• Specific Year
    Any

CORPORATIONS REGULATIONS 2001 - REG 8.2.01 Prescribed offer (Act s 1200C(4))

CORPORATIONS REGULATIONS 2001 - REG 8.2.01

Prescribed offer (Act s 1200C(4))

    For subsection   1200C(4) of the Act an offer of a security is a prescribed offer in relation to New Zealand if a disclosure document (as defined in the Financial Markets Conduct Act 2013 of New Zealand) must be prepared in accordance with:

  (a)   the Financial Markets Conduct Act 2013 of New Zealand; or

  (b)   the Financial Markets Conduct Regulations   2014 of New Zealand .

Note:   For the purpose of Chapter   8 of the Act and Chapter   8 of these regulations, a security does not include all of the financial products defined as securities in the Financial Markets Conduct Act 2013 of New Zealand--see the definition of securities in subsection   92(7) of the Act. For example, a security does not include an interest in a superannuation scheme or a life insurance policy.