Commonwealth Numbered Regulations

1987 No. 83 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - SCHEDULE

SCHEDULE
Regulation 3
PRESCRIBED FEES
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Item      Matter
Fee
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 1        Lodging an application under subsection 46 (1) for approval
of a body corporate as a futures exchange ................. 720

 2        Lodging an application under subsection 48 (1) for approval
of a body corporate as a clearing house ................... 720

 3        Lodging an application under subsection 50 (1) for approval
of a body corporate as a futures association .............. 720

 4        Giving notice under subsection 54 (1) of an amendment or
amendments to the business rules of a futures exchange,
clearing house or futures association ..................... 70

 5        Making an application under subsection 65 (1) by a natural
person for a futures broker's licence or futures adviser's
licence ................................................... 70

 6        Making an application under subsection 65 (1) by a body
corporate for a futures broker's licence or futures
adviser's licence ......................................... 150
 7        Making an application under subsection 65 (2) for a futures

broker's representative's licence ......................... 30
 8        Making an application under subsection 65 (3) for a futures

adviser's representative's licence ........................ 30
 9        Making an application under subsection 68 (1) by a futures

broker's representative or a futures adviser's
representative ........................................... 8
10        Inspecting the Register of Licence Holders under subsection

72 (4) .................................................... 4
11        Giving notification under section 73 of a change of

particulars ............................................... 8
12        Lodging a statement under subsection 74 (1) by a natural

person who is the holder of a futures broker's licence or a
futures adviser's licence ................................. 36
13        Lodging a statement under subsection 74 (1) by a body

corporate that is the holder of a futures broker's licence
or a futures adviser's licence ............................ 70
14        Lodging a statement under subsection 74 (2) by the holder of

a representative's licence ................................ 14
15        Lodging notice under subsection 92 (12) by a futures broker

of the appointment of an auditor .......................... 14
16        Lodging a profit and loss account and balance sheet under

subsection 95 (2) ......................................... 14
17        Lodging any other document with the Commission ............
14
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