CORPORATIONS REGULATIONS 1990

Commonwealth Numbered Regulations

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CORPORATIONS REGULATIONS 1990

TABLE OF PROVISIONS

1.01. Citation
1.02. Definitions
1.03. Prescription of forms
1.04. Directions and instructions in forms
1.05. Particulars prescribed by forms
1.06. Annexures accompanying forms
1.07. General requirements for documents
1.08. Manner of signing documents to be lodged
1.09. Time for lodging documents
1.10. Address of registered office or place of business
1.11. Affidavits and statements in writing
1.12. Certification of a document
1.13. Documents signed or sworn in accordance with the rules
1.14. Exclusion of offices in relation to relevant interests in shares and securities under section 42 of the Law
1.15. Copies of orders to be lodged with Commission
2.3.01. Form of notice of resolution
2.3.02. Translation day Division 2 companies
2.4.01. Securities exchange: definition for the purposes of sections 206BB and 215 of the Corporations Law
2.4.02. Prescribed amounts
3.2.01. Consent to act as director
3.2.02. Prescribed authorities for the purposes of subsection 229 (4) of the Corporations Law
3.2.03. Certification of statutory report and auditor's report
3.2.04. Statement to accompany copy of minute
3.2.05. Lien or charge on crop, wool or stock mortgage that is a registrable security: prescribed law
3.2.06. Registration under other legislation relating to charges: prescribed matters under section 273 of the Corporations Law
3.6.01. Accounting records
3.6.02. Financial statements: prescribed requirements under subsection 297 (1) of the Corporations Law
3.6.03. Prescribed stock exchanges for the purpose of subclause 17 (3) of Schedule 5
3.6.04. Financial reporting requirements
3.6.05. Rounding off amounts: section 311 of the Corporations Law
3.8.01. Annual return
3.8.02. Documents that are to accompany an annual return
3.8.03. Annexures and amendments
4.1.01. Certified copy of certificate of incorporation, etc
4.1.02. Manner of certifying constituent document
4.1.03. Manner of sending letter under subsections 342 (2) and 350 (3) of the Corporations Law
4.1.04. Manner of sending notice under subsections 342 (3) and 350 (4) of the Corporations Law
4.1.05. Balance-sheets and other documents
4.1.06. Notice in writing of change lodged in accordance with paragraph 361 (1) (a) or (b) or subparagraph 361 (1) (d) (i) of the Corporations Law
4.2.01. Names unacceptable for registration
4.2.02. Documents to accompany application for reservation of name
5.1.01. Prescribed information for the purposes of paragraph 411 (3) (b) and subparagraph 412 (1) (a) (ii) of the Corporations Law
5.1.02. Giving notice under subsection 414 (2) or (9) of the Corporations Law
5.2.01. Certified copies of reports
5.3.01. Notice of special resolution extending period of official management
5.3.02. Certification of copy of report
5.6.01. Matters to be entered in books kept by liquidator
5.6.02. Inspection of books kept under section 531 of the Corporations Law
5.6.03. Notice of intention to disclaim lease
5.6.04. Deregistration of defunct company
5.6.05. Rate of commission
5.6.06. Payment into liquidator's general account
5.6.07. Deposit of securities
5.6.08. Delivery of securities
5.6.09. Special bank account
5.6.10. Payments out of liquidator's general account
5.6.11. Application
5.6.12. Notice of meeting
5.6.13. Proof of notice
5.6.14. Place of meeting
5.6.15. Costs of convening a meeting of creditors or contributories or of a committee of inspection
5.6.16. Quorum
5.6.17. Chairperson
5.6.18. Adjournment of meeting
5.6.19. Voting on resolutions
5.6.20. Taking a poll
5.6.21. Carrying of resolutions after a poll has been demanded
5.6.22. Casting vote
5.6.23. Creditors who may vote
5.6.24. Votes of secured creditors
5.6.25. Creditors may be required to give up security
5.6.26. Admission and rejection of proofs for purposes of voting
5.6.27. Minutes of meeting
5.6.28. Appointment of proxies
5.6.29. Form of proxies
5.6.30. Instruments of proxy
5.6.31. Proxy forms to accompany notice of meetings
5.6.32. Liquidator, provisional liquidator, official manager or chairperson may act as proxy
5.6.33. Voting by proxy if financially interested
5.6.34. Liquidator, official manager or trustee may appoint deputy
5.6.35. Proxies appointed by a corporation
5.6.36. Time for lodging proxies
5.6.37. Establishing title to priority
5.6.38. Proof of debt or claim
5.6.39. Notice to submit particulars of debt or claim
5.6.40. Preparation of a proof of debt or claim
5.6.41. Disclosure of security
5.6.42. Discounts
5.6.43. Periodical payments
5.6.44. Debt or claim payable at a future time
5.6.45. Employees' wages
5.6.46. Production of bill of exchange and promissory note
5.6.47. Admission of debt or claim without formal proof
5.6.48. Notice to creditors to submit formal proof
5.6.49. Formal proof of debt or claim
5.6.50. Contents of formal proof of debt or claim
5.6.51. Costs of proof
5.6.52. Liquidator to notify receipt of proof of debt or claim
5.6.53. Time for liquidator to deal with proofs
5.6.54. Grounds of rejection and notice to creditor
5.6.55. Revocation or amendment of decision of liquidator
5.6.56. Withdrawal or variation of proof of debt or claim
5.6.57. Oaths
5.6.58. Liquidator to make out provisional list of contributories
5.6.59. Time and place for settlement of list
5.6.60. Settlement of list of contributories
5.6.61. Supplementary list
5.6.62. Notice to contributories
5.6.63. Dividend payable only on admission of a debt or claim
5.6.64. Application of regulations 5.6.37 to 5.6.57
5.6.65. Liquidator to give notice of intention to declare a dividend
5.6.66. Time allowed for dealing with formal proof of debt or claim
5.6.67. Declaration and distribution of dividend
5.6.68. Rights of creditor who has not proved debt before declaration of dividend
5.6.69. Postponement of declaration
5.6.70. Payment of dividend to a person named
5.6.71. Distribution of surplus in a winding up by the Court
5.6.72. Distribution of surplus as directed
5.6.73. Notice of intention to deregister a defunct company
5.6.74. Interpretation: prescribed countries
6.1.01. Prescribed manner of sending documents for the purposes of paragraphs 607 (2) (b) and (c) of the Law
6.2.01. Prescribed companies under paragraph 633 (b) of the Law
6.3.01. Notice for the purposes of paragraph 637 (2) (a) of the Law
6.4.01. Notice for the purposes of paragraph 681 (4) (b) of the Law
6.5.01. Provisions of a prescribed kind for the purposes of paragraphs 693 (2) (d) and 693 (3) (d) of the Law
6.7.01. Notice given to company by substantial shareholder
6.7.02. Notice of change in relevant interest or relevant interests of substantial shareholder
6.7.03. Notice to be given to corporation by former substantial shareholder
6.8.01. Primary and secondary notices
6.12.01.Classes of offers for the purposes of Clause 18 of a Part A Statement
6.12.02.Prescribed matters for the purposes of clause 18 of a Part A Statement
7.1.01. Definition of "authorised trustee corporation"
7.1.02. Prescribed interests: exemption of franchise rights or interests
7.3.01. Licensee to notify events adversely affecting financial position
7.3.02. Conditions to which licences are subject
7.3.03. Amount of security
7.3.04. Application of security under subsection 786 (9) of the Corporations Law
7.3.05. Prescribed form: section 790 of the Law
7.3.06. Discharge, return or release of security
7.3.07. Effect of discharge of security
7.3.08. Register of holders of proper authorities: prescribed information
7.3.09. Licensees to notify Commission of location and contents of registers
7.3.10. Exemptions from licensing for lenders, etc
7.3.11. Exemptions from licensing, etc: prescribed interests
7.3.12. Exemptions from licensing, etc: dealings in own securities and sub-underwriting
7.3.13. Exemptions from licensing, etc: superannuation schemes, life offices and life insurance
7.3.14. Exemptions from licensing, etc: Australian banks
7.3.15. Sale of forfeited shares exempt
7.4.01. Exempt dealer
7.4.02. Exemption of certain securities
7.4.03. Transactions in prescribed circumstances
7.4.04. Exempted transaction
7.4.05. Exemption from subsection 844 (2) of the Corporations Law
7.4.06. Dealings by employees of holders of licences
7.4.07. Exemption of sale of exchange traded options
7.4.08. Exemption of short sale covered by exchange traded options
7.5.01. Auditor's report
7.6.01. Dealer's trust accounts: exempt
7.7.01. Register of interests in securities
7.7.02. Entry of particulars in Register
7.10.01.Prescribed rate of interest: subsection 972 (2) of the Corporations Law
7.11.01.Prohibition of dealings in securities by insiders
7.12.01.Interpretation
7.12.02.Exemptions from Chapter 7 of the Corporations Law
7.12.03.Prescribed documents: definition of "debenture" in section 9 of the Corporations Law
7.12.04.Exempt rights or interests: definition of "prescribed interest" in section 9 of the Corporations Law
7.12.05.Excluded issues: paragraph 66 (2) (n) of the Corporations Law
7.12.06.Excluded offers or invitations: paragraph 66 (3) (k) of the Corporations Law
7.12.07.Agent's authority to be lodged
7.12.08.Prescribed period: subsection 1020A (1) of the Corporations Law
7.12.09.Certified copies of profit and loss account and balance sheet
7.12.10.Modifications of Corporations Law to apply to securities that are prescribed interests
7.12.11.Section 1021 (Specific provisions applicable to all prospectuses)
7.12.12.Section 1022 (General provisions applicable to all prospectuses)
7.12.13.Section 1080 (Particulars to be included in statement)
7.12.14.Transitional provisions: certain prospectuses
7.12.15.Prescribed covenants: paragraph 1069 (1) (n) of the Corporations Law
7.12.16.Return to be lodged under subsection 1071 (1) of the Corporations Law
7.12.17.Prescribed invitation or offer: paragraph 1078 (4) of the Corporations Law
7.13.01.Marketable securities: subsection 1097 (1) of the Corporations Law
7.13.02.Securities exchange: subsection 1097 (1) of the Corporations Law
7.14.01.Period for which documents are to be retained
7.14.02.Futures contracts
8.2.01. Applications for licences in sealed envelopes
8.2.02. Recognised futures exchanges - prescribed bodies corporate
8.2.03. Exemption: Section 1121 and Division 2 of Part 8.2: Comex Clearing Association of New York
8.3.01. Exemption: Divisions 1 and 2 of Part 8.3, sections 1206, 1207 and 1208 and Part 8.5: clearing houses
8.3.02. Exemption: Divisions 1 and 5 of Part 8.3: certain futures contracts
8.3.03. Conditions of licence: general
8.3.04. Notifying change in particulars
8.3.05. Register of holders of proper authorities: prescribed information
8.3.06. Licensee to notify Commission of location and contents of register
8.4.01. Exemption of certain transactions from subsection 1206 (1) of the Corporations Law
8.4.02. Waiver of paragraph 1206 (1) (b) of the Corporations Law
8.4.03. Exemption of certain transactions from subsection 1207 (1) of the Corporations Law
8.4.04. Exemption of certain transactions from paragraphs 1207 (1) (g) and (h) of the Corporations Law
8.6.01. Fidelity fund - prescribed rate of interest
8.7.01. Prescribed particulars in respect of transmission and execution of orders
8.7.02. Futures brokers that are banks - credit to employees to deal in futures contracts
8.7.02. Period for which Commission is required to retain documents
9.1.01. Prescribed registers
9.1.02. Prescribed information
9.2.01. Prescribed bodies
9.2.02. Prescribed universities
9.2.03. Prescribed institutions
9.2.04. Practical experience in auditing
9.2.05. Application of security under subsection 1284 (2) of the Corporations Law
9.2.06. Discharge, return or release of security
9.2.07. Effect of discharge of security
9.4.01. Prescription of offences and penalties
SCHEDULE 1
SCHEDULE 2
SCHEDULE 3
SCHEDULE 4
SCHEDULE 5
SCHEDULE 6
SCHEDULE 7
SCHEDULE 8
SCHEDULE 9
SCHEDULE 10
SCHEDULE 11
SCHEDULE 12

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