territories such as the United
Nations Draft Declaration on the Rights of Indigenous Peoples.
3 Principles
3.1 In the interests of
achieving the best possible outcome for Australia, and where a treaty or other
international instrument is one of sensitivity and importance to the States and
Territories, the Commonwealth should, wherever practicable, seek and take into
account the views of the States and Territories,
· in formulating
Australian negotiating policy, and
· before becoming a party to,
or indicating its acceptance of, that treaty or instrument.
The Commonwealth should then also keep the States and Territories informed
of the determined policy.
3.2 The consultative process will be continued
through to and include the stage of implementation, if any.
3.3 The
States and Territories will each be responsible for the timely development of
their own whole of government position with respect to any aspect of the
consultation and, where they choose, for the development of a consolidated
States and Territories position.
3.4 The States and Territories will
establish and advise the Commonwealth on the appropriate channels of
communication, and persons responsible for consultation, to ensure that the
Commonwealth can discharge its international responsibilities in a timely
manner.
4 Information4.1 The Commonwealth will
inform States and Territories in all cases and at an early stage of any treaty
discussions in which Australia is considering participation. Where available,
information on the long-term treaty work programs of international bodies will
be provided to the States and Territories.
4.2 There will be various ways in which information on treaty negotiations
is provided to the States and Territories.
(a) Information about treaty discussions is forwarded to Premiers'/Chief
Ministers' Departments or Cabinet Offices on a regular basis through the
Department of the Prime Minister and Cabinet and the Treaties Secretariat of the
Department of Foreign Affairs and Trade. One vehicle for making information
about current treaties and negotiations available will be the Treaties
Schedule.
(b) The Commonwealth will provide the States and Territories every six
months with a list of current and forthcoming negotiations (forecasting
12 months ahead) and of matters under consideration for ratification,
accession etc. Updates of this list will be provided at three monthly
intervals.
(c) National Interest Analyses (NIAs) will be prepared by the Commonwealth
for all treaties. States and Territories will be consulted at an early stage in
the preparation of NIAs in relation to those treaties in which they have a major
interest. NIAs will be finalised in time for tabling in Parliament. NIAs will
represent the best understanding of the Commonwealth at the time they are
prepared. A National Interest Analysis which includes the elements in the NIA
pro forma (Appendix 1) will accompany each treaty tabled in
Parliament.
(d) the Commonwealth will whenever practicable provide States and
Territories with a report on the outcome of international negotiating sessions
which are of sensitivity and importance to the States and Territories. These
may be provided on a confidential basis.
4.3 The provision of the above information will not affect the flow of information
on treaties to the States and Territories which occurs on an ongoing basis from
the time that negotiations begin.
5 Consultation mechanisms
The Treaties Council
5.1 There will be a Treaties Council
consisting of the Prime Minister, Premiers and Chief Ministers. The Treaties
Council will have an advisory function.
5.2 The role of the Treaties
Council is to consider treaties and other international instruments of
particular sensitivity and importance to the States and Territories either of
its own motion, or where a treaty is referred to it by any jurisdiction, a
Ministerial Council, an intergovernmental committee of COAG or by SCOT. Senior
Officials will co-ordinate and prepare the agenda for the Treaties Council. The
Treaties Council will also be able to refer treaties to Ministerial Councils for
consideration.
5.3 The Treaties Council will meet at least once a year.
The Prime Minister will chair the meetings, with the Minister for Foreign
Affairs in attendance when appropriate. Meetings of the Treaties Council will
normally take place at the same time and place as COAG.
Standing Committee on Treaties
5.4 There will be a Standing Committee on Treaties consisting of senior
Commonwealth and State and Territory officers which will meet twice a year, or
more often if required, to identify treaties and other international instruments
of sensitivity and importance to the States and Territories and:
· decide whether there is a need for further consideration by the
Treaties Council, a Ministerial Council, a separate intergovernmental body or
other consultative arrangements;
· monitor and report on the implementation of particular treaties
where the implementation of the treaty has strategic implications, including
significant cross-portfolio interests, for States and Territories;
· ensure that appropriate information is provided to the States and
Territories; and
· co-ordinate as required the process for nominating State and
Territory representation on delegations where such representation is
appropriate.
5.5 In identifying treaties and other international instruments of
particular sensitivity and importance to the States and Territories, the
Committee should have regard to their potential to affect the finances or
current or future policy decisions of the States and Territories or the need for
State and Territory participation in implementation, including
legislation.
Ministerial Councils and other consultation mechanisms
5.6 Subject to any recommendation of the Standing Committee, as a general
practice, consultation will be conducted by the functional Commonwealth/State
and/or Territory Ministers for Departments concerned. Exceptions will exist
where there are significant cross-portfolio interests.
5.7 In general,
existing Commonwealth/State and Territory Ministerial Councils and consultative
bodies will be used as the fora in which detailed discussions of particular
treaties and other international instruments take place.
5.8 When issues
are to be discussed that are of particular significance to either State and
Territory or Commonwealth authorities other than those directly represented on
the Commonwealth/State and Territory consultative bodies, representatives of
such authorities may be invited to attend the meetings in an observer
role.
5.9 The protocols relating to the operation of Ministerial Councils will
apply to these consultations - including those relating to Representation of
Constituent Governments and Liaison between Councils (
Commonwealth-State
Ministerial Councils, A Compendium, May 1994).
6 Participation on International
Delegations
6.1 In appropriate cases, a representative or representatives of the States
and Territories may be included in delegations to international conferences
which deal with State and Territory subject matters. Subject to any special
arrangements, the purpose is not to speak for Australia, but to ensure that the
States and Territories are well informed on treaty matters and are always in a
position to put a point of view to the Commonwealth. However, State and
Territory representatives will be involved as far as possible in the work of the
delegation.
6.2 The States and Territories will normally initiate moves
for inclusion in a delegation, but the Commonwealth should endeavour to keep
State and Territory interests in mind.
6.3 Unless otherwise agreed, the costs of the State and Territory
representatives are a matter for State and Territory governments.
7 Implementation
7.1 Before the
Commonwealth becomes a party to any international treaty of particular
sensitivity and importance to States and Territories, the Commonwealth and the
States and Territories will consult in an effort to secure agreement on the
manner in which the obligations incurred should be implemented.
7.2 Where the preparation of reports to international bodies on
implementation action is required, States and Territories will be consulted and
their views taken into account in their preparation.
8 "Federal - State'' Aspects
8.1 The Commonwealth does not favour including federal clauses in treaties
and does not intend to instruct Australian delegations to seek to include them.
In the Commonwealth's view, the international community sees the pursuit of
federal clauses in treaties generally as an attempt by the "Federal State'' to
avoid the full obligations of a party to the treaty. The Commonwealth's
experience at a number of International Conferences has shown that these clauses
are regarded with disfavour by almost the entire international community.
Further, its experience is that a federal clause tailored to the needs of one
federation will be unacceptable to other federations. The Commonwealth believes
that instructing an Australian delegation to press for a federal clause only
diverts its resources from more important tasks.
8.2 The Commonwealth
does not object to Australia making unilaterally a short "Federal Statement"
when it signs or ratifies certain appropriate treaties, if this statement
clearly does not affect Australia's obligations as a party. An "appropriate"
treaty would be one where it is intended that the States and Territories will
play a role in its implementation. An appropriate form for a statement like
this is at Appendix 2.
8.3 The normal practice is that Australia does not
become a party to a treaty containing a federal clause until the laws of all
States and Territories accord with the mandatory provisions of the treaty.
However, where a suitable ``territorial units'' federal clause is included in a
treaty, the possibility of Australia acceding only in respect to those States
and Territories which wish to adopt the treaty might be considered on a case by
case basis where appropriate, perhaps in some private law
treaties.
8.4 The Commonwealth will consider relying on State and
Territory legislation where the treaty affects an area of particular concern to
the States and Territories and this course is consistent with the national
interest and the effective and timely discharge of treaty obligations. However,
the Commonwealth does not accept that it is appropriate for the Commonwealth to
commit itself in a general way not to legislate in areas that are
constitutionally subject to Commonwealth
power.
The Effect of
Treaties in Administrative
Decision-MakingJoint
StatementThe Minister for Foreign
Affairsand the Attorney-General and Minister
for Justice25 February
1997
This statement addresses the consequences of the 7 April 1995 decision of
the High Court in
Minister for Immigration and Ethnic Affairs v Teoh
(1995) 183 CLR 273. In relation to administrative decisions made from today, it
replaces the joint statement made on 10 May 1995 by the then Minister for
Foreign Affairs and the then Attorney-General.
2. In the
Teoh case the majority of the High Court held that entry
into a treaty by Australia creates a `legitimate expectation' in administrative
law that the Executive Government and its agencies will act in accordance with
the terms of the treaty, even where those terms have not been incorporated into
Australian law. The High Court held that, where a decision-maker proposes to
make a decision which is inconsistent with such a legitimate expectation,
procedural fairness requires that the person affected by the decision be given
notice and an adequate opportunity to put arguments on the point. The High
Court made clear that such an expectation cannot arise where there is either a
statutory or executive indication to the contrary.
3. It is a longstanding principle that the provisions of a treaty to which
Australia is a party do not form part of Australian law unless those provisions
have been validly incorporated into domestic law by statute. The High Court in
the
Teoh case affirmed that principle but at the same time gave treaties
an effect in Australian law, as described in the previous paragraph, which they
did not previously have. The Government is of the view that this development is
not consistent with the proper role of Parliament in implementing treaties in
Australian law. Under the Australian Constitution, the Executive Government has
the power to make Australia a party to a treaty. It is for Australian
parliaments, however, to change Australian law to implement treaty obligations.
4. The purpose of this statement is to ensure that the executive act of
entering into a treaty does not give rise to legitimate expectations in
administrative law.
5. The act of entering into a treaty is unlike the considered statements of
public policy which previously had been held by the courts to give rise to a
legitimate expectation in administrative law. The prospect was left open by the
Teoh case of decisions being challenged on the basis of a failure
sufficiently to advert to relevant international obligations including where the
decision-maker and person affected had no knowledge of the relevant obligation
at the time of the decision. This is not conducive to good
administration.
6. Therefore, we indicate on behalf of the Government that the act of
entering into a treaty does not give rise to legitimate expectations in
administrative law which could form the basis for challenging any administrative
decision made from today. This is a clear expression by the Executive
Government of the Commonwealth of a contrary indication referred to by the
majority of the High Court in the
Teoh Case.
7. Subject to the next paragraph, the executive indication in this joint
statement applies to both Commonwealth and State and Territory administrative
decisions and to the entry into any treaty by Australia in the future as well as
to treaties to which Australia already is a party. In relation to
administrative decisions made in the period between 10 May 1995 and today
reliance will continue to be placed on the joint statement made by the then
Minister for Foreign Affairs and the then Attorney-General on 10 May
1995.
8. Where a State or Territory government or parliament takes, or has taken,
action to displace legitimate expectations arising out of entry into treaties in
relation to State or Territory administrative decisions this statement will have
no operation in relation to those decisions.
9. The Government will also introduce legislation to provide that the
executive act of entering into a treaty does not give rise to legitimate
expectations in administrative law.
ALEXANDER DOWNER DARYL WILLIAMS
Review
of the
Treaty-Making
Process
Commonwealth of
Australia
© Commonwealth of Australia 1999
ISBN 0 642
20985 5
This work is copyright. Apart from any use as permitted under the
Copyright Act 1968, no part may be reproduced by any process without
written permission.
EXECUTIVE
SUMMARY
In 1996, the Government introduced wide-ranging reforms to the
treaty-making process. The Government has now reviewed these reforms, and found
that, overall, they are working well. By consulting with States and
Territories, and the Joint Standing Committee on Treaties, and from the many
submissions from the community, the Government has identified some areas for
further improvement. These include, among other things, improving consultation
between States and Territories and Commonwealth Departments and agencies. There
is also scope for building on improvements already made to National Interest
Analyses, and for enhancement of the internet Australian Treaties Library. The
Government remains committed to an open and transparent treaty-making
process.
The
1996 Reforms
The 1996 reforms had 5 pillars:
· the tabling of treaties in Parliament for at least 15 sitting
days before binding action is taken;
· the preparation of a National Interest Analysis (NIA) for each
treaty;
· the establishment of the Parliamentary Joint Standing Committee
on Treaties (JSCOT);
· the establishment of the Treaties Council comprising the Prime
Minister, Premiers and Chief Ministers; and
· the establishment on the internet of the Australian Treaties Library.
The
Review Process − Wide Consultation
In 1996, the Government said it would review the reforms after they had
been in place for 2 years. This process began in July 1998 with requests for
submissions.
The Government consulted widely in conducting this Review. The Prime
Minister wrote to all Premiers and Chief Ministers requesting their comments on
the reforms and suggestions for improvement. The Minister for Foreign Affairs
and the Attorney-General wrote in similar terms to JSCOT. The Department of
Foreign Affairs and Trade (DFAT) and the Attorney-General's Department sought
contributions from Commonwealth Departments and agencies, and persons and
organisations who had made submissions to the 1995 report of the Senate Legal
and Constitutional References Committee on treaties (the 1995 Senate
Report),
[1] or
to subsequent JSCOT inquiries.
The Review was advertised and submissions sought in nation-wide newspaper
advertisements in July 1998, and through the DFAT and Attorney-General's
Department internet sites.
A total of 66 submissions were received.
The majority of these submissions agreed that the reforms were both well-implemented
and effective in practice. The Government also appreciates the suggestions for
improvement contained in many submissions.
Assessing
the reforms
Fifteen
sitting day minimum tabling period
The requirement to table treaties in Parliament for a minimum of 15 sitting
days has proved a good balance between the need for adequate Parliamentary and
public scrutiny and the need for timely treaty action. The existing flexibility
- for shorter tabling periods in very urgent circumstances and for longer periods
in particularly complex matters - has worked well.
Parliamentary
Joint Standing Committee on Treaties
JSCOT has been very effective. It has sought submissions from a wide range
of people and organisations, and as at 30 June 1999 had considered 137 treaty
actions and tabled 22 reports.
JSCOT has been able to expand consultation by holding hearings in a wide
range of locations and by seeking submissions from a wide range of
parliamentary, government, industry and community groups.
The second-largest and one of the most active joint Parliamentary committees,
JSCOT has become the key medium for wide consultation on treaties. It has also
greatly enhanced community awareness of treaties.
National
Interest Analyses
The purpose of an NIA is to explain why a treaty action would be in
Australia's national interest. NIAs describe the likely economic, social,
cultural, environmental and legal impacts of proposed treaty action. They are
tabled with their treaties for a minimum of 15 sitting days, and are available
on the internet.
Some States and Territories expressed concern about the adequacy of the time
made available for consultation with the Commonwealth agency preparing the NIA.
The Government acknowledges this situation. However, in the 3 years of their
operation, NIAs have evolved and improved, and this process will continue. JSCOT
has played a valuable role in this. The Government is committed to the importance
and value of the States' and Territories' role in this area, and encourages
them to engage in treaty consultation at the earliest opportunity.
The
Australian Treaties Library
(www.austlii.edu.au/au/other/dfat)
The establishment on the internet of the Australian Treaties Library is one
of the stand-out successes of the Government's 1996 reforms. It has already
become the world's most advanced and up-to-date on-line national treaty
information system, containing more than 26,000 pages of treaty texts. It has
been enthusiastically endorsed by a very wide range of users.
Work is continuing on the Australian Treaties Library website to expand its
already impressive subject and keyword search capabilities, create and improve
links to NIAs and 'status lists' showing which countries have joined treaties to
which Australia is a Party, and improve the overall user-friendliness of the
site.
Australia is a leader in this field: it sponsored the United Nations
General Assembly resolution that created the UN internet treaty database
(www.un.org/Depts/Treaty).
The Government continues to provide printed hard copy versions of treaty
texts.
Treaties
Council and Standing Committee on Treaties (SCOT)
The Treaties Council consists of the Prime Minister, the Premiers and the
Chief Ministers. Although it has so far met only once (in November 1997), the
Commonwealth/State and Territory Standing Committee on Treaties (the SCOT) meets
twice each year. The SCOT has significantly enhanced the coordination of consultation
between the Commonwealth and the States and Territories.
Other
State and Territory ConcernsState and Territory submissions raised a
number of specific proposals which the Government has noted:
· State and Territory approval of treaties: the
Government considers that the reformed treaty processes are sufficient to enable
the views of States and Territories to be taken into account in treaty
negotiations. However, the Government is committed to improving existing
consultation in order to make the present system work as effectively as
possible.
· Federal Clauses: Federal clauses limit the
application of a treaty to areas of a federal government's constitutional
authority. The 1995 Senate Report found that for Australia they would present
considerable practical and political difficulties. There are no plans to seek
federal clauses in future treaties, although the Government will continue to
make a federal statement upon signature of a treaty when appropriate.
· State and Territory representation at treaty negotiations:
the Government acknowledges that States and Territories often participate in
treaty negotiations, and this can assist in informing the delegation of State
and Territory views and provide the delegation with expert technical assistance.
The Government supports State and Territory-funded participation in relevant
treaty negotiations.
Looking
to the Future
The Government considers that the treaty-making process has worked well since
the reforms were introduced. It is committed to maintaining these high standards
and initiating improvements where appropriate:
· consultation with States and Territories: the
Government will continue to ensure that Commonwealth agencies consult promptly
so that States and Territories can make the best possible use of the existing
Ministerial Councils and consultation mechanisms;
· National Interest Analyses: the Government is
committed to maintaining the quality and utility of NIAs, and values the
feedback of JSCOT and the States and Territories;
· Australian Treaties Library - staying at the leading edge:
the Australian Treaties Library website is the world's best national treaties
website - the Government is committed to keeping it that way.
Continuing
the Success of the 1996 Reforms
The Government has been pleased with the positive response to its reforms of
the treaty-making process. It is committed to further improving the way Australia
enters into treaties, and working towards the most effective combination of
scrutiny, transparency and consultation.
1.
INTRODUCTION
1.1 The Government is proud of the success of the landmark 1996 treaty
reforms. As the submissions to this Review acknowledged, the reforms have
greatly improved scrutiny, transparency and consultation in the treaty-making
process, and community awareness of treaties.
1.2 The key initiatives were:
· the tabling of treaties in Parliament for at least 15 sitting
days before binding action is taken;
· the preparation of a National Interest Analysis (NIA) for
each treaty;
· the establishment of the Parliamentary Joint Standing
Committee on Treaties (JSCOT);
· the establishment of the Treaties Council comprising the
Prime Minister, Premiers and Chief Ministers; and
· the establishment on the internet of the Australian Treaties
Library.
1.3 As at 30 June 1999 the Government had tabled 135 treaties since the
introduction of the reforms. JSCOT has closely and constructively scrutinised
the treaties. NIAs and the Australian Treaties Library have provided a new
level of transparency. The Government has continued to improve the
comprehensiveness of its consultations.
1.4 On 2 May 1996, the Minister for Foreign Affairs, the Hon Alexander
Downer MP and the Attorney-General, the Hon Daryl Williams AM QC MP, announced
the Government's reforms to the treaty-making process in Australia. In
introducing those changes to Parliament the Minister for Foreign Affairs
foreshadowed that the Government would review the initiatives taken to reform
the treaty-making process. The Minister also noted the need to overcome the
perceived "democratic deficit" in the treaty-making process and to ensure that
every Australian individual and interested group has an opportunity to
participate in the process. The reforms sought to establish an efficient
approach to assessing the way proposed treaties meet our national interests. As
this Review highlights, the objectives of the reforms have been achieved. Many
submissions made suggestions for further adjustments, and these valuable
contributions have been thoroughly considered.
1.5 The Government's guide to treaties, the
Treaty Information Kit
is available on the
internet
[2] and
from the Department of Foreign Affairs and Trade's Treaties
Secretariat.
2.
IMPLEMENTATION OF
REFORMS
2.1 The 1996 reforms were fully operational by 14 June 1996, only 6 weeks
after they were announced, highlighting the Government's commitment to its
reforms. Most submissions to this Review agreed that the 5 main elements of the
reforms have been successfully implemented.
2.2 The Treaties Secretariat, a new unit established within the Department
of Foreign Affairs and Trade (DFAT), has been responsible for managing the reforms
and coordinating their implementation.
Tabling
2.3 The first of the 5 reforms was the requirement that all proposed treaty
actions be tabled for at least 15 sitting days in both Houses of Parliament
prior to the Government taking the final step to bind Australia under international
law. During this time, the Parliamentary Joint Standing Committee on Treaties
(JSCOT) holds hearings and prepares a report about the treaty. Fifteen sitting
days (30 to 100 calendar days) has proved a manageable timeframe for JSCOT to
scrutinise treaties.
2.4 Both the Government and JSCOT acknowledge that some international
events may demand treaty action by the Government before the expiry of 15
sitting days. This exception has been used sparingly, and only where necessary
to safeguard Australia's national interest. For example it has been used in
relation to:
· the Bougainville Peace Monitoring
Agreement;[3]
and
· the 1996 Agreement with Japan
concerning Tuna Long-Line
Fishing.[4]
2.5 Another aspect of the introduction of the 15 sitting day requirement
was its impact on bilateral treaty negotiations. In its response to the 1995
Senate Report
[5]
the Government recognised the need for a changed approach to negotiation of
bilateral treaties, which usually entered force upon signature. Bilateral
treaties are now implemented through a 2-stage process (signature followed by
binding action) which accommodates JSCOT
scrutiny.
National
Interest Analyses
2.6 The second reform was the requirement for a National Interest Analysis
(NIA) to be prepared for each treaty. An NIA analyses:
· the forseeable economic, environmental, social and cultural
effects of
a treaty action;
· the obligations such action will impose;
· the direct financial costs to Australia;
· domestic implementation implications; and,
· the nature of consultation that has occurred.
2.7 The quality and content of NIAs has continued to evolve since the first
NIAs were tabled on 21 May 1996. JSCOT has made valuable comments and
recommendations about the need to include greater detail on consultation and
improve the format of NIAs.
2.8 NIAs are tabled in Parliament, and are then made available on the
internet with the treaty they accompany. They have proved to be both an
important tool in the dissemination of information about treaty actions, and a
valuable aid to JSCOT in its considerations.
NIAs are discussed further
at paragraphs
7.5-7.9.
Parliamentary
Joint Standing Committee on Treaties
2.9 The third reform was the creation, on 30 May 1996, of JSCOT. Comprised
of 16 members from both Houses, JSCOT is made up of Government, Opposition and
minority parties as well as independent members. As at 30 June 1999, JSCOT had
considered 137 treaty
actions
[6] and
has tabled 22 reports. It has served as a medium for the dissemination in
Parliament of information about treaties, and has provided a key forum for the
public, interested groups, and State and Territory governments to express their
views.
2.10 JSCOT's Resolution of Appointment allows it to inquire into and report
upon:
· matters arising from treaties and related NIAs and proposed
treaty actions presented, or deemed to be presented, to the
Parliament;
· any questions relating to a treaty or other international
instrument, whether or not negotiated to completion, referred to it
by:
- either House of the Parliament; or
· such other matters as may be referred to it by the Minister
for Foreign Affairs and Trade and on such conditions as the Minister may
prescribe.
[7]
2.11 JSCOT has interpreted its mandate broadly, and has taken the view that
all treaties entered into before its creation have been tabled for its
consideration. On this basis JSCOT has undertaken an inquiry into the
implementation of a treaty that has been in force for Australia since January
1991 (the
Convention on the Rights of the
Child).
[8]
The Minister for Foreign Affairs also referred the draft Multilateral
Agreement on Investment (MAI) to JSCOT while that proposed treaty was still
under negotiation.
2.12 JSCOT has held as many hearings as possible at locations convenient to
interested groups, and this has served to make the treaty-making process more
accessible to the public. Proceedings have been advertised in major newspapers
and the JSCOT Secretariat has contacted groups which may be interested in each
treaty under consideration.
2.13 The second largest of the Parliamentary committees, JSCOT has proved
active, productive and efficient. The Government appreciates the constructive
scrutiny of treaties undertaken by JSCOT.
Treaties
Council
2.14 The fourth reform was the establishment on 14 June 1996 of the Treaties
Council to facilitate greater consultation with the States and Territories.
The Council consists of the Prime Minister, Premiers and Chief Ministers. It
allows the States and Territories to draw to the Commonwealth's attention treaties
of particular sensitivity and importance to them, and for the Commonwealth to
maintain at the highest level its commitment to consultation. The Council has
an advisory function to consider treaties and other international instruments
of particular sensitivity and importance to the States and Territories. These
may be considered by the Council on its own motion, or on reference from any
State or Territory, a Ministerial Council, an intergovernmental committee of
the Council of Australian Governments, or by the Commonwealth/State and Territory
Standing Committee on Treaties (SCOT). The SCOT, which convenes twice each year,
plays an important coordinating role for the Treaties Council. SCOT is comprised
of officers representing the Premiers and Chief Minister's Departments of the
States and Territories, and officers representing the Commonwealth Departments
of Prime Minister and Cabinet, Foreign Affairs and Trade and Attorney-General's.
Although the Treaties Council has met only once (in November 1997) it has the
potential to improve consultation on treaty matters of importance to the States
and Territories. The frequency of future meetings of the Treaties Council is
a matter for agreement between the Commonwealth and the States and Territories.
Australian
Treaties Library
2.15 The fifth reform was the establishment by the Department of Foreign
Affairs and Trade (DFAT), in conjunction with the Australasian Legal Information
Institute, of the Australian Treaties Library on the internet
(www.austlii.edu.au/au/other/dfat/). This database is the world's most
complete, freely-available national database of treaty information. It contains
a wide range of documents and information about treaties, including:
· all treaties in force for Australia;
· NIAs for all tabled treaties;
· lists of multilateral treaties under negotiation;
and
· treaties signed by, but not yet in force for,
Australia.
2.16 The database represents a quantum leap in information distribution.
Hard copy of all information is available from DFAT upon request for persons who
do not have access to the internet.
2.17 Since the 1996 reforms were announced the Government has tabled 135
treaties. JSCOT has engaged in effective scrutiny of treaties, and the
preparation of NIAs has led to greater transparency. The placing of the
Australian Treaties Library on the internet has enabled the distribution of
extensive information on treaty issues to the general community.
3.
THE REVIEW PROCESS
3.1 In its response to the 1995 Senate Report, the Government stated that
it would conduct a review 2 years after the 1996 treaty reforms had been in
place.
3.2 In July 1998 the Prime Minister wrote to the Premiers and Chief
Ministers to invite them to provide comments about the reforms and to make
suggestions for improvements. The Minister for Foreign Affairs, the Hon
Alexander Downer MP and the Attorney-General, the Hon Daryl Williams AM QC MP,
wrote in similar terms to the JSCOT. The Department of Foreign Affairs and
Trade (DFAT) and the Attorney-General's Department wrote advising of the Review
and seeking comments from persons and organisations who had made submissions to
the 1995 Senate Report, or to subsequent JSCOT inquiries. Comments were also
sought from Commonwealth Departments and agencies.
3.3 In addition, advertisements in national and State and Territory
newspapers in July 1998 sought views on the operation of the new treaty-making
process. The Review was also advertised on the internet sites of DFAT and the
Attorney-General's Department.
3.4 On 9 February 1999 a meeting to provide information to JSCOT about the
Review was held with DFAT and the Attorney-General's Department.
3.5 The Review received 66 submissions (listed in the Appendix), including
submissions from all State and mainland Territory Governments and 13 submissions
from Commonwealth Departments and agencies. The JSCOT also provided comments.
The Government appreciates the contribution made by all those who participated
in the Review.
3.6 The issues addressed in the submissions included the role of States and
Territories in treaty negotiations, the role and procedures of JSCOT, Government
consultation in relation to treaty negotiations, the role of Parliament in the
treaty-making process, and whether the Parliamentary treaty-making process
should be set out in legislation.
4.
JSCOT
4.1 JSCOT's main role is to inquire into and report upon treaties. In fulfilling
its role, the Committee has played an important part in overcoming the perceived
``democratic deficit'' of the treaty-making process. In particular, it has developed
as a key forum through which comprehensive community consultation is facilitated,
and has increased confidence in the treaty process.
Timing
of JSCOT's involvement
4.2 JSCOT's practice has been to inquire into and report on treaties as
they are tabled, before the Government takes binding action. There are,
however, 2 other stages at which a treaty could be considered by JSCOT within
the terms of its Resolution of
Appointment.
[9]
4.3 Some submissions to this Review have suggested that it should be
possible for JSCOT to inquire into a treaty during negotiations before the text,
and Australia's position, have been finalised. This is provided for in the
JSCOT Resolution of Appointment, and has already occurred during JSCOT's first
term, with the consideration of the draft Multilateral Agreement on Investment,
which was being developed by the members of the Organisation for Economic
Cooperation and Development.
4.4 It may be appropriate, on occasion, for the Minister for Foreign
Affairs to refer a treaty to the Committee during the negotiation stage, to
assist the Government with making the decision whether to sign and subsequently
ratify a treaty. Such a referral could only be effective if clear terms of
reference were determined following close consultation with JSCOT (through its
Chairman).
4.5 At the other end of the treaty-making process, in relation to treaties
already in force, the Government notes that other Parliamentary committees may
have specialised expertise on the subject-matter of these treaties, and there
may be merit in considering this when determining the most suitable forum for
reviewing such treaties. However, the Government is keen to strengthen the
capacity of JSCOT to deal with current treaties and to address the new policy
issues arising from them.
4.6 The Government is also aware of the limited resources of State and Territory
governments, industry groups, interested groups and academics to monitor and
contribute to JSCOT's consideration of treaties. The Government also seeks to
make the best use of its resources, so it is prudent to avoid duplication of
inquiries into a particular issue. This, or a premature inquiry, would unnecessarily
stretch the resources of all participants in the treaty-making process.
Treatment
of Minor Treaties
4.7 Many treaties are based on Government-approved ``templates''. These
standard documents cover such bilateral issues as double taxation, extradition,
law enforcement, mutual assistance, health and social security. Other treaties
are subordinate to major multilateral treaties, simply implementing the policy
under the main treaty. Examples include individual international organisations'
operational agreements or technical arrangements. The characterisation of a
treaty may be relevant in determining the intensity of the review process to be
applied to
it.
[10]
4.8 JSCOT itself has recognised this aspect of the treaty-making process.
Its First Report noted that:
1.20 The Committee will not examine all tabled treaties in detail. Some
treaties or executive agreements, such as extradition agreements or double
taxation agreements, will not warrant separate scrutiny on each occasion.
Nonetheless the Committee reserves the right to examine the operation of such
arrangements in general terms, should it so desire.
4.9 The Government welcomed JSCOT's approach, in particular, that separate
scrutiny may not be warranted for certain treaties, and notes that this would
reduce the burden on resources of all participants in the treaty review process
(in particular, industry and community groups).
4.10 This practice of determining the level of scrutiny to be applied to a
treaty functions well when the NIA clearly and succinctly summarises the issues.
In relation to template treaties, the Government's practice is to indicate in
the NIA how the specific treaty varies from the template. This practice was
developed in response to comments from JSCOT.
4.11 The Government considers that JSCOT's current Resolution of Appointment
is appropriate for its key role in the treaty-making process, and that the discretion
of the Committee to inquire into any treaty, when tabled, should remain unfettered.
Tabling
Period
4.12 A number of submissions raised the issue of the adequacy of the period
for tabling treaties in Parliament before binding action is taken. The period
established in the 1996 reforms was at least 15 sitting days (usually 30 to 100
calendar days) of both Houses of Parliament. The period was recommended by the
1995 Senate Report and is consistent with other analogous Parliamentary tabling
periods, for example, the period during which Parliament may consider a new
regulation.
4.13 A tabling period of 15 sitting days provides a reasonable balance
between the need to allow for sufficient Parliamentary scrutiny of treaty
actions, and the need to implement a treaty as soon as possible. The Government
notes that the `urgency' exception, discussed at paragraph 2.3, has worked
well.
4.14 Many of the submissions that commented on this aspect of the reforms
did not appear to reflect an understanding of the difference between sitting
days and calendar days. The criticisms of the tabling period raised in
submissions related to broader concerns over adequate consultations. Such
concerns have been addressed in consideration of other elements of the
treaty-making process.
4.15 The issue of the adequacy of the tabling period was addressed by JSCOT
in its First Report:
1.21 On 18 June 1996, the Committee advised the Minister for Foreign Affairs
of its concerns that, in some circumstances, the 15 sitting day period in
which treaties remain tabled could be insufficient for an inquiry and report
to Parliament before binding treaty action is taken.
1.22 The Committee therefore intends to advise the Minister as early as
practicable after each tabling that:
· if it is not possible to report within the 15 sitting day
period on a particular treaty or treaties in a group, that a report will be
tabled as soon as practicable.
1.23 It remains the Committee's expectation that binding action in the
latter cases would be delayed until its report has been tabled.
1.24 The Minister's reply agreed with the approach set out above, noting the
Committee's concern about the adequacy of 15 sitting days for inquiry and
report. In many such cases, the Minister indicated it would be possible for
the treaty action to be delayed. Such delays, he noted, would not be necessary
often and the Government would accommodate requests for delays to taking binding
action where compatible `with national interests'.
4.16 The Government has, without exception, honoured this commitment and
appreciates the consultative practices adopted by JSCOT to ensure there are no
practical disadvantages caused by delayed reporting.
4.17 Accordingly, the Government considers that the balance currently
struck in determining the length of the tabling period is adequate and
appropriate.
5.
PARLIAMENTARY SANCTION OF TREATIES
5.1 The Government may, by ratifying a treaty, bind Australia at
international law to the obligations under the treaty. The approval of the
Parliament is not required for this
ratification.
[11]
Of course, the Parliament has a central role in relation to the
implementation of the obligations under a treaty if Commonwealth legislation is
required for Australia to fulfil those obligations.
5.2 The 1995 Senate Report considered the issue of whether to introduce a
requirement for Parliamentary approval prior to Australia's ratification of
treaties. That Report concluded that the issue be referred to JSCOT, noting
that other reforms recommended by the review would assist in curing some of the
problems that a Parliamentary approval process would be designed to address.
The Government response to that Report indicated that the experience to be
gained from the reforms should be assessed before determining this matter, and
that the Government would consider the issue as part of this Review.
5.3 A number of submissions to the Review addressed the issue of
Parliamentary approval of treaties. The views ranged from saying that
Parliamentary approval was unnecessary, to arguing that ratification of some
treaties should be subject to approval by referendum. The main argument in
favour of some form of Parliamentary approval is, in essence, that it could
result in improved accountability, consultation and community awareness in
relation to Australia's proposed ratification of a treaty.
5.4 The Government has carefully considered this issue, and concluded that
a requirement for Parliamentary approval of treaties is not justified. This is
because the reformed treaty procedures have themselves sufficiently improved
public consultation and Parliamentary scrutiny. In particular, the procedures
require that prior to binding action being taken a treaty must be tabled in
Parliament, together with an NIA. Moreover, those treaties that would directly
affect the rights and duties of individuals in Australia already require
Parliament's consideration of the implementing legislation.
5.5 Further, all treaties are subject to inquiry by JSCOT and the
Government has been careful to take JSCOT's recommendations into account. The
significant contribution of JSCOT since its inception has strengthened the
Government's view that more restrictive and formal Parliamentary sanction would
not provide any advantages. The Government considers it appropriate and useful
that the Parliament have a full role in considering, commenting on and making
recommendations about the purpose and consequences of the Government's treaty
proposals, and existing treaty obligations.
5.6 A procedure of Parliamentary approval (as opposed to the current system
of Parliamentary scrutiny) would result in significant delays in the treaty
process, without any significant benefits additional to those already achieved
as a result of the reformed treaty-making process.
5.7 Recommendation 8 of the 1995 Senate Report was that legislation be
enacted to establish a Joint Parliamentary Committee on Treaties. However, that
report did not discuss in any detail the specific issue of whether such
legislation was warranted. The Government response to this recommendation
proposed that JSCOT be established by resolutions in both Houses of Parliament,
noting that enacting legislation would involve delay in the implementation of
the recommendation.
5.8 A number of submissions to the Review raised the broader question of
whether the reformed Parliamentary treaty-making process (not only the
establishment of JSCOT but also the requirement to table treaties and NIAs)
should be given a legislative basis. The Government notes that the arguments in
favour of and against a legislative basis for the treaty-making process are
finely balanced. On the one hand, legislation would make it less likely that
the process could be altered over time. However, legislation could reduce the
flexibility of the process, and its capacity to adapt to changes over time. The
Government continues to give this issue careful consideration, in light of the
issues and reforms discussed in this Review.
6.
STATE AND TERRITORY ISSUES
6.1 The 1996 reforms included a number of developments designed to improve
the quality of State and Territory participation in the treaty-making process.
These developments are set out in the 1996
Principles and Procedures for
Commonwealth-State Consultation on Treaties (
1996 Principles and
Procedures), which were adopted at the Council of Australian Governments
meeting on 14 June 1996, and include:
· the establishment of a Treaties Council consisting of the
Prime Minister, Premiers and Chief Ministers, as a high-level advisory body to
consider treaties of particular importance and sensitivity to the States and
Territories; and
· an enhanced role for the Standing Committee on Treaties
(SCOT) (which comprises senior Commonwealth and State and Territory officials),
including the identification of treaties of particular sensitivity and
importance to the States and Territories which might be considered by the
Treaties Council.
6.2 In addition to these specific developments, there are also other
opportunities for the States and Territories to contribute their views to the
treaty-making process, most particularly by involvement in JSCOT
inquiries.
6.3 Submissions were made to the Review by all of the States and mainland
Territories. These submissions indicated that the 1996 reforms had resulted in
a significant improvement in the nature and quality of State and Territory
involvement in the treaty-making process, particularly in the nature and quality
of consultations. However, some potential improvements were
identified.
6.4 The primary concern raised by the State and Territory government
submissions related to the adequacy of consultation on proposed treaty actions.
In particular, there were concerns that States and Territories were provided
with either too little or too much information, and that the time allocated for
providing comments was sometimes inadequate, particularly in relation to
NIAs.
6.5 Effective involvement in the treaty-making process by States and
Territories largely depends on them having enough information at a sufficiently
early stage to enable a substantive contribution to be made. Frequently, the
Commonwealth itself only receives documents for international meetings at a late
stage. Further, documents relevant to many international negotiations are
available on the internet sites of various international organisations and links
will be established through the Treaties Library for ease of access to these
documents. Nevertheless, the Government will continue to ensure that, where
appropriate, Commonwealth agencies that are leading treaty negotiations consult
with States and Territories at a sufficiently early stage, consistent with the
1996 Principles and Procedures. This should improve the quality of State
and Territory participation in treaty development. In this respect, the
Government notes that the
1996 Principles and Procedures make provision
for:
· using existing Ministerial Councils and consultation bodies
for detailed discussions between the Commonwealth and States and Territories
about treaties;
· providing States and Territories with a report on the outcome
of negotiating sessions of sensitivity and importance to the States, whenever
practicable.
6.6 A number of submissions suggested that State and Territory parliaments
should have a formal role in approving treaties, at least those of particular
interest to the States and Territories. The Government considers it would be
inappropriate for State and Territory parliaments to have a formal role in the
treaty-making process. The reformed treaty process is adequate to enable the
views of the States and Territories to be taken into account in treaty
negotiations (in particular, NIAs are required to address issues such as what
consultation has occurred, the reasons it would be in Australia's interests to
become a party to the treaty, and how the treaty will be implemented
domestically). A formal approval role for State and Territory parliaments would
impose lengthy delays on the treaty-making process. Further, State and
Territory parliaments currently have a formal role in treaty implementation in
those cases where it is appropriate for Australia's treaty obligations to be
implemented through State and Territory legislation.
6.7 Another issue raised by the State and Territory submissions was whether
Australia should require federal
clauses
[12]
to be inserted into relevant international conventions. Federal clauses
limit the application of a treaty to areas of a federal government's
constitutional authority. The 1995 Senate Report found that for Australia they
would present considerable practical and political difficulties. There are no
plans to seek federal clauses in future treaties, although the Government will
continue to make a federal
statement
[13]
upon signature of a treaty when appropriate.
6.8 Some submissions suggested that the
1996 Principles and
Procedures should be contained in an intergovernmental agreement. The
Government does not consider there would be any advantage in changing the status
of the current arrangements, although notes this issue could be considered by
the Treaties Council.
6.9 Another issue raised by the submissions was the level of representation
of State and Territory interests on Australian delegations at treaty
negotiations. The Government acknowledges that such representation can assist
both in informing the delegation of State and Territory views and in providing
expert technical assistance. Consistent with the
1996 Principles and
Procedures, the Government supports representation of State and Territory
interests on delegations to international conferences that deal with relevant
issues, provided that representation is funded by the States and Territories
themselves.
7.
OTHER ISSUES
7.1 Consultation was a key theme of the 1996 reforms. The Government has
endeavoured to provide the wider community with opportunities to make meaningful
contributions to the Government's assessment of the national interest. The
standard process of consultation includes writing to Ministers and
Parliamentarians, discussion in the media, and involvement of organisations
active in the relevant fields. Special channels for public input on treaties
include the twice-yearly tabling and publication of lists of multilateral
instruments under negotiation or consideration (with contact details),
consultation undertaken by Commonwealth Departments and agencies, and JSCOT's
public inquiries and hearings into all proposed actions.
7.2 The current process aims to achieve thorough, well-targeted
consultation at the earliest stage compatible with treaty law, international
practice, and the need for expeditious policy development. This has been a
theme of JSCOT reports, and improved consultation is increasingly evident in
tabled NIAs. A comprehensive network of consultations exists. The Government
response to JSCOT's recommendation about a treaty typically comprises the final
formal stage of consultation and information dissemination about a particular
treaty. The Government endeavours to complete its responses to JSCOT reports in
a timely fashion. However, many treaty matters are complex and the Government
places emphasis on thorough and careful consideration of all relevant issues.
The Government is also mindful that the complexity of treaty issues affects
JSCOT as well, and values JSCOT's cooperation in meeting practical
deadlines.
7.3 Consultation processes are moulded for each particular treaty and its
negotiations, so it is not constructive to prescribe a specific process for use
in all cases. However, there are some key elements:
· applying technology to make consultation more effective and
efficient (for example, using electronic mail to facilitate discussion, and
internet webpages to distribute information about a proposed treaty);
· ensuring consultations occur at an appropriate time in the
process (it will usually be appropriate for consultations to begin during the
negotiation phase of a treaty's
development);
[14]
· using the existing consultation networks of the Commonwealth
Department or agency that is coordinating consultations about a particular
treaty (these typically include State and Territory governments, and forums of
industry and community
groups);
[15]
and
· using issue-specific consultative processes, which may be
particularly useful where the impact of a proposed treaty is likely to be
confined to identifiable groups, or the proposed treaty's subject-matter is
unique.
[16]
7.4 The Government is committed to consultation that is comprehensive,
flexible, and effective, and is responsive to new methods to include the broader
community.
National
Interest Analyses
7.5 The commitment to preparing a NIA for each treaty was a key element of
the Government's 1996 reforms. As the Minister for Foreign Affairs stated when
describing the reforms to Parliament on 2 May 1996, NIAs facilitate
Parliamentary and community scrutiny of treaties, and set out the reasons for
the Government's decision that Australia should enter into the particular
treaty. These reasons will include the advantages of Australia entering into
the treaty and the disadvantages if it does not do so.
7.6 The structure and content of NIAs has been evolving and continuously
improving, and the Government has greatly appreciated the constructive approach
taken by JSCOT to improving their quality. For example, the current NIA
guidelines now suggest, for "template" treaties, that comparison be made with
the template to assist JSCOT and others to quickly identify the key
issues.
7.7 Some State and Territory submissions to this Review suggested there was
a need for NIAs to specifically address the issue of the Federal/State balance
of power. This issue, if relevant, is summarised in the consultation section of
the NIA and can also be addressed in any submission made to JSCOT.
7.8 Other submissions have suggested, as part of a desire for early
consultation, that draft NIAs be prepared and distributed as early as possible.
Although it is not appropriate to prescribe a timeframe for the consultation
process of each treaty, preparation and early distribution of information that
might be contained in the NIA could assist with consultation.
7.9 NIAs bear some similarity to legislative Regulation Impact Statements
and Explanatory Memoranda. In fact, it is possible that in implementing a
particular policy, all 3 documents may be required. While some consistency
between these documents may be useful, the purpose of each document is
different. Government Departments and agencies have sought guidance on how to
maintain an appropriate level of consistency between documents, and they are
provided with regularly-updated guidance on preparing NIAs, including how to
maintain an appropriate level of consistency between
documents.
Treaties
Information and Awareness
7.10 The establishment of the Australian Treaties Library on the internet
(www.austlii.edu.au/au/other/dfat) was the fifth element of the 1996 reforms.
The Australian Treaties Library website has been strongly endorsed by its users,
which include Commonwealth, State and Territory governments, Members of
Parliament, the legal profession, students, academics, libraries and the general
public.
7.11 The Australian Treaties Library already contains the equivalent of
more than 26,000 pages of treaty texts, and is considered by the Government to
be the world's most advanced on-line national treaty information system. It
provides free access to all treaties which Australia has since Federation become
(or taken action to become) a party. It also includes treaties to which
Australia is currently considering becoming a party, including details of
multilateral treaties still under negotiation. Related NIAs are also available
on the website. The
Australian Treaty List, summarising the treaties, is
linked to recently installed, easy-to-find, subject and keyword indexes. Links
between the indexes and the treaty texts have also been established, thereby
addressing suggestions for improving the "user friendliness" of the website made
in some submissions to the Review. The Government will continue updating the
data available on the website, with particular regard to user feedback. For
example, in future the website will include improved links to NIAs and `status
lists' showing which countries have joined treaties to which Australia is a
Party.
7.12 The establishment of the JSCOT
website
[17]
containing the full text of JSCOT Reports, has complemented and expanded the
distribution of treaties information in ways not foreseen by the original reform
proposals, and represents a significant and welcome development.
7.13 The Treaties Secretariat of DFAT maintains a treaties information
telephone service (telephone: 02-6261-3509) and provides texts of treaties to
people unable to access them by other means. Much of the information is also
tabled in Parliament or is available for purchase from Government
bookshops.
7.14 Australia further demonstrated its commitment to the wide
dissemination of treaty information when it sponsored the consensus resolution
of the United Nations General Assembly in December 1996 which established an
international database of treaties (www.un.org/Depts/Treaty). This database is
continually being updated and expanded and currently contains the texts of over
30,000 bilateral and multilateral treaties. The treaty texts are available in
their original languages as well as in English and French.
INSTRUMENTS
OF LESS THAN TREATY STATUS
7.15 Another issue raised in submissions is the treatment of instruments of
less than treaty status. These documents are often titled ``memoranda of
understanding'', ``arrangements'' or "declarations". They are intended to have
moral, political or practical effect, but as they are not intended to be legally
binding, the rigorous scrutiny of the treaty-making process is not appropriate
for them. The Government considers that appropriate public consultation and
Parliamentary scrutiny of these arrangements can be more effectively achieved
through other means, including consideration by subject-related Parliamentary
committees.
FA114 20 August 2002
2000
Treaty Tabling Reforms
I am pleased to announce changes to the treaty-making process that will
provide greater transparency and public accessibility.
Firstly, the
timeframe for parliamentary consultation with interest groups will be extended.
Secondly, more official information on treaties and the treaty-making process
will be made available on the Department of Foreign Affairs and Trade’s
website.
Public submissions to the Joint Standing Committee on Treaties
(JSCOT) have almost doubled in the past three years and the increased workload
has threatened to detract from the quality of the committee’s
reports.
In response to this, treaty actions to be considered by JSCOT
will now be divided into two categories: those of major political, economic or
social significance which are likely to attract considerable public interest and
debate. The timeframe for consultation on these will be increased from 15
sitting days to 20 sitting days.
Based on parliamentary sitting patterns,
this effectively boosts the real consultation time from five to eight
weeks.
The remainder of the treaty actions, representing about two-thirds
of those currently under consideration, will continue to be dealt with within
the current 15 sitting day period (see attachment overleaf).
Our second
initiative is the formation of an Australian Treaties Database with a powerful
search engine and report-generating capacity.
The database will also
summarise key treaty action dates and and will be linked to treaty texts in the
Australian Treaties Library. It can be found at at
www.info.dfat.gov.au/treaties.
The
database will be a valuable research tool for officials, students, academics,
the legal professional and the public.
These initiatives are part of the
on-going process to facilitate parliamentary scrutiny of the treaty-making
process and public accountability and reflect the Government’s
determination to ensure continuous improvement.
Media inquiries:
Chris Kenny (Ministerial) 0419 206 890 Julie McDonald
(Departmental) 02 6261 1555
TREATIES WHICH WOULD CONTINUE TO BE TABLED FOR
15 SITTING DAYS
BilateralInvestment Promotion and Protection
Agreements (IPPA)
Double Taxation
Mutual Assistance in Criminal
Matters
Extradition
Air Services
Employment of Spouses of Diplomatic
Representatives
Prisoner Transfer
Defence:
- Protection of
Classified Information
- Status of
Forces
MultilateralCommunications, including:
-
World Radio Conference
- Intelsat
Post, including:
- World
Postal Union
- Asia/Pacific Postal Union
Stages
in the Development of Treaties
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Either side can initiate. In Australia the initiative is coordinated by
the Federal department/agency with portfolio responsibility for the subject
matter, acting within approved Ministerial or Cabinet guidelines.
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Usually taken by a country or group of countries within an international
organisation. Participation is subject to Minister |