Contents

Note about numbering                                                                                 3

                        1     Name of Regulations [see Note 1]                                     3

                      1A     Commencement [see Note 1]                                           3

                      1B     Definitions                                                                       3

                        2     Interpretation (Schedule 1)                                                4

                        3     Prescribed fees                                                               4

                        4     Repeal of old Corporations (Fees) Regulations                    4

                        5     Listing of market licensee on its own market                      4

                        6     Making decisions and taking action in conflict, or potential conflict, situation    7

                        7     Waiver of fees for late lodgment of documents for certain classes of companies            7

Schedule 1             Fees                                                                              9

Notes                                                                                                          24

 

  

  

Note about numbering

These Regulations are made under the Corporations (Fees) Act 2001. To assist users of these Regulations, the structure and numbering of these Regulations follow, as far as possible, the pattern of the Corporations (Fees) Regulations 1990 that were made under the Corporations Act 1989. However, these Regulations have an additional provision about commencement and the inclusion of a definition that were not in the Corporations (Fees) Regulations 1990.

Notes to the Corporations (Fees) Regulations 2001

Note 1

The Corporations (Fees) Regulations 2001 (in force under the Corporations (Fees) Act 2001) as shown in this compilation comprise Statutory Rules 2001 No. 194 amended as indicated in the Tables below.

For all relevant information pertaining to application, saving or transitional provisions see Table A.

Under the Legislative Instruments Act 2003, which came into force on
1 January 2005, it is a requirement for all non‑exempt legislative instruments to be registered on the Federal Register of Legislative Instruments. From 1 January 2005 the Statutory Rules series ceased to exist and was replaced with Select Legislative Instruments (SLI series). Numbering conventions remain the same, ie Year and Number.

Table of Instruments

Year and number	Date of notification in Gazette or FRLI registration	Date of commencement	Application, saving or transitional provisions
2001 No. 194	13 July 2001	28 June 2001
2001 No. 320	15 Oct 2001	11 Mar 2002 (see r. 2 and Gazette 2001, No. GN42)	--
2002 No. 42	7 Mar 2002	11 Mar 2002 (a)	--
2002 No. 146	27 June 2002	1 July 2002	--
2003 No. 128	19 June 2003	19 June 2003	--
2003 No. 159	26 June 2003	Rr. 1-4 and Schedule 1: 1 July 2003 Remainder: 1 Sept 2003	R. 4
2003 No. 241	18 Sept 2003	1 July 2003	--
2004 No. 209	9 July 2004	9 July 2004	--
2004 No. 400	23 Dec 2004	23 Dec 2004	--
2006 No. 135	15 June 2006 (see F2006L01817)	1 July 2006	--
2007 No. 326	28 Sept 2007 (see F2007L03805)	Rr. 1-3 and Schedule 1: 29 Sept 2007 Remainder: 1 July 2008	--

(a)    Regulation 2 of the Corporations (Fees) Amendment Regulations 2002 (No. 1) provides as follows:

2       These Regulations commence at 12.01 am (in the Australian Capital Territory) on 11 March 2002.

Table of Amendments

ad. = added or inserted      am. = amended      rep. = repealed      rs. = repealed and substituted
Provision affected	How affected
R. 1B......................................	am. 2002 No. 42
	rs. 2003 No. 241
R. 2.........................................	am. 2003 No. 241
R. 2A.......................................	rep. 2003 No. 159
R. 3.........................................	am. 2003 No. 241
Note to r. 3.............................	ad. 2002 No. 42
R. 5.........................................	ad. 2002 No. 42
	am. 2003 No. 241
Notes to r. 5 (1)....................	rs. 2003 No. 241
Notes to r. 5 (2)....................	rs. 2003 No. 241
Notes to r. 5 (4)....................	rs. 2003 No. 241
R. 6.........................................	ad. 2002 No. 42
	am. 2003 No. 241
Notes to r. 6 (1)....................	rs. 2003 No. 241
R. 7.........................................	ad. 2003 No. 241
Schedule 1
Schedule 1............................	am. 2001 No. 320; 2002 Nos. 42 and 146; 2003 Nos. 128, 159 and 241; 2004 Nos. 209 and 400; 2006 No. 135; 2007 No. 326

Table A                  Application, saving or transitional provisions

Statutory Rules 2003 No. 159

4              Transitional

                Despite the amendments made by Schedule 1:

                (a)    subject to paragraph (b), the Corporations (Fees) Regulations 2001, as in force immediately before 1 July 2003, continue to apply in relation to an annual return that is due, but not lodged, before 1 July 2003; and

               (b)    item 28 of Schedule 1 to the Corporations (Fees) Regulations 2001, as amended by item [8] of Schedule 2, applies in relation to an annual return that is due before 1 July 2003 and is lodged on or after 1 September 2003.