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THERAPEUTIC GOODS ACT 1989 - SECT 41A Publication of list of manufacturers etc.

THERAPEUTIC GOODS ACT 1989 - SECT 41A

Publication of list of manufacturers etc.

    The Secretary may, from time to time and in such manner as the Secretary determines, publish a list of the persons who are licensed under this Part, the classes of goods to which the licences relate, the steps of manufacture that the licences authorise and the addresses of the manufacturing sites to which the licences relate.

The regulations may prohibit imports into Australia, exports from Australia, the manufacture in Australia and supplies in Australia of therapeutic goods, or therapeutic goods containing a particular ingredient or component, to give effect to international agreements to which Australia is a party.

There is an offence and a civil penalty for contravening such a prohibition.

This Part regulates biologicals. It does this by providing a process for including biologicals in the Register and providing for enforcement through criminal offences and civil penalties.

This Part provides for the following administrative processes:

  (a)   exempting biologicals from the requirement to be included in the Register;

  (b)   making the inclusion of biologicals in the Register subject to conditions;

  (c)   suspending or cancelling entries of biologicals from the Register;

  (d)   requiring public notification of problems with biologicals, and recall of biologicals;

  (e)   obtaining information or documents about biologicals.

  (a)   exemptions of biologicals under the regulations; and

  (b)   exemptions of biologicals to deal with emergencies; and

  (c)   exemptions of biologicals for special and experimental uses; and

  (d)   exemptions of biologicals where substitutes are unavailable.

A Class 1 biological can be included in the Register if a proper application is made and the applicant certifies various matters (see Subdivision B).

An export only biological can be included in the Register if a proper application is made, the applicant certifies various matters and, if steps in the manufacture of the biological have been carried out outside Australia, the Secretary has certified (where appropriate) that the manufacturing and quality control procedures used in those steps are acceptable (see Subdivision BA).

A biological, other than a Class 1 biological or an export only biological, can be included in the Register if a proper application is made and the Secretary is satisfied the biological is suitable for inclusion following an evaluation of the biological (see Subdivision C).

The Secretary may by written notice seek information or documents relating to:

  applications for inclusion of biologicals in the Register; or

  biologicals included in the Register; or

  the supply of, and other matters relating to, biologicals covered by exemptions under Division   3.

There are criminal offences for failing to comply with a notice and for giving false or misleading information or documents and civil penalties for giving false or misleading information or documents.

 

Commonwealth Coat of Arms of Australia

Therapeutic Good s Act 1989

No.   21, 1990

Compilation No. 84

Compilation date:   21 September 2023

Includes amendments up to:   Act No. 10, 2023

Registered:   22 September 2023

This compilation is in 2 volumes

Volume 1:   sections   1- 41A

Volume 2:   sections   41B- 69

  Endnotes

Each volume has its own contents

About this compilation

This compilation

This is a compilation of the Therapeutic Goods Act 1989 that shows the text of the law as amended and in force on 21 September 2023 (the compilation date ).

The notes at the end of this compilation (the endnotes ) include information about amending laws and the amendment history of provisions of the compiled law.

Uncommenced amendments

The effect of uncommenced amendments is not shown in the text of the compiled law. Any uncommenced amendments affecting the law are accessible on the Register (www.legislation.gov.au). The details of amendments made up to, but not commenced at, the compilation date are underlined in the endnotes. For more information on any uncommenced amendments, see the Register for the compiled law.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment of the compiled law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Editorial changes

For more information about any editorial changes made in this compilation, see the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the Register for the compiled law.

Self - repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

 

 

 

Contents

Chapter   4--Medical devices

Part   4 - 1--Introduction

Division   1--Overview of this Chapter

41B   General

41BA   Requirements for medical devices (Parts   4 - 2 and 4 - 3)

41BB   Administrative processes (Parts   4 - 4 to 4 - 10)

41BC   Enforcement (Part   4 - 11)

Division   2--Interpretation

41BD   What is a medical device

41BE   Kinds of medical devices

41BEA   Excluded purposes

41BF   System or procedure packs

41BG   Manufacturers of medical devices

41BH   Meaning of compliance with essential principles

41BI   Meaning of non - application of conformity assessment procedures

41BIA   Meaning of non - application of overseas requirements comparable to conformity assessment procedures

41BIB   Overseas regulators

Division   3--Application provisions

41BJA   Application of this Chapter to a biological

41BK   Application of the Criminal Code

Part   4 - 2--Essential principles and medical device standards

41C   What this Part   is about

Division   1--Essential principles

41CA   Essential principles

Division   2--Medical device standards

41CB   Medical device standards

41CC   Content of medical device standards

41CD   Inconsistencies between medical device standards

Division   3--Database of unique device identifiers of medical devices

41CE   Database of unique device identifiers of medical devices

Part   4 - 3--Conformity assessment procedures

41D   What this Part   is about

Division   1--Conformity assessment procedures

41DA   Conformity assessment procedures

41DB   Medical device classifications

Division   2--Conformity assessment standards

41DC   Conformity assessment standards

41DD   Content of conformity assessment standards

41DE   Inconsistencies between conformity assessment standards

Part   4 - 4--Conformity assessment certificates

41E   What this Part   is about

Division   1--Issuing conformity assessment certificates

41EA   When conformity assessment certificates are required

41EB   Applications

41EC   Considering applications

41ECA   Conformity assessment (priority applicant) determinations

41ED   Time for making decisions on applications

41EE   Procedure following making a decision whether to issue certificate

41EF   Duration of certificate

41EG   Lapsing of applications

41EH   Treating applications as having been refused

41EI   Criminal offences for making a false statement

41EIA   Civil penalty for making a false statement

Division   2--Conditions

41EJ   Automatic conditions on conformity assessment certificates

41EK   Conditions imposed when conformity assessment certificates are issued

41EL   Conditions imposed after issuing a conformity assessment certificate

Division   3--Suspension of conformity assessment certificates

41EM   Suspension of conformity assessment certificates

41EN   Notice of proposed suspension

41EO   Duration of suspension

41EP   Revocation of suspension

41EQ   Powers of revocation of conformity assessment certificates unaffected

Division   4--Revocation of conformity assessment certificates

41ER   Automatic revocation of conformity assessment certificates

41ES   Immediate revocation of conformity assessment certificates

41ET   Revocation of conformity assessment certificates after notice of proposed revocation

41EU   Limiting revocation of conformity assessment certificates to some medical devices of a particular kind

41EV   Publication of revocation etc. of conformity assessment certificates

41EW   Date of effect of revocation etc. of conformity assessment certificates

Part   4 - 4A--Australian conformity assessment bodies

41EWA   Conformity assessment body determinations

41EWB   Content of Australian conformity assessment body certificates

41EWC   Duration of Australian conformity assessment body certificates

41EWD   Record - keeping

Part   4 - 5--Including medical devices in the Register

41F   What this Part   is about

Division   1--Including medical devices in the Register

41FA   What this Division is about

Subdivision A--Applications

41FC   Making an application

41FD   Matters to be certified

41FDA   Basis of certification of conformity assessment procedures

41FDB   Preliminary assessment of applications

41FE   Criminal offences for making a false statement

41FEA   Civil penalty for making a false statement

Subdivision B--Including kinds of medical devices in the Register

41FF   Obligation to include kinds of medical devices in the Register

41FG   Notification of unsuccessful applications

Subdivision C--Auditing of applications

41FH   Selecting applications for auditing

41FI   Auditing of applications

41FIA   Certificates issued by Australian conformity assessment bodies

41FJ   Procedure following audits

41FK   Lapsing of applications

Subdivision D--Miscellaneous

41FKA   Medical devices (priority applicant) determinations

41FL   Device number

41FM   Duration of inclusion in the Register

Division   2--Conditions

41FN   Conditions applying automatically

41FO   Conditions imposed when kinds of medical devices are included in the Register

41FP   Conditions imposed after kinds of medical devices are included in the Register

Part   4 - 6--Suspension and cancellation from the Register

Division   1--Suspension from the Register

Subdivision A--General power of suspension

41G   What this Part   is about

41GA   Suspension of kinds of medical devices from the Register

41GB   Notice of proposed suspension must be given in certain cases

41GC   Duration of suspension

41GD   Revocation of suspension

41GE   Treating applications for revocation as having been refused

Subdivision B--Suspension as a result of suspension of conformity assessment document

41GF   Suspension where conformity assessment certificate suspended

41GFA   Suspension where other certificates or documents are suspended

41GG   Duration of suspension

41GH   Revocation of suspension

Subdivision C--Effect of suspension

41GI   Effect of suspension

41GJ   Powers of cancellation from Register unaffected

Division   2--Cancellation of entries from the Register

41GK   Automatic cancellation of entries of kinds of medical devices from the Register

41GL   Immediate cancellation of entries of kinds of medical devices from the Register

41GLA   Revocation of cancellation of entries upon request

41GLB   Revocation of cancellation of entries--payment of annual charge

41GM   Cancellation of entries of kinds of medical devices from the Register after section   41JA notice

41GN   Cancellation of entries of kinds of medical devices from the Register after notice of proposed cancellation

41GO   Limiting cancellation of entries from Register to some medical devices of a particular kind

41GP   Publication of cancellation of entry from Register

41GQ   Date of effect of cancellation of entries from Register

Part   4 - 6A--Exempting medical devices to deal with emergencies

41GR   What this Part   is about

41GS   Minister may make exemptions

41GT   Conditions of exemptions

41GU   Variation or revocation of exemption

41GV   Informing persons of exemption etc.

41GW   Notification and tabling

41GY   Disposal of unused medical devices

Part   4 - 7--Other exemptions from including medical devices in the Register

41H   What this Part   is about

41HA   Devices exempted from inclusion in the Register

41HB   Approvals for special and experimental uses

41HC   Authorities for health practitioners

41HD   Approvals if substitutes for medical devices are unavailable or in short supply

Part   4 - 8--Obtaining information

41J   What this Part   is about

Division   1--Information relating to compliance with requirements and other matters

41JA   Secretary may require information or documents

41JB   Complying with the Secretary's requirements

41JBA   Civil penalty for giving false or misleading information in purported compliance with a notice

41JC   Self - incrimination

Division   2--Information relating to medical devices covered by exemptions

41JCA   Secretary may require information etc. about medical devices exempt under Part   4 - 6A

41JD   Secretary may require information etc. about devices exempted under section   41HA from inclusion in the Register

41JE   Secretary may require information relating to approvals under section   41HB

41JF   Secretary may require information relating to health practitioner authorisations

41JFA   Secretary may require information relating to approvals under section   41HD

41JG   Criminal offences for failing to give information or documents sought under this Division

41JH   False or misleading information

41JI   False or misleading documents

41JJ   Self - incrimination

Part   4 - 9--Public notification, and recall, of medical devices

41K   What this Part   is about

41KA   Public notification, and recall, of medical devices

41KB   Publication of requirements

41KC   Criminal offences for failing to comply with requirements relating to a kind of medical device

41KCA   Civil penalty for failing to comply with requirements relating to a kind of medical device

41KD   Powers of suspension and cancellation unaffected

41KE   Saving of other laws

Part   4 - 10--Assessment fees

41L   What this Part   is about

41LA   Assessment fees

41LB   When assessment fee due for payment

41LC   Payment of assessment fee by instalments

41LD   Recovery of assessment fee

41LE   Reduction of conformity assessment fee where decision not made within prescribed period

Part   4 - 11--Offences and civil penalty provisions relating to medical devices

41M   What this Part   is about

Division   1--Non - compliance with essential principles

41MA   Criminal offences for importing, supplying or exporting a medical device that does not comply with essential principles

41MAA   Civil penalties for importing, supplying or exporting a medical device that does not comply with essential principles

41MB   Exceptions

41MC   Criminal offences relating to breaching a condition of a consent

41MCA   Civil penalty relating to breaching a condition of a consent

41MD   Treating medical devices as prohibited imports or exports

Division   2--Failure to apply conformity assessment procedures

41ME   Criminal offences for failing to apply conformity assessment procedures--manufacturers

41MEA   Civil penalties for failing to apply conformity assessment procedures--manufacturers

41MF   Criminal offences for failing to apply conformity assessment procedures--sponsors

41MG   Exceptions

41MH   Criminal offence for making false statements in declarations

41MHA   Civil penalty for making false statements in declarations

Division   3--Medical devices not included in the Register and related matters

41MI   Criminal offences for importing, exporting, supplying or manufacturing a medical device not included in the Register

41MIA   Notice required to adduce evidence in support of exception under subsection   41MI(7)

41MIB   Civil penalty for importing, exporting, supplying or manufacturing a medical device not included in the Register

41MJ   Treating medical devices as prohibited imports or exports

41MK   Wholesale supply of medical devices not included in the Register

41ML   False advertising about medical devices

41MLA   Civil penalty for making misrepresentations about medical devices

41MLB   Civil penalty for false advertising about medical devices

41MN   Criminal offences relating to breaches of conditions

41MNA   Civil penalties for breaching conditions

Division   3A--Offences and civil penalties related to exemptions under Part   4 - 6A

41MNB   Criminal offences for breaching a condition of an exemption

41MNC   Civil penalty for breaching a condition of an exemption

41MND   Civil penalty for making misrepresentations about medical devices

Division   4--Other offences and civil penalty provisions

41MO   Criminal offences for misusing medical devices exempted for special or experimental uses

41MP   Criminal offence for failing to notify adverse events etc.

41MPA   Civil penalty for failing to notify adverse events etc.

41MPB   Relief from liability for contraventions for failing to notify adverse events etc.

41MQ   Notification of adverse events etc. where application withdrawn or lapses

41MR   Civil penalties for failing to notify adverse effects etc. where application withdrawn or lapses

Chapter   5--Advertising, counterfeit therapeutic goods and product tampering

Part   5 - 1--Advertising and generic information

Division   1--Preliminary

42AA   This Part not to apply to advertisements directed at health professionals etc.

42AB   This Part not to apply to advertisements for goods not for human use

42AC   This Part not to apply to advertisements for exported goods

42B   Definitions

42BAA   Therapeutic Goods Advertising Code

Division   3--General provisions about advertising therapeutic goods

42DA   Simplified outline of this Division

42DB   Definitions

42DD   Restricted representations

42DE   Applications for approval of use of restricted representation

42DF   Approval of use of restricted representation

42DG   Notice of approval or refusal

42DH   Variation of conditions of approval

42DI   Withdrawal of approval

42DJ   Prohibited and required representations

42DK   Permitted use of restricted or prohibited representations

Division   3A--Advertising offences and civil penalties

42DKB   Certain representations not to be advertised

42DL   Advertising offences--general

42DLA   Advertising offences--contravening section   42DKB notice

42DLB   Civil penalty relating to advertisements--general

42DLC   Civil penalty relating to advertisements--contravening section   42DKB notice

42DM   Offences--non - compliance with the Therapeutic Goods Advertising Code

42DMA   Civil penalty--non - compliance with the Therapeutic Goods Advertising Code

Division   4--Generic information about ingredients or components of therapeutic goods

42DN   Application of Division

42DO   Compliance with the Code

42DP   Offences--dissemination of generic information

42DQ   Civil penalty for dissemination of generic information

Division   5--Secretary may require information or documents

42DR   Secretary may require information or documents

42DS   Criminal offences for failing to comply with a notice etc.

42DT   Civil penalty for giving false or misleading information or document in compliance with a notice

42DU   Self - incrimination

Division   6--Directions about advertisements or generic information

42DV   Directions about advertisements or generic information

42DW   Offences--contravening direction under section   42DV

42DX   Civil penalty for contravening direction under section   42DV

Division   7--Public warning notices

42DY   Secretary may issue a public warning notice

Part   5 - 2--Counterfeit therapeutic goods

42E   Offence of dealing with counterfeit therapeutic goods

42EA   Civil penalty relating to dealing with counterfeit therapeutic goods

42EB   Relief from liability for certain contraventions relating to dealing with counterfeit therapeutic goods

42F   Customs treatment of counterfeit therapeutic goods

Part   5 - 3--Product tampering

42T   Notifying of actual or potential tampering

42U   Meaning of actual or potential tampering etc.

42V   Recall of therapeutic goods because of actual or potential tampering

42VA   Civil penalty relating to the recall of therapeutic goods because of actual or potential tampering

42VB   Relief from liability for contraventions relating to the recall of therapeutic goods because of actual or potential tampering

42W   Supply etc. of therapeutic goods that are subject to recall requirements

42X   Saving of other laws

Chapter   5A--Enforcement

Part   5A - 1--Civil penalties

Division   1--Obtaining an order for a civil penalty

42Y   Federal Court may order person to pay pecuniary penalty for contravening civil penalty provision

42YA   What is a civil penalty provision ?

42YC   Persons involved in contravening civil penalty provision

42YCA   Continuing contraventions of civil penalty provisions

42YD   Recovery of a pecuniary penalty

42YE   Gathering information for application for pecuniary penalty

Division   2--Civil penalty proceedings and criminal proceedings

42YF   Civil proceedings after criminal proceedings

42YG   Criminal proceedings during civil proceedings

42YH   Criminal proceedings after civil proceedings

42YI   Evidence given in proceedings for civil penalty not admissible in criminal proceedings

Part   5A - 2--Infringement notices

42YJ   Simplified outline of this Part

42YK   When an infringement notice may be given

42YKA   Matters to be included in an infringement notice

42YKB   Extension of time to pay amount--application by person

42YKBA   Extension of time to pay amount--extension by Secretary on own initiative

42YKC   Withdrawal of an infringement notice

42YKD   Effect of payment of amount

42YKE   Effect of this Part

Part   5A - 3--Enforceable undertakings

42YL   Enforcement of undertakings

Part   5A - 4--Injunctions

42YM   Simplified outline of this Part

42YN   Grant of injunctions

42YO   Interim injunctions

42YP   Discharging or varying injunctions

42YQ   Certain limits on granting injunctions not to apply

42YR   Other powers of court unaffected

Chapter   6--Administration

Part   6 - 1--Payment of charges

43   By whom charges payable

44   Time for payment of charges

44A   Exemptions from liability to pay charges

44B   Recovery of unpaid charges

45   Therapeutic Goods Administration Account

Part   6 - 1A--Information gathering powers

Division   1--Preliminary

45AA   Simplified outline of this Part

Division   2--Obtaining information or documents

45AB   Secretary may require information or documents

45AC   Offences for failing to comply with notice

45AD   Offences and civil penalty for giving false or misleading information or documents

45AE   Self - incrimination

Division   3--Inspecting, copying and retaining documents

45AF   Secretary may inspect and copy documents

45AG   Secretary may retain documents

Part   6 - 2--Entry, searches and warrants

45A   Definitions

46   Searches to monitor compliance with Act or regulations

46A   Searches of certain premises to monitor compliance with Act

46B   Searches and seizures on public health grounds

47   Searches and seizures related to offences and civil penalty provisions

48   General powers of authorised persons in relation to premises

48A   Details of warrant to be given to occupier etc.

48AA   Completing execution of warrant under section   50 after temporary cessation

48B   Announcement before entry

48BA   Use of electronic equipment at premises for monitoring compliance with Act or regulations

48C   Use of electronic equipment at premises relating to offences and civil penalty provisions

48D   Compensation for damage to electronic equipment

48E   Copies of seized things to be provided

48F   Occupier entitled to be present during search

48FA   Responsibility to provide facilities and assistance

48G   Receipts for things seized under warrant

48H   Retention of seized things

48J   Magistrate may permit a thing to be retained

49   Monitoring warrants

50   Offence and civil penalty provision related warrants

51   Offence and civil penalty provision related warrants by telephone

51A   Inspections for purposes of Mutual Recognition Convention

51B   Offences relating to warrants

52   Identity cards

Part   6 - 3--Scheduling of substances

52AA   Overview

52A   Definitions

52B   Advisory Committee on Medicines Scheduling

52C   Advisory Committee on Chemicals Scheduling

52CA   Joint meetings

52D   Poisons Standard

52E   Secretary to take certain matters into account in exercising powers

52EAA   Application for amendment of the Poisons Standard

52F   Incorporation of current Poisons Standard

Chapter   7--Miscellaneous

52G   Exemptions, approvals and authorities to be consistent with prohibitions under Chapter   2A

53   Retention of material on withdrawal of application

53A   Alternative verdicts for various offences

54   Offences and forfeiture

54AA   Offences for contravening conditions or requirements imposed under the regulations

54AB   Criminal offence for damaging etc. documents

54AC   Civil penalty for damaging etc. documents

54A   Time for bringing prosecutions

54B   Personal liability of an executive officer of a body corporate--general

54BA   Personal liability of an executive officer of a body corporate--offences covered

54C   Establishing whether an executive officer took reasonable steps to prevent the commission of an offence or the contravention of a civil penalty provision

55   Conduct by directors, employees and agents

56   Judicial notice

56A   Certificates to provide evidence of certain matters

57   Delegation

58   Export certifications

59   Fees

60   Review of decisions

60A   New information on review--discretion to remit

61   Release of information

61A   Immunity from civil actions

62   Protection from criminal responsibility

63   Regulations

Chapter   8--Repeal and transitional provisions

66   Transitional arrangements for goods required to be registered or listed

67   Transitional provision for therapeutic goods for export only

68   Transitional arrangements for Part   3 - 3

69   Continuation of standards and requirements

Endnotes

Endnote 1--About the endnotes

Endnote 2--Abbreviation key

Endnote 3--Legislation history

Endnote 4--Amendment history

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