Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 10.2.15

         (1)   This regulation applies if:

                (a)    the securities clearing house was required under section 779E of the old Corporations Act, before the FSR commencement, to lodge written particulars relating to disciplinary action; and

               (b)    the securities clearing house had not complied with the requirement before the FSR commencement; and

                (c)    the period for compliance had not expired before the FSR commencement.

         (2)   On and after the FSR commencement, the requirement is taken to be a requirement under paragraph 821B (2) (b) of the Act.