CORPORATIONS ACT 2001 No. 50, 2001 - SECT 1154 ASIC may require licensed futures broker to give
CORPORATIONS ACT 2001 No. 50, 2001 - SECT 1154
ASIC may require licensed futures broker to give(1) ASIC may, by writing given to the holder of a futures brokers licence, direct the holder to give ASIC specified information about, or a specified statement relating to, a business of dealing in futures contracts that the holder carries on or has carried on. (2) A direction under subsection (1) to give a specified statement may also direct the holder to cause the statement to be audited by a registered company auditor before it is given to ASIC. (3) A person must comply with a direction under this section:
- (a)
- if the direction specifies a reasonable period for compliancewithin that period; or
- (b)
- in any other casewithin a reasonable period;