SECURITIES INDUSTRY AMENDMENT ACT (NO. 2) 1981

SECURITIES INDUSTRY AMENDMENT ACT (NO. 2) 1981

TABLE OF PROVISIONS

   1.      Short title.  
   2.      Commencement  
   3.      Interpretation  
   4.      Relevant interests in securities  
   5.      Associated persons  
   6.      Power of Commission to require production of books  
   7.      Power of Magistrate to issue a warrant to seize books  
   8.      Offences  
   9.      Copies or extracts of books to be admitted in evidence  
   10.     Privilege  
   11.     Disclosure to Commission  
   12.     Conduct of investigations  
   13.     Powers of inspectors  
   14.     Investigation deemed to be a proceeding  
   15.     Admissibility of record of examination in evidence in proceedings against person examined  
   16.     Powr of court to order observance or enforcement of business rules or listing rules of stock exchange  
   17.     Grant of dealers licence or investment advisers licence  
   18.     Conditions to which licence is subject  
   19.     Revocation and suspension of licences  
   20.     Further provisions relating to revocation and suspension of licences  
   21.      
   22.     Power of Commission to require certain information to be supplied to Commission  
   23.     Prohibition of dealings in securities by insiders  
   24.     Compensation for loss, &c.  
   25.     False or misleading statements  
   26.     Falsification of records  
   27.     Offences by bodies corporate  
   28.     Injunctions  
   29.     Interpretation  
   30.     Disclosure to Commission  
   31.     Grant of dealers licence or investment advisers licence  
   32.     Dealings as principal  
   33.      
   34.     Removal and resignation of auditors  
   35.     Dealers' accounts  
   36.     Deposits to be invested by stock exchange  
   37.     Investment of fund  
   38.     Prohibition of dealings in securities by insiders  
   39.     Compensation for loss, &c.