Commonwealth Numbered Regulations

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1992 No. 223 OCCUPATIONAL SUPERANNUATION STANDARDS REGULATIONS (AMENDMENT) - REG 9

9. New Schedule 9
9.1 Add at the end:
                             "SCHEDULE 9             Regulation 18R

FORMS
FORM 1 INFORMATION RELATING TO A SUPERANNUATION FUND ESTABLISHED ON
OR AFTER 1 JULY 1992 1. Tax File Number of the superannuation fund: 2. Name of
the superannuation fund: 3. Details about a person who may be contacted about
the superannuation fund: Name: Address: Telephone No.: Facsimile No.: 4. The
date on which the fund was established: 5. State whether the trustees of the
superannuation fund have received, or expect to receive, a contribution:

   (a)  in respect of a member of the fund for the purposes of the
        Superannuation Guarantee (Administration) Act 1992 in an amount that
        does not exceed the minimum amount required by that Act so that
        superannuation guarantee charge is not payable by the employer making
        the contribution; or

   (b)  as payment of the shortfall component in relation to the member.
        Signature of the trustee or of a trustee authorised by the trustees to
        sign the form: (Insert name of signatory below his or her signature)
        Date: (NOTE: If there is only 1 trustee, references in this form to
        'trustees' are to be read as references to the trustee.)
FORM 2
CERTIFICATE 1. The trustees of the superannuation fund certify that:

   (a)  the governing rules of the fund meet the requirements of the
        Occupational Superannuation Standards Act 1987 and of the
        Occupational  Superannuation Standards Regulations ; and

   (b)  the fund is operating in accordance with each of the following
        operational standards applicable to the fund:
Code               Description

A                  Sole purpose test

B                  Trustee conditions

C                  Loans to members

D                  Investments

E                  Vesting of member-financed benefits

F                  Vesting of employer-financed benefits

G                  Preservation

H                  Disclosure, reporting and fund records

I                  Matters required in governing rules

J                  Contributions

K                  Payment of benefits

L                  Application of forfeited benefits

M                  Provision of information or documents

N                  Minimum  funding standard; and


   (c)  they will use their best endeavours to ensure that the fund continues
        to operate in accordance with those standards. 2. The trustees
        undertake to notify the Insurance and Superannuation Commissioner
        immediately in writing if they become aware that the fund has ceased,
        or will cease, to operate in accordance with any of those standards.>
        Signature of the trustee or of a trustee authorised by the trustees to
        sign the form: (Insert name of a signatory below his or her signature)
        Date: (NOTE: <  If there is only 1 trustee, references in this form to 'trustees' are
 to be read as references to the trustee.)". 


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