CORPORATIONS REGULATIONS 2001 - REG 10.2.170 Dealings by employees of futures brokers and futures advisers
CORPORATIONS REGULATIONS 2001 - REG 10.2.170
Dealings by employees of futures brokers and futures advisers(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 or 4 of the table in section 1430 of the Act.
(2) A reference in subsection 1267(7), (9) or (10) of the
old Corporations Act to a futures exchange includes a licensed market for
derivatives.