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CORPORATIONS REGULATIONS 2001 - REG 7.2.06 Annual report of market licensee

CORPORATIONS REGULATIONS 2001 - REG 7.2.06

Annual report of market licensee

    For subsection   792F(2) of the Act, if an annual report by a market licensee does not contain any of the following information, the information must accompany the annual report:

  (a)   a description of the activities the market licensee has undertaken in the financial year;

  (b)   the resources (including financial, technological and human resources) that the market licensee had available, and used, in order to ensure that it has complied with its obligations in Chapter   7 of the Act, and, in particular, the obligation contained in subparagraph   792A(1)(c)(i) of the Act;

  (c)   an analysis of the extent to which the market licensee considers that the activities undertaken, and resources used, have resulted in full compliance with all its obligations under Chapter   7 of the Act.

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