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CORPORATIONS REGULATIONS 2001 - REG 8.2.03 Prescribed details to be given in warning statements (Act s 1200E(b))

CORPORATIONS REGULATIONS 2001 - REG 8.2.03

Prescribed details to be given in warning statements (Act s 1200E(b))

    For paragraph   1200E(b) of the Act, if a matter is referred to in an item of the Table, the details in the item are prescribed for the matter.

 

Item

Matter

Details to be provided

1

An offer to invest in a managed investment scheme is subject to an obligation to provide for a dispute resolution process

Details of the dispute resolution process available in relation to that offer

2

An offer is subject to continuous disclosure obligations

Details of the availability of the continuous disclosure notices that relate to that offer

3

An offer of a product that is currently listed or is to be listed on a financial market

Details of the financial market on which the product is listed, or on which it is proposed to be listed



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