Western Australian Consolidated Regulations

FINANCE BROKERS CONTROL (GENERAL) REGULATIONS 2005

TABLE OF PROVISIONS

   1.      Citation  
   2.      Commencement  
   3.      Terms used in these regulations  
   4.      Exemption -- Financial services licensee (section 5(2) and (3))  
   5.      Exemption -- Finance broker (section 5(2) and (3))  
   5A.     Exemption -- Residents of other Australian States or Territories need not reside in WA (section 5(2) and (3))  
   5B.     Exemption -- Particular participants in the provision of a certain low interest loan (section 5(2))  
   6.      Licence application by an individual (section 24)  
   7.      Licence application by a firm (section 24)  
   8.      Licence application by a body corporate (section 24)  
   9.      Notice of application for licence  
   10.     Requirements for persons in bona fide control (sections 28 and 29)  
   11.     Renewal of licence (section 32)  
   12.     Exemption from bond requirements (section 35A)  
   14.     Particulars to be included in register (section 84(2))  
   15.     Notification of changes in particulars  
   16.     Classes of licences (section 95(2)(b)) and transitional provisions  
   17.     Qualifications required for an “A” class licence (section 95(2)(ba))  
   18.     Qualifications required for a “B” class or “C” class licence (section 95(2)(ba))  
   18A.    Requirements for a “D” class licence (section 95(2)(ba))  
   19.     Fees  
   20.     Recovery of fees  
   21A.    Refund of fees after referral day  
   21B.    Reimbursement of fees after referral day  
   21.     Modified penalties  
   22.     Infringement notice  
   23.     Withdrawal of infringement notice
           SCHEDULE 1 -- Fees
           SCHEDULE 2 -- Modified penalties
           SCHEDULE 3 -- Forms
           SCHEDULE 4 -- Transitional  
           Compilation table