CORPORATIONS REGULATIONS 2001 - REG 10.2.159 Licensee to notify breach of licence condition
CORPORATIONS REGULATIONS 2001 - REG 10.2.159
Licensee to notify breach of licence condition(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 or 4 of the table in section 1430 of the Act.
(2) A reference in paragraph 1153(1)(b) of the
old Corporations Act to a futures organisation of which a licensee is a member
includes the operator of a licensed market for derivatives of which the
regulated principal is a participant.