CORPORATIONS REGULATIONS 2001 - REG 10.2.142 Member organisation
CORPORATIONS REGULATIONS 2001 - REG 10.2.142
Member organisation(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2) A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to a securities exchange or a stock exchange includes a licensed market for securities.
(3) A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to the business rules of a securities exchange or a stock exchange includes the operating rules of a licensed market for securities.
(4) A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a futures organisation includes a licensed market for derivatives.
(5) A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.
(6) A reference in subparagraph (b)(ii) of the definition
of member organisation in section 9 of the old Corporations Act to a
partnership that a futures organisation recognises as a member organisation
includes a partnership that a market licensee recognises as a member
organisation.