New South Wales Repealed Acts

This legislation has been repealed.

SECURITIES INDUSTRY (APPLICATION OF LAWS) ACT 1981

- As at 1 July 2008
- Act 61 of 1981

TABLE OF PROVISIONS

           Long Title

   PART 1 - PRELIMINARY

   1.      Name of Act
   2.      Commencement
   3.      (Repealed)
   4.      Definitions
   5.      Interpretation of Securities Industry (New South Wales) Code

   PART 2 - APPLICATION OF LAWS

   6.      Application of Securities Industry Act
   7.      Application of Securities Industry Regulations
   8.      Fees payable
   9.      Amendment of regulations pursuant to Agreement
   10.     Publication of Securities Industry (New South Wales) Code
   11.     Publication of Securities Industry (New South Wales) Regulations
   12.     Publication of Securities Industry (Fees) Regulations
   13.     Publication of provisions of amended Code or regulations
   14.     Interpretation of references to the applied provisions
   15.     Amendment of certain provisions in accordance with approval of Ministerial Council
   15A.    Exemptions from “prescribed interest”

   PART 3 - TRANSITIONAL PROVISIONS

   16.     Exclusion of Securities Industry Act 1975 etc
   17.     General provisions
   18.     References to Securities Industry Act 1975
   19.     Proceedings by or against State Commission to be proceedings by or against National Commission
   20.     Power of Minister to consent to institution of proceedings
   21.     Registers, funds, deposits and accounts
   22.     Order of Court
   23.     Investigations
   24.     Licences
   25.     Statements by licensees
   26.     Accounts
   27.     Annual fee
   28.     Orders relating to dealer’s bank accounts
   29.     Investment of deposits with stock exchanges
   30.     Accounts of deposits
   31.     Accounts of fidelity fund
   32.     Fidelity funds
   33.     Order of Court establishing claim on fidelity fund
   34.     Preservation of records
   35.     Offences
   36.     Court may resolve difficulties
           SCHEDULE 1
           SCHEDULE 2
           SCHEDULE 3
           SCHEDULE 4
           SCHEDULE 5
           SCHEDULE 6
           Schedule - Fees