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AUSTRALIAN SECURITIES COMMISSION ACT 1989 No. 90 of 1989 - SECT 69
Legal professional privilege
69. (1) This section applies where:
(a) under this Part, Division 3 of Part 10, or Division 2 of Part 11, a
person requires a lawyer:
(i) to give information; or
(ii) to produce a book; and
(b) giving the information would involve disclosing, or the book contains,
as the case may be, a privileged communication made by, on behalf of
or to the lawyer in his or her capacity as a lawyer.
(2) The lawyer is entitled to refuse to comply with the requirement unless:
(a) if the person to whom, or by or on behalf of whom, the communication
was made is a body corporate that is under official management or
being wound up-the official manager or liquidator of the body; or
(b) otherwise-the person to whom, or by or on behalf of whom, the
communication was made; consents to the lawyer complying with the
requirement.
(3) If the lawyer so refuses, he or she shall, as soon as practicable, give to
the person who made the requirement a written notice setting out:
(a) if the lawyer knows the name and address of the person to whom, or by
or on behalf of whom, the communication was made-that name and
address;
(b) if subparagraph (1) (a) (i) applies and the communication was made in
writing-sufficient particulars to identify the document containing the
communication; and
(c) if subparagraph (1) (a) (ii) applies-sufficient particulars to
identify the book, or the part of the book, containing the
communication.
Penalty: $1,000 or imprisonment for 3 months, or both.
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