CORPORATIONS REGULATIONS 2001 - REG 7.7A.17 Financial services licensees
CORPORATIONS REGULATIONS 2001 - REG 7.7A.17
Financial services licensees For subsection 964D(4) of the Act, a circumstance in
which subsections 964D(1) and (2) of the Act do not apply is that the
asset - based fee being charged is a brokerage fee within the meaning of
regulation 7.7A.12D.