CORPORATIONS REGULATIONS 2001 - REG 7.3.13 Information

CORPORATIONS REGULATIONS 2001 - REG 7.3.13

    For paragraph   824A(1)(a) of the Act, the following information is required as part of an application by the body corporate for an Australian CS facility licence:

  (a)   the body corporate's name, address and contact details in this jurisdiction;

  (b)   the address and contact details of the body corporate's principal place of business in the foreign country in which its clearing and settlement facility is located;

  (c)   whether the body corporate is registered under Division   2 of Part   5B.2 of the Act;

  (d)   the services in respect of which the Australian CS facility licence is sought, including details of the financial products for which clearing and settlement facilities are to be provided;

  (e)   details of the body corporate's major shareholders and organisation, including any details that have not already been given to ASIC in accordance with Division   2 of Part   5B.2 of the Act of:

  (i)   each person whose duties are comparable to those of a director; and

  (ii)   each person whose duties are comparable to those of a secretary; and

  (iii)   each person whose duties are comparable to those of an executive officer of the body corporate.