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CORPORATIONS REGULATIONS 2001 - REG 7.8.13A Compliance certificate with profit and loss statement and balance sheet

CORPORATIONS REGULATIONS 2001 - REG 7.8.13A

Compliance certificate with profit and loss statement and balance sheet

    For paragraph   989B(3)(a) and subparagraph   989B(3)(b)(i) of the Act, a compliance certificate lodged by a licensee with a true and fair profit and loss statement and balance sheet in respect of a financial year must:

  (a)   be lodged with ASIC in the prescribed form; and

  (b)   be signed by:

  (i)   if the licensee is an individual--the licensee; or

  (ii)   if the licensee is a corporation--an officer of the corporation; or

  (iii)   if the licensee is a partnership or the trustees of a trust--a partner or trustee who performs duties in relation to financial services.

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