CORPORATIONS REGULATIONS 2001 - REG 7.2.08 Content of licensed market's written procedures

CORPORATIONS REGULATIONS 2001 - REG 7.2.08

    For subsection   793A(2) of the Act, the following matters are matters in respect of which a licensed market must have written procedures to the extent that the market integrity rules do not deal with a matter:

  (a)   exchange of appropriate information with:

  (i)   clearing and settlement facilities; and

  (ii)   other financial markets; and

  (iii)   ASIC;

  (b)   arrangements to ensure the integrity and security of systems (including computer systems);

  (c)   arrangements for the monitoring of compliance by participants and listed entities with the operating rules of the licensed market:

  (d)   the assessment, investigation (if justified) and settlement of market - related disputes between participants;

  (f)   the recording and effective disclosure of transactions;

  (g)   the provision of information about market processes.