CORPORATIONS REGULATIONS 2001 - REG 10.2.192 Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
CORPORATIONS REGULATIONS 2001 - REG 10.2.192
Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2) A reference in regulation 8.4.03A of the old
Corporations Regulations to a futures broker includes a financial services
licensee.