CORPORATIONS REGULATIONS 2001 - REG 10.2.191 Exemption of certain transactions from subsection 1207(1) of the old Corporations Act
CORPORATIONS REGULATIONS 2001 - REG 10.2.191
Exemption of certain transactions from subsection 1207(1) of the old Corporations Act(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2) A reference in regulation 8.4.03 of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.
(3) A reference in paragraph 8.4.03(d) of the old
Corporations Regulations to the business rules of a futures exchange includes
the operating rules of a licensed market for derivatives.