Northern Territory Consolidated Regulations

AGENTS LICENSING REGULATIONS

TABLE OF PROVISIONS

   PART I--PRELIMINARY

   1.      Citation  
   2.      Commencement  
   3.      Definitions  

   PART II--LICENSING AND REGISTRATION

           Division 1--Notice of intention to apply for registration as an agent's representative

   5.      Notice of intending agent's representative  

           Division 2--Application for licence or registration

   6.      Application for licence  
   7.      Certificate of eligibility – section 22(2)  
   8.      Application for registration  

           Division 3--Prescribed qualifications

   9.      Prescribed qualifications for agent  
   10.     Prescribed educational qualifications for representative – section 39  

           Division 4--Form of licences and certificates of registration

   11.     Licence  
   12.     Certificate of registration  

   PART III--AUDIT OF ACCOUNTING RECORDS RELATING TO TRUSTS MONEYS

   13.     First audit  
   14.     Audit where agent ceases to carry on business  
   15.     Disclosure of information by auditor  
   16.     Exemption from audit requirements  
   16A.    Exemption for trust money of corporation manager  

   PART IIIA--INDEMNITY INSURANCE

   16B.    Exemption from requirement to hold indemnity insurance – section 108B  

   PART IV--MISCELLANEOUS

   17.     Testimonials  
   17A.    Evidence of identity  
   18.     Responsibility where licensed agent a company or firm  
   19.     Disclosure of information by Board  
   20.     Prescribed particulars for registers of agents – section 109  
   21.     Prescribed particulars for Register of Agents' Representatives – section 109  
   22.     Notification of change in particulars  
   22A.    Regulatory offences  
   23.     Prescribed fees  
   24.     Disclosure of intention to purchase or sell, &c.  
   24A.    Persons and organisations to be consulted regarding proposed rules of conduct  
   25.     Rules of conduct  

   PART V--INFRINGEMENT NOTICES

   26.     Service of infringement notice for infringement offence  
   27.     Contents of infringement notice  
   28.     Payment by cheque  
   29.     Withdrawal of infringement notice  
   30.     Application of Part  
           SCHEDULE 1
           SCHEDULE 2
           SCHEDULE 3
           SCHEDULE 4
           SCHEDULE 4A
           SCHEDULE 4B
           SCHEDULE 5
           SCHEDULE 7
           SCHEDULE 8
           ENDNOTES