CORPORATIONS REGULATIONS 2001 - REG 10.2.177 Prospectus content--general disclosure test
CORPORATIONS REGULATIONS 2001 - REG 10.2.177
Prospectus content--general disclosure test(1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
(2) A reference in paragraph 710(3)(e) of the
old Corporations Act to a stockbroker to an issue or sale includes, in
relation to a stockbroker that participates in any way in the preparation of
the prospectus for the issue or sale, a person named in the prospectus as a
financial services licensee that is involved in the issue or sale.