CORPORATIONS REGULATIONS 2001 - REG 7.7.10AA Obligation on authorised representative to give a financial services guide
CORPORATIONS REGULATIONS 2001 - REG 7.7.10AA
Obligation on authorised representative to give a financial services guideFor paragraph 951C(1)(c) of the Act, Part 7.7 of the Act applies as if subsection 941B(2) were omitted and the following subsection were substituted:
"(2) A Financial Services Guide must not be given to the
person by the providing entity unless the authorising licensee, or each of the
authorising licensees, on whose behalf the providing entity provides the
financial services, has authorised its distribution by the providing
entity."