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CORPORATIONS REGULATIONS 2001 - REG 10.2.191 Exemption of certain transactions from subsection 1207(1) of the old Corporations Act

CORPORATIONS REGULATIONS 2001 - REG 10.2.191

Exemption of certain transactions from subsection 1207(1) of the old Corporations Act

  (1)   For section   1444 of the Act, this regulation applies in relation to a regulated principal.

  (2)   A reference in regulation   8.4.03 of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

  (3)   A reference in paragraph   8.4.03(d) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.

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