CORPORATIONS REGULATIONS 2001 - REG 10.2.207 Periodic statements for retail clients for financial products that have an investment component
CORPORATIONS REGULATIONS 2001 - REG 10.2.207
Periodic statements for retail clients for financial products that have an investment component(1) For section 1444 of the Act, this regulation applies if:
(a) a person acquired a financial product, as described in subsection 1017D(1) of the Act; and
(b) the issuer of the financial product was a regulated principal in relation to the financial product.
(2) The reporting period for the financial product, worked out
in accordance with the old Corporations Act, is taken to be a reporting period
for the Act.