CORPORATIONS REGULATIONS 2001 - REG 7.7.03A Financial Services Guide given by financial services licensee: arrangements for compensation
CORPORATIONS REGULATIONS 2001 - REG 7.7.03A
Financial Services Guide given by financial services licensee: arrangements for compensation(1) For paragraph 942B(2)(k) of the Act, the Financial Services Guide given by a financial services licensee must include a statement about:
(a) the kind of arrangements for compensation that the licensee has in place; and
(b) whether those arrangements satisfy the requirements under section 912B of the Act for arrangements for compensation .
(2) This regulation commences, for a particular financial
services licensee, on the date that subregulations 7.6.02AAA(1), (2)
and (3) take effect for that licensee.