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CORPORATIONS REGULATIONS 2001 - REG 7.2.14 Information

CORPORATIONS REGULATIONS 2001 - REG 7.2.14

Information

    For paragraph   795A(1)(a) of the Act, the following information is required as part of an application by the body corporate for an Australian market licence:

  (a)   the body corporate's name, address and contact details in this jurisdiction;

  (b)   the address and contact details of the body corporate's principal place of business in the foreign country in which its financial market is located (the home country );

  (c)   whether the body corporate is registered under Division   2 of Part   5B.2 of the Act;

  (d)   details of the financial products that are traded on the financial market in the home country;

  (e)   details of the clearing and settlement arrangements for the financial market in the home country;

  (f)   details of the body corporate's major shareholders and organisation, including any details that have not already been given to ASIC in accordance with Division   2 of Part   5B.2 of the Act of:

  (i)   each person whose duties are comparable to those of a director; and

  (ii)   each person whose duties are comparable to those of a secretary; and

  (iii)   each person whose duties are comparable to those of an executive officer of the body corporate.

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