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CORPORATIONS REGULATIONS 2001 - REG 7.4.02 Record - keeping: market licensee

CORPORATIONS REGULATIONS 2001 - REG 7.4.02

Record - keeping: market licensee

  (1)   For paragraph   854A(1)(b) of the Act, a market licensee must keep the following records:

  (a)   a list of names and contact details of the directors, secretaries and executive officers of the market licensee;

  (b)   a list of names and contact details of individuals who hold more than 15% of the voting power in the market licensee, prepared in accordance with the information given under regulation   7.4.04.

  (2)   The market licensee must keep the records for at least 5 years.

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