CORPORATIONS REGULATIONS 2001 - REG 10.2.150 Dealings and transactions on a dealer's own account
CORPORATIONS REGULATIONS 2001 - REG 10.2.150
Dealings and transactions on a dealer's own account(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
(2) A reference in subsection 843(5) of the
old Corporations Act to a dealer who is a member of a securities exchange
includes a participant of a licensed market for securities.