LEGAL PRACTICE ACT 2003 (NO. 64 OF 2003)
LEGAL PRACTICE ACT 2003 (NO. 64 OF 2003)
TABLE OF PROVISIONS Long Title Preamble PART 1 -- Preliminary 1. Short title 2. Commencement 3. Interpretation 4. Meaning of “engage in legal practice” 5. Notes PART 2 -- The Legal Practice Board 6. Legal Practice Board established 7. Members of the Board 8. Who may vote in election 9. Functions of the Board 10. Committees 11. Delegation 12. Powers of the Board 13. Application of funds 14. Accounts and records 15. Audit 16. Execution of documents by the Board 17. Annual and other reports 18. Protection from liability PART 3 -- Articled clerks 19. Who may be an articled clerk 20. Who may have an articled clerk 21. Articles of clerkship 22. Continuation of articles 23. Articled clerk not to undertake other employment without consent 24. Service under articles to accord with Act 25. Reports to Board 26. Cancellation of articles PART 4 -- Admission of legal practitioners 27. Qualifications for admission of legal practitioners 28. Admission of legal practitioner 29. Objection to admission 30. Admission by Full Court 31. Roll of Practitioners 32. Certificate of admission 33. Restrictions on entitlement to practise 34. Re-admission as a legal practitioner PART 5 -- Practice certificates 35. Requirement to hold practice certificate 36. Legal practitioner employed by this State 37. Application for practice certificate 38. Refusal of application 39. Unfit, incapable or insolvent practitioners 40. Conditions may be imposed upon practice certificate 41. Board’s powers of inquiry 42. Duration of practice certificate 43. Suspension or cancellation of practice certificate after disciplinary proceedings 44. Appeals PART 6 -- Business structures Division 1 -- General 45. Practitioner may practise under any business structure 46. Obligations of individual legal practitioners not affected Division 2 -- Incorporated legal practices 47. Nature of incorporated legal practice 48. Services and businesses of incorporated legal practices 49. Corporations eligible to be incorporated legal practices 50. Notice by corporation 51. Responsibilities of legal practitioner director 52. Obligations of legal practitioner director relating to unsatisfactory conduct 53. Absence of legal practitioner director 54. Obligations of legal practitioners who are officers or employees 55. Professional privileges 56. Pro bono services 57. Conflicts of interest 58. Disclosure obligations 59. Application of rules to incorporated legal practice 60. Requirements relating to professional indemnity insurance 61. Requirements relating to advertising 62. Requirements relating to legal fees and costs 63. Requirements relating to trust accounts 64. Part 11 (except section 150) does not apply to incorporated legal practice 65. Extension of vicarious liability of incorporated legal practice 66. Prohibition on association with prohibited persons 67. Investigative powers relating to incorporated legal practices 68. Audit of incorporated legal practice 69. Banning of incorporated legal practice 70. Disqualification from managing incorporated legal practice 71. Disclosure of information to ASIC 72. Relationship to Corporations legislation and certain other instruments 73. Undue influence Division 3 -- Multi-disciplinary partnerships 74. Nature of multi-disciplinary partnerships 75. Conduct of multi-disciplinary partnerships 76. Responsibilities of legal practitioner partner 77. Obligations of legal practitioner partner related to unsatisfactory conduct 78. Actions that may be taken by non-legal partner 79. Professional obligations and privileges of legal practitioners who are partners or employees 80. Conflicts of interest 81. Disclosure obligations 82. Application of rules to legal practitioner partners and employees 83. Requirements relating to advertising 84. Requirements relating to legal fees and costs 85. Requirements relating to trust accounts 86. Prohibited person must not act as employee or partner 87. Prohibition on partnerships with certain non-legal partners 88. Undue influence PART 7 -- Interstate practitioners Division 1 -- Preliminary 89. When an interstate practitioner establishes an office Division 2 -- Legal practice by interstate practitioners 90. Interstate practitioner may practise in this State 91. Notification of establishment of office required 92. Requirements relating to professional indemnity insurance 93. Requirements relating to Guarantee Fund Division 3 -- Complaints and discipline 94. Local practitioners 95. Referral of complaints and disciplinary matters to regulatory authorities in other States 96. Dealing with matters referred by regulatory authorities in other States 97. Furnishing information Division 4 -- Miscellaneous 98. Local practitioners are subject to interstate regulatory authorities 99. Local practitioner receiving trust moneys interstate 100. Regulatory authority may exercise powers conferred by law of another State PART 8 -- Foreign lawyers Division 1 -- Preliminary 101. Practice of foreign law defined 102. Who may practise foreign law Division 2 -- Registration of foreign lawyers 103. Applying for registration 104. Registration fee 105. Registration 106. Conditions may be imposed on registration 107. Applicant to be notified of decision 108. Fees to be paid by registered foreign lawyers 109. Register 110. Suspending registration 111. Effect of suspension 112. Cancelling registration 113. Appeals Division 3 -- Practising foreign law 114. Scope of practice allowed 115. Form of practice 116. Letterhead and other identifying documents 117. Designation 118. Employment of certificated practitioners by registered foreign lawyers 119. Employment of registered foreign lawyers by certificated practitioners etc. 120. Professional indemnity insurance 121. Trust accounts 122. Exemption may be granted by Board PART 9 -- Unqualified and prohibited practice 123. Prohibition on unqualified legal practice 124. No liability in certain cases 125. Offence by corporation 126. Certificated practitioner acting as agent for unqualified person 127. Allowing unqualified person to act as practitioner 128. Unqualified person making false representation to be practitioner 129. Practitioner making false representation to be certificated 130. Sharing receipts 131. Employment or engagement of practitioner without practice certificate 132. Prohibition on employment or engagement of certain non-legal persons 133. Associates who are prohibited persons 134. Part does not affect operation of Fair Trading Act 135. Appeal PART 10 -- Trust accounts 136. Interpretation 137. Trust moneys to be paid to trust account 138. Application of trust moneys to payment of costs 139. Banks not to be concerned as to the application of, or to have recourse against, trust moneys 140. Legal practitioners to maintain books of account 141. Receipt of cheques 142. Board may appoint accountant to examine books of account 143. Examiner may require production of books and documents 144. Limitation on disclosure of matters revealed in the course of examinations 145. Action on examiner’s report 146. Legal practitioners to make payments towards Guarantee Fund 147. Accountant’s certificate PART 11 -- Supervisors and managers 148. Interpretation 149. Restraint on bank accounts 150. Control of trust moneys by Legal Contribution Trust 151. Special powers of the Board 152. Functions of supervising solicitor 153. Payment of moneys out of separate account 154. Power of Board to appoint legal practitioner to inquire into and report on practice 155. Board may apply to Judge for an order 156. Power of Judge 157. Effect of certain orders 158. Offence PART 12 -- Complaints and discipline Division 1 -- General 159. Interpretation 160. Application 161. Jurisdiction of Supreme Court not affected Division 2 -- Disciplinary bodies Subdivision 1 -- Complaints Committee 162. Complaints Committee established 163. Members of the Complaints Committee 164. Functions of the Complaints Committee 165. Constitution and procedure of Complaints Committee 166. Reports 167. The Law Complaints Officer Subdivision 2 -- The Disciplinary Tribunal 168. Disciplinary Tribunal established 169. Composition of Disciplinary Tribunal 170. Chairperson of the Disciplinary Tribunal 171. Constitution and procedure of Disciplinary Tribunal 172. Functions of the Disciplinary Tribunal 173. Registrar 174. Annual report Division 3 -- Complaints about legal practitioners 175. Making of complaints Division 4 -- Conciliation and disciplinary proceedings -- Complaints Committee 176. Conciliation 177. Summary professional disciplinary jurisdiction 178. Finding where legal practitioner convicted of an offence 179. Disciplinary action against foreign lawyer 180. Referral by Committee to Disciplinary Tribunal 181. Complainant may refer complaint to Disciplinary Tribunal 182. Interim restrictions on practice Division 5 -- Disciplinary proceedings before Disciplinary Tribunal 183. Referral to be dealt with expeditiously 184. Proceedings before the Disciplinary Tribunal 185. Powers of the Disciplinary Tribunal in relation to individual legal practitioner 186. Disciplinary action against foreign lawyer 187. Orders of the Tribunal 188. Other powers of Tribunal in relation to insolvent, incapable and unfit practitioners 189. Powers of Tribunal in relation to legal practitioner director where practice has not complied with insurance obligations 190. Finding where legal practitioner convicted of an offence 191. Costs and expenses 192. Enforcement of orders 193. Contempt of Tribunal 194. Court to punish Division 6 -- Practice and procedure of disciplinary bodies generally 195. Summons 196. Representation 197. Hearings generally not to be public 198. Powers of disciplinary bodies 199. Possession of records and other things 200. Evidentiary material 201. Claims of privilege Division 7 -- Miscellaneous 202. Appeals 203. Effect of striking off or suspension 204. Legal practitioners struck off or suspended in other jurisdictions 205. Protection of persons PART 13 -- Costs Division 1 -- The Legal Costs Committee and determination of remuneration 206. Interpretation 207. Legal Costs Committee established 208. Nominations 209. Constitution and procedure 210. Legal costs determinations 211. Review of determinations 212. Inquiries by the Legal Costs Committee 213. Notice and submissions in respect of determination 214. Report and publication of legal costs determinations 215. Effect of determination 216. Reports 217. Use of staff and facilities of departments 218. Funds 219. Application of Financial Administration and Audit Act 1985 Division 2 -- Entitlement to remuneration 220. Interpretation 221. Costs agreement 222. Review of costs agreement 223. Saving in certain cases 224. Avoidance of costs agreement in certain cases 225. Security for costs 226. Costs where legal practitioner employed by this State in a salaried capacity 227. Act not to validate purchase of client’s interest, nor agreement for payment only in event of success Division 3 -- Taxation and recovery of costs 228. Interpretation 229. Taxing officer’s discretionary powers 230. Bill of costs to be served before suit 231. Party may request bill for detailed items 232. Party charged with itemised bill may give notice of intention to tax 233. Party not served with requested itemised bill may have lump sum bill taxed 234. Taxing officer may order more detailed bill 235. Effect of costs agreement 236. Stay of recovery proceedings 237. Bill of costs to be lodged with taxing officer 238. Time and place of taxation 239. Costs of taxation 240. Certification, interest, amount, how recovered 241. Taxation of Legal Aid Commission bill of costs 242. Review of taxation 243. Overpayments to be returnable Division 4 -- General 244. Legal practitioner’s costs to be a first charge on the property recovered or preserved 245. Town agent entitled to prior charge 246. Legal practitioner may charge interest on moneys disbursed PART 14 -- Professional indemnity insurance 247. Regulations as to professional indemnity insurance PART 15 -- Miscellaneous 248. Evidentiary material 249. Judicial notice SCHEDULE 1 -- Provisions as to the constitution and procedure of the Board SCHEDULE 2 -- Provisions as to the constitution and procedure of the Complaints Committee SCHEDULE 3 -- Provisions as to the constitution and procedure of the Disciplinary Tribunal SCHEDULE 4 -- Provisions as to constitution and procedure of the Legal Costs Committee[Assented to 4 December 2003]