FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) 1987 NO. 83 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) 1987 NO. 83 - TABLE OF PROVISIONS 1. Commencement 2. Schedule SCHEDULE 1987 No. 83 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - REG 1 Commencement 1. These Regulations shall come into operation on 1 July 1987. 1987 No. 83 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - REG 2 Schedule 2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the following Schedule substituted: 1987 No. 83 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - SCHEDULE SCHEDULE Regulation 3 PRESCRIBED FEES ------------------------------------------------------------------------------ -- Column 1 Column 2 Column 3 Item Matter Fee ------------------------------------------------------------------------------ -- $ 1 Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange ................. 720 2 Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house ................... 720 3 Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association .............. 720 4 Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association ..................... 70 5 Making an application under subsection 65 (1) by a natural person for a futures broker's licence or futures adviser's licence ................................................... 70 6 Making an application under subsection 65 (1) by a body corporate for a futures broker's licence or futures adviser's licence ......................................... 150 7 Making an application under subsection 65 (2) for a futures broker's representative's licence ......................... 30 8 Making an application under subsection 65 (3) for a futures adviser's representative's licence ........................ 30 9 Making an application under subsection 68 (1) by a futures broker's representative or a futures adviser's representative ........................................... 8 10 Inspecting the Register of Licence Holders under subsection 72 (4) .................................................... 4 11 Giving notification under section 73 of a change of particulars ............................................... 8 12 Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker's licence or a futures adviser's licence ................................. 36 13 Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker's licence or a futures adviser's licence ............................ 70 14 Lodging a statement under subsection 74 (2) by the holder of a representative's licence ................................ 14 15 Lodging notice under subsection 92 (12) by a futures broker of the appointment of an auditor .......................... 14 16 Lodging a profit and loss account and balance sheet under subsection 95 (2) ......................................... 14 17 Lodging any other document with the Commission ............ 14 ------------------------------------------------------------------------------ - - NOTES 1987 No. 83*1* FUTURES INDUSTRY (FEES) REGULATIONS*2* (AMENDMENT) *1* Notified in the Commonwealth of Australia Gazette on 27 May 1987. *2* Statutory Rules 1986 No. 151.