SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT) 1987 NO. 80 

SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT) 1987 NO. 80 
- TABLE OF PROVISIONS

1. Commencement  
2. Interpretation  
3. Schedule  


1987 No. 80 SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT)
- REG 1
Commencement


  1. These Regulations shall come into operation on 1 July 1987.


1987 No. 80 SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT)
- REG 2
Interpretation


  2. Regulation 2 of the Securities Industry (Fees) Regulations is repealed
and the following regulation substituted:
  "2. In the Schedule, a reference to a section or subsection, without an
enactment being cited, shall be taken as a reference to that section or
subsection of the Securities Industry Act 1980.".


1987 No. 80 SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT)
- REG 3
Schedule


  3. The Schedule to the Securities Industry (Fees) Regulations is repealed
and the following Schedule substituted:
                                    SCHEDULE
                                                                    Regulation
3 
                                PRESCRIBED FEES
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-- Column 1
        Column 2                                                        Column
3 
Item    Matter
Fee
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-- 
$ 
 1      On making an application under section 38 for approval of a
        body corporate as a stock exchange .........................
720 
 2      On giving notice under section 39 of an amendment or
        amendments to the business rules or listing rules of a stock
        exchange ...................................................
70 
 3      On making an application under section 47 by a person other
        than a body corporate for a dealers licence or an investment
        advisers licence ...........................................
70 
 4      On making an application under section 47 by a body corporate
        for a dealers licence or an investment advisers licence ....
150 
 5      On making an application under section 47 for a
        representatives licence  ...................................
30 
 6      On making an application under section 50 by a dealer's
        representative or an investment representative .............
8 
 7      For inspecting Register of Licence Holders under subsection
        54 (4) .....................................................
4 
 8      On giving notice under section 55 of change of particulars
8 
 9      On lodging a statement under section 56 by a dealer or
        investment adviser (other than a body corporate) ...........
36
10      On lodging a statement under section 56 by a body corporate
70
11      On lodging a statement under section 56 by a dealer's
        representative or an investment representative .............
14
12      On lodging notice under subsection 75 (12) or giving notice
        under subsection 90 (2) or (3) .............................
14
13      On lodging notice under subsection 76 (7) of resignation or
        removal of an auditor ......................................
8
14      On lodging a profit and loss account and balance sheet under
        subsection 78 (2) ..........................................
14
15      On lodging any other document with the Commission ..........
14
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- NOTES


1987 No. 80*1* SECURITIES INDUSTRY (FEES) REGULATIONS*2* (AMENDMENT)



*1* Notified in the Commonwealth of Australia Gazette on 27 May 1987.
*2* Statutory Rules 1981 No. 128 as amended by 1983 No. 186; 1984 No. 242;
1986 No. 147.