Commonwealth Consolidated Regulations

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PATENTS REGULATIONS 1991 - REG 20.41

Offences by persons appearing before Disciplinary Tribunal

         (1)   A person summoned to appear before the Disciplinary Tribunal must comply with the summons by:

                (a)    appearing as required by the summons; and

               (b)    producing documents or articles as required by the summons; and

                (c)    appearing and reporting to the Tribunal, as required.

Penalty:   10 penalty units.

         (2)   It is a defence to a prosecution for an offence against subregulation (1) if:

                (a)    the defendant is prevented or hindered from complying with the summons by:

                          (i)    a circumstance mentioned in Part 2.3 of the Criminal Code ; or

                         (ii)    any other circumstance that the Disciplinary Tribunal reasonably considers is an impediment to the defendant complying with the summons; or

               (b)    in relation to paragraph (1) (c) -- the defendant is excused by the Tribunal.

Note    A defendant bears an evidential burden in relation to the matters mentioned in subparagraph (2) (a) (i) (see section 13.3 of the Criminal Code ).

         (3)   A person commits an offence if:

                (a)    the person:

                          (i)    is not a registered patent attorney to whom subregulation (5) applies; and

                         (ii)    appears as a witness before the Disciplinary Tribunal; and

                         (iii)    has been paid expenses and allowances; and

               (b)    the expenses and allowances have been determined by the Tribunal in accordance with Part 2 of Schedule 8; and

                (c)    the person refuses:

                          (i)    to be sworn or make an affirmation; or

                         (ii)    to answer a question relevant to the evidence that he or she was summoned to give.

Penalty:   10 penalty units.

         (4)   Strict liability applies to the physical element of an offence against subregulation (3) that is constituted by:

                (a)    the circumstance mentioned in subparagraph (3) (a) (i); and

               (b)    the circumstance mentioned in paragraph (3) (b).

Note    For strict liability , see section 6.1 of the Criminal Code .

         (5)   A person commits an offence if the person:

                (a)    is a registered patent attorney against whom proceedings have been instituted; and

               (b)    is summoned to appear at a hearing before the Disciplinary Tribunal in respect of those proceedings; and

                (c)    refuses:

                          (i)    to be sworn or to make an affirmation; or

                         (ii)    to answer a question relevant to the evidence that he or she was summoned to give.

Penalty:   10 penalty units.

         (6)   It is a defence for a person referred to in subregulation (3) or (5) to refuse to answer a question or to produce a document or article, if the answer to the question, or the document or article, may tend to prove that he or she has committed an offence against a law of the Commonwealth or of a State or Territory.



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