Commonwealth Consolidated Regulations

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SUPERANNUATION INDUSTRY (SUPERVISION) REGULATIONS 1994 - REG 3A.06

Application fees

                For paragraphs 29C (4) (c) and 29F (2) (c) of the Act, the following fees are prescribed:

 

Item

Application

 

Fees ($)

 

 

 

Non‑public offer entity licence

Public offer entity licence

Extended public offer entity licence

1

Application for RSE licence, other than an application mentioned in items 2 to 7.

5 500

20 000

20 000

2

Application for non‑public offer entity licence by an applicant that is a body corporate if:

   (a)  the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and

3 500

n/a

n/a

 

   (b)  APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and

 

 

 

 

   (c)  item 5 does not apply.

 

 

 

3

Application for non‑public offer entity licence by an applicant that is a group of individual trustees if:

   (a)  any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and

3 500

n/a

n/a

 

   (b)  APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and

 

 

 

 

   (c)  item 5 does not apply.

 

 

 

4

Application for non‑public offer entity licence if, in the 12 months before the application is made:

2 750

n/a

n/a

 

   (a)  the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and

 

 

 

 

   (b)  that application was refused or withdrawn; and

 

 

 

 

   (c)  item 5 does not apply.

 

 

 

5

Application for non‑public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made:

1 750

n/a

n/a

 

   (a)  the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and

 

 

 

 

   (b)  that application was refused or withdrawn.

 

 

 

6

Application for public offer entity licence if, in the 12 months before the application is made:

n/a

10 000

n/a

 

   (a)  the applicant applied for a licence of that class, or for an extended public offer entity licence; and

 

 

 

 

   (b)  that application was refused or withdrawn.

 

 

 

7

Application for extended public offer entity licence if, in the 12 months before the application is made:

n/a

n/a

10 000

 

   (a)  the applicant applied for a licence of that class, or for a public offer entity licence; and

 

 

 

 

   (b)  that application was refused or withdrawn.

 

 

 

8

Application for variation under paragraph 29F (1) (a):

 

 

 

 

   (a)  if the applicant already holds a non‑public offer entity licence, and item 9 does not apply; or

n/a

14 500

14 500

 

   (b)  if the applicant already holds a public offer entity licence; or

500

n/a

500

 

   (c)  if the applicant already holds an extended public offer entity licence.

500

500

n/a

9

Application for variation under paragraph 29F (1) (a) if:

n/a

16 500

16 500

 

   (a)  the applicant already holds a non‑public offer entity licence; and

 

 

 

 

   (b)  when the applicant applied for that licence, item 2 or 3 applied.

 

 

 



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