Victorian Consolidated Legislation

SECURITIES INDUSTRY (APPLICATION OF LAWS) ACT 1981

No. 9562 of 1981
Version incorporating amendments as at 1 February 2008

TABLE OF PROVISIONS

           Section Page

   PART I-PRELIMINARY

   1.      Short title
   2.      Commencement
   3.      Division
   4.      Definitions
   5.      Interpretation of Securities Industry (Victoria) Code

   PART II-APPLICATION OF LAWS

   6.      Application of Securities Industry Law
   7.      Application of Securities Industry Regulations
   8.      Fees payable
   9.      Amendment of regulations pursuant to Agreement
   10.     Publication of Securities Industry (Victoria) Code
   11.     Publication of Securities Industry (Victoria) Regulations
   12.     Publication of Securities Industry (Fees) Regulations
   13.     Publication of provisions of amended code or regulations
   14.     Interpretation of references to the applied provisions
   15.     Amendment of certain provisions in accordance with approval
           of Ministerial Council
   15A.    Exemption from prescribed interest
   15B.    Regulations for penalty notices

   PART III-TRANSITIONAL PROVISIONS

   16.     Exclusion of Securities Industry Act 1975 etc.
   17.     General provisions
   18.     References to Securities Industry Act 1975.
   19.     Proceedings by or against Commissioner to be proceedings by
           or against Commission
   20.     Power of Minister to consent to institution of proceedings
   21.     Registers, funds, deposits and accounts
   22.     Order of Court
   23.     Investigations
   24.     Licences
   25.     Statements by licensees
   26.     Dealer to lodge account and balance sheet
   27.     Annual fee
   28.     Orders relating to dealer's bank accounts
   29.     Investment of deposits with stock exchanges
   30.     Accounts of deposits
   31.     Accounts of fidelity fund
   32.     Fidelity funds
   33.     Order of Court establishing claim on fidelity fund
   34.     Preservation of records
   35.     Offences
   36.     Court may resolve difficulties
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           SCHEDULE 1.
           SCHEDULE 2.
           SCHEDULE 3.
           SCHEDULE 4.
           SCHEDULE 5.
           SCHEDULE 6.
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           ENDNOTES
           1. General Information
           2. Table of Amendments
           3. Explanatory Details