CORPORATIONS REGULATIONS 2001 - REG 7.2.01 Obligation to inform ASIC of certain matters: contraventions of licence or Act
CORPORATIONS REGULATIONS 2001 - REG 7.2.01
Obligation to inform ASIC of certain matters: contraventions of licence or ActFor paragraph 792B(3)(b) of the Act, a matter to which that paragraph relates is any matter that, in the opinion of a market licensee, constitutes or may constitute a contravention of:
(a) a condition of a licence held by a financial services licensee; or
(b) Subdivision A or B of Division 2 of Part 7.8 of the Act; or
(c) Division 3 of Part 7.8 of the Act; or
(d) Subdivision B of Division 6 of Part 7.8 of the
Act.