New South Wales Consolidated Regulations

PUBLIC AUTHORITIES (FINANCIAL ARRANGEMENTS) REGULATION 2005

- Made under the Public Authorities (Financial Arrangements) Act 1987
- As at 1 January 2009
- Reg 532 of 2005

TABLE OF PROVISIONS

   PART 1 - PRELIMINARY

   1.      Name of Regulation
   2.      Commencement
   3.      Definitions
   4.      Authorities included in definition of “authority”
   5.      Entities excluded from definition of “authority”
   6.      Entities excluded from definition of “controlled entity”

   PART 2 - SECURITIES

           Division 1 - Preliminary

   7.      Application of Part
   8.      Loan certificates
   9.      Establishment of registry
   10.     Business hours of registry

           Division 2 - Purchase of securities

   11.     Application to purchase certain securities
   12.     Inscription of stock
   13.     Record of debentures
   14.     Trusts
   15.     Stock owned by corporation
   16.     Change of name
   17.     Mistake in inscription of stock
   18.     Specimen signature
   19.     Inspection of inscribed stock register
   20.     Certificate of ownership of stock

           Division 3 - Surrender, transfer and transmission of securities

   21.     Surrender of stock certificates
   22.     Transfer of stock
   23.     Transmission otherwise than on death
   24.     Transmission on death otherwise than to surviving joint owner
   25.     Transmission on death to surviving joint owner
   26.     Verification of signatures
   27.     Transfer of stock-close of books
   28.     Striking of balance for payments

           Division 4 - Payments

   29.     Payments on stock
   30.     Payments to order
   31.     Variation of instructions
   32.     Change of address
   33.     Legal disability of joint owner of stock
   34.     Minority of sole owner of stock

           Division 5 - Miscellaneous

   35.     Form of debentures
   36.     Debentures not collected personally
   37.     Stock exchanged for debentures
   38.     Certain exchanges prohibited
   39.     Exchange of debentures
   40.     Debentures exchanged for stock
   41.     Registrar to be satisfied as to power of attorney
   42.     Inspection of power of attorney
   43.     Execution under seal
   44.     Registrar to take certain precautions
   45.     Short term securities-promissory notes, bank bills of exchange
   46.     Security
   47.     Secrecy
   48.     Procedure

   PART 3 - INVESTMENT POWERS

   49.     Investment powers of authorities
   50.     Additional investment powers
   51.     Prescribed rating agencies
   52.     Eligible entities
   53.     Eligible ratings

   PART 4 - MISCELLANEOUS

   54.     Statutory guarantee
   55.     (Repealed)
   55A.    Joint ventures
   56.     Savings provision
           SCHEDULE 1
           SCHEDULE 2
           SCHEDULE 3
           SCHEDULE 4
           SCHEDULE 5