Victorian Consolidated Regulations

Introduction Agents Regulations 1998 - SCHEDULE 4

OFFENCES IN RESPECT OF WHICH INFRINGEMENT NOTICES MAY BE ISSUED

Item

Section

Description Penalty (penalty units) 1 29(1) Failure by introduction agent to
provide client with a copy of agreement

10 2 35 Failure to lodge annual statement 5 3 36(2) Failure by introduction
agent to give notice that he/she/it has stopped acting as an introduction
agent

2 4 36(4) Failure by introduction agent to lodge final annual statement

5 5 38(1) Failure by introduction agent to retain a copy of an introduction
agreement for 7 years

5 6 38(2) Failure by introduction agent to retain other document for 7 years

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