Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 7.9.80B

                For paragraph 1020B (1) (d) of the Act, a financial product that is transferable and is:

                (a)    a derivative under section 761D of the Act; or

               (b)    a financial product that would, apart from the effect
of paragraph 761D (3) (c) of the Act, be a derivative for section 761D of the Act and is excluded from that paragraph only because it is a security under paragraph (c) of the definition of security in section 761A of the Act; or

                (c)    a legal or equitable right or interest in an interest in a managed investment scheme of the kind mentioned in paragraph 764A (1) (ba) of the Act;

is prescribed.

Note    Paragraph 764A (1) (ba) of the Act refers to a managed investment scheme that is not a registered scheme, other than a scheme (whether or not operated in this jurisdiction) in relation to which none of paragraphs 601ED (1) (a), (b) and (c) of the Act are satisfied.