CORPORATIONS REGULATIONS 2001 - REG 7.6.01C Obligation to cite licence number in documents

CORPORATIONS REGULATIONS 2001 - REG 7.6.01C

  (1)   For subsection   912F(1) of the Act, the following documents are specified:

  (a)   a Financial Services Guide;

  (b)   a Supplementary Financial Services Guide;

  (c)   a Product Disclosure Statement;

  (d)   a Supplementary Product Disclosure Statement;

  (e)   a Statement of Advice;

  (f)   an application form for an application under section   1016A of the Act;

  (g)   a document containing information required by regulations made under section   1017DA of the Act;

  (h)   a document prepared for section   1017B of the Act, notifying a person of changes and events;

  (i)   a Replacement Product Disclosure Statement.

  (2)   On and after 1   July 2004, for subsection   912F(1) of the Act, a periodic statement under section   1017D of the Act is specified.