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CRIMES (TRAFFIC IN NARCOTIC DRUGS AND PSYCHOTROPIC SUBSTANCES) ACT 1990 - SCHEDULE 1
- United Nations Convention Against Illicit Traffic In Narcotic Drugs And Psychotropic Substances
Section 3
Adopted by the Conference at its 6th plenary meeting, on 19
December 1988
The Parties to this Convention ,
Deeply concerned by the
magnitude of and rising trend in the illicit production of, demand for and
traffic in narcotic drugs and psychotropic substances, which pose a serious
threat to the health and welfare of human beings and adversely affect the
economic, cultural and political foundations of society,
Deeply concerned
also by the steadily increasing inroads into various social groups made by
illicit traffic in narcotic drugs and psychotropic substances, and
particularly by the fact that children are used in many parts of the world as
an illicit drug consumers market and for purposes of illicit production,
distribution and trade in narcotic drugs and psychotropic substances, which
entails a danger of incalculable gravity,
Recognizing the links between
illicit traffic and other related organized criminal activities which
undermine the legitimate economies and threaten the stability, security and
sovereignty of States,
Recognizing also that illicit traffic is an
international criminal activity, the suppression of which demands urgent
attention and the highest priority,
Aware that illicit traffic generates
large financial profits and wealth enabling transnational criminal
organizations to penetrate, contaminate and corrupt the structures of
government, legitimate commercial and financial business, and society at all
its levels,
Determined to deprive persons engaged in illicit traffic of the
proceeds of their criminal activities and thereby eliminate their main
incentive for so doing,
Desiring to eliminate the root causes of the problem
of abuse of
narcotic drugs and psychotropic substances, including the illicit demand for
such drugs and substances and the enormous profits derived from illicit
traffic,
Considering that measures are necessary to monitor certain
substances, including precursors, chemicals and solvents, which are used in
the manufacture of narcotic drugs and psychotropic substances, the ready
availability of which has led to an increase in the clandestine manufacture of
such drugs and substances,
Determined to improve international co-operation
in the suppression of illicit traffic by sea,
Recognizing that eradication of
illicit traffic is a collective responsibility of all States and that, to that
end, co-ordinated action within the framework of international co-operation is
necessary,
Acknowledging the competence of the United Nations in the field of
control of narcotic drugs and psychotropic substances and desirous that the
international organs concerned with such control should be within the
framework of that Organization,
Reaffirming the guiding principles of
existing treaties in the field of narcotic drugs and psychotropic substances
and the system of control which they embody,
Recognizing the need to
reinforce and supplement the measures provided in the Single Convention on
Narcotic Drugs, 1961, that Convention as amended by the 1972 Protocol Amending
the Single Convention on Narcotic Drugs, 1961, and the 1971 Convention on
Psychotropic Substances, in order to counter the magnitude and extent of
illicit traffic and its grave consequences,
Recognizing also the importance
of strengthening and enhancing effective legal means for international
co-operation in criminal matters for suppressing the international criminal
activities of illicit traffic,
Desiring to conclude a comprehensive,
effective and operative international convention that is directed specifically
against illicit traffic and that considers the various aspects of the problem
as a whole, in particular those aspects not envisaged in the existing treaties
in the field of narcotic drugs and psychotropic substances,
Hereby agree as
follows:
Article 1
DEFINITIONS
Except where otherwise expressly indicated
or where the context otherwise requires, the following definitions shall apply
throughout this Convention:
(a) "Board" means the International Narcotics
Control Board established by the Single Convention on Narcotic Drugs, 1961,
and that Convention as amended by the 1972 Protocol Amending the Single
Convention on Narcotic Drugs, 1961;
(b) "Cannabis plant" means any plant of
the genus Cannabis;
(c) "Coca bush" means the plant of any species of the
genus Erythroxylon;
(d) "Commercial carrier" means any person or any public,
private or other entity engaged in transporting persons, goods or mails for
remuneration, hire or any other benefit;
(e) "Commission" means the
Commission on Narcotic Drugs of the Economic and Social Council of the United
Nations;
(f) "Confiscation", which includes forfeiture where applicable,
means the permanent deprivation of property by order of a court or other
competent authority;
(g) "Controlled delivery" means the technique of
allowing illicit or suspect consignments of narcotic drugs,
psychotropic substances, substances in Table I and Table II annexed to this
Convention, or substances substituted for them, to pass out of, through or
into the territory of one or more countries, with the knowledge and under the
supervision of their competent authorities, with a view to identifying persons
involved in the commission of offences established in accordance with article
3, paragraph 1 of the Convention;
(h) "1961 Convention" means the Single
Convention on Narcotic Drugs, 1961;
(i) "1961 Convention as amended" means
the Single Convention on Narcotic Drugs, 1961, as amended by the 1972 Protocol
Amending the Single Convention on Narcotic Drugs, 1961;
(j) "1971 Convention"
means the Convention on Psychotropic Substances, 1971;
(k) "Council" means
the Economic and Social Council of the United Nations;
(l) "Freezing" or
"seizure" means temporarily prohibiting the transfer, conversion, disposition
or movement of property or temporarily assuming custody or control of property
on the basis of an order issued by a court or a competent authority;
(m)
"Illicit traffic" means the offences set forth in article 3, paragraphs 1 and
2, of this Convention;
(n) "Narcotic drug" means any of the substances,
natural or synthetic, in Schedules I and II of the Single Convention on
Narcotic Drugs, 1961, and that Convention as amended by the 1972 Protocol
Amending the Single Convention on Narcotic Drugs, 1961;
(o) "Opium poppy"
means the plant of the species Papaver somniferum L;
(p) "Proceeds" means any
property derived from or obtained, directly or indirectly, through the
commission of an offence established in accordance with article 3, paragraph
1;
(q) "Property "means assets of every kind, whether corporeal or
incorporeal, movable or immovable, tangible or intangible, and legal documents
or
instruments evidencing title to, or interest in, such assets;
(r)
"Psychotropic substance" means any substance, natural or synthetic, or any
natural material in Schedules I, II, III and IV of the Convention on
Psychotropic Substances, 1971;
(s) "Secretary-General" means the
Secretary-General of the United Nations;
(t) "Table I" and "Table II" mean
the correspondingly numbered lists of substances annexed to this Convention,
as amended from time to time in accordance with article 12;
(u) "Transit
State" means a State through the territory of which illicit narcotic drugs,
psychotropic substances and substances in Table I and Table II are being
moved, which is neither the place of origin nor the place of ultimate
destination thereof.
Article 2
SCOPE OF THE CONVENTION
1. The purpose of
this Convention is to promote co-operation among the Parties so that they may
address more effectively the various aspects of illicit traffic in
narcotic drugs and psychotropic substances having an international dimension.
In carrying out their obligations under the Convention, the Parties shall take
necessary measures, including legislative and administrative measures, in
conformity with the fundamental provisions of their respective domestic
legislative systems.
2. The Parties shall carry out their obligations under
this Convention in a manner consistent with the principles of sovereign
equality and territorial integrity of States and that of non-intervention in
the domestic affairs of other States.
3. A Party shall not undertake in the
territory of another Party the exercise of jurisdiction and performance of
functions which are exclusively reserved for the authorities of that other
Party by its domestic law.
Article 3
OFFENCES AND SANCTIONS
1. Each Party
shall adopt such measures as may be necessary to establish as criminal
offences under its domestic law, when committed intentionally:
(a) (i) The
production, manufacture, extraction, preparation, offering, offering for sale,
distribution, sale, delivery on any terms whatsoever, brokerage, dispatch,
dispatch in transit, transport, importation or exportation of any
narcotic drug or any psychotropic substance contrary to the provisions of the
1961 Convention, the 1961 Convention as amended or the 1971 Convention;
(ii) The cultivation of opium poppy, coca bush or cannabis plant for the
purpose of the production of narcotic drugs contrary to the provisions
of the 1961 Convention and the 1961 Convention as amended;
(iii) The possession or purchase of any narcotic drug or psychotropic
substance for the purpose of any of the activities enumerated in (i)
above;
(iv) The manufacture, transport or distribution of equipment, materials or
of substances listed in Table I and Table II, knowing that they are to
be used in or for the illicit cultivation, production or manufacture
of narcotic drugs or psychotropic substances;
(v) The organization, management or financing of any of the offences
enumerated in (i), (ii), (iii) or (iv) above;
(b) (i) The conversion
or transfer of property, knowing that such property is derived from
any offence or offences established in accordance with subparagraph
(a) of this paragraph, or from an act of participation in such offence
or offences, for the purpose of concealing or disguising the illicit
origin of the property or of assisting any person who is involved in
the commission of such an offence or offences to evade the legal
consequences of his actions;
(ii) The concealment or disguise of the true nature, source, location,
disposition, movement, rights with respect to, or ownership of
property, knowing that such property is derived from an offence or
offences established in accordance with subparagraph (a) of this
paragraph or from an act of participation in such an offence or
offences;
(c) Subject to its constitutional principles and the basic
concepts of its legal system:
(i) The acquisition, possession or use of property, knowing, at the time
of receipt, that such property was derived from an offence or offences
established in accordance with subparagraph (a) of this paragraph or
from an act of participation in such offence or offences;
(ii) The possession of equipment or materials or substances listed in Table
I and Table II, knowing that they are being or are to be used in or
for the illicit cultivation, production or manufacture of
narcotic drugs or psychotropic substances;
(iii) Publicly inciting or inducing others, by any means, to commit any of
the offences established in accordance with this article or to use
narcotic drugs or psychotropic substances illicitly;
(iv) Participation in, association or conspiracy to commit, attempts to
commit and aiding, abetting, facilitating and counselling the
commission of any of the offences established in accordance with this
article.
2. Subject to its constitutional principles and the basic
concepts of its legal system, each Party shall adopt such measures as
may be necessary to establish as a criminal offence under its domestic
law, when committed intentionally, the
possession, purchase or cultivation of narcotic drugs or psychotropic
substances for personal consumption contrary to the provisions of the 1961
Convention, the 1961 Convention as amended or the 1971 Convention.
3.
Knowledge, intent or purpose required as an element of an offence set forth in
paragraph 1 of this article may be inferred from objective factual
circumstances.
4. (a) Each Party shall make the commission of the offences
established in accordance with paragraph 1 of this article liable to sanctions
which take into account the grave nature of these offences, such as
imprisonment or other forms of deprivation of liberty, pecuniary sanctions and
confiscation.
(b) The Parties may provide, in addition to conviction or
punishment, for an offence established in accordance with paragraph 1 of this
article, that the offender shall undergo measures such as treatment,
education, aftercare, rehabilitation or social reintegration.
(c)
Notwithstanding the preceding subparagraphs, in appropriate cases of a minor
nature, the Parties may provide, as alternatives to conviction or punishment,
measures such as education, rehabilitation or social reintegration, as well
as, when the offender is a drug abuser, treatment and aftercare.
(d) The
Parties may provide, either as an alternative to conviction or punishment, or
in addition to conviction or punishment of an offence established in
accordance with paragraph 2 of this article, measures for the treatment,
education, aftercare, rehabilitation or social reintegration of the offender.
5. The Parties shall ensure that their courts and other competent authorities
having jurisdiction can take into account factual circumstances which make the
commission of the offences established in accordance with paragraph 1 of this
article particularly serious, such as:
(a) The involvement in the offence of
an organized criminal group to which the offender belongs;
(b) The
involvement of the offender in other international organized criminal
activities;
(c) The involvement of the offender in other illegal activities
facilitated by commission of the offence;
(d) The use of violence or arms by
the offender;
(e) The fact that the offender holds a public office and that
the offence is connected with the office in question;
(f) The victimization
or use of minors;
(g) The fact that the offence is committed in a penal
institution or in an educational institution or social service facility or in
their immediate vicinity or in other places to which school children and
students resort for educational, sports and social activities;
(h) Prior
conviction, particularly for similar offences, whether foreign or domestic, to
the extent permitted under the domestic law of a Party.
6. The Parties shall
endeavour to ensure that any discretionary legal powers under their domestic
law relating to the prosecution of persons for offences established in
accordance with this article are exercised to maximize the effectiveness of
law enforcement measures in respect of those offences and with due regard to
the need to deter the commission of such offences.
7. The Parties shall
ensure that their courts or other competent authorities bear in mind the
serious nature of the offences enumerated in paragraph 1 of this article and
the circumstances enumerated in paragraph 5 of this article when considering
the eventuality of early release or parole of persons convicted of such
offences.
8. Each Party shall, where appropriate, establish under its
domestic law a long statute of limitations period in which to commence
proceedings for any offence established in accordance with paragraph 1 of this
article, and a longer period where the alleged offender has evaded the
administration of justice.
9. Each Party shall take appropriate measures,
consistent with its legal system, to ensure that a person charged with or
convicted of an offence established in accordance with paragraph 1 of this
article, who is found within its territory, is present at the necessary
criminal proceedings.
10. For the purpose of co-operation among the Parties
under this Convention, including, in particular, co-operation under articles
5, 6, 7 and 9, offences established in accordance with this article shall not
be considered as fiscal offences or as political offences or regarded as
politically motivated, without prejudice to the constitutional limitations and
the fundamental domestic law of the Parties.
11. Nothing contained in this
article shall affect the principle that the description of the offences to
which it refers and of legal defences thereto is reserved to the domestic law
of a Party and that such offences shall be prosecuted and punished in
conformity with that law.
Article 4
JURISDICTION
1. Each Party:
(a) Shall
take such measures as may be necessary to establish its jurisdiction over the
offences it has established in accordance with article 3, paragraph 1, when:
(i) The offence is committed in its territory;
(ii) The offence is committed on board a vessel flying its flag or an
aircraft which is registered under its laws at the time the offence is
committed;
(b) May take such measures as may be necessary to establish its jurisdiction
over the offences it has established in accordance with article 3, paragraph
1, when:
(i) The offence is committed by one of its nationals or by a person who
has his habitual residence in its territory;
(ii) The offence is committed on board a vessel concerning which that Party
has been authorized to take appropriate action pursuant to article 17,
provided that such jurisdiction shall be exercised only on the basis
of agreements or arrangements referred to in paragraphs 4 and 9 of
that article;
(iii) The offence is one of those established in accordance with article 3,
paragraph 1, subparagraph (c) (iv), and is committed outside its
territory with a view to the commission, within its territory, of an
offence established in accordance with article 3, paragraph 1.
2.
Each Party:
(a) Shall also take such measures as may be necessary to
establish its jurisdiction over the offences it has established in
accordance with article 3, paragraph 1, when the alleged offender is
present in its territory and it does not extradite him to another
Party on the ground:
(i) That the offence has been committed in its territory or on board a
vessel flying its flag or an aircraft which was registered under its
law at the time the offence was committed; or
(ii) That the offence has been committed by one of its nationals;
(b) May
also take such measures as may be necessary to establish its
jurisdiction over the offences it has established in accordance with
article 3, paragraph 1, when the alleged offender is present in its
territory and it does not extradite him to another Party.
3. This
Convention does not exclude the exercise of any criminal jurisdiction
established by a Party in accordance with its domestic law.
Article 5
CONFISCATION
1. Each Party shall adopt such measures as may be
necessary to enable confiscation of:
(a) Proceeds derived from
offences established in accordance with article 3, paragraph 1, or
property the value of which corresponds to that of such proceeds;
(b)
Narcotic drugs and psychotropic substances, materials and equipment or
other instrumentalities used in or intended for use in any manner in
offences established in accordance with article 3, paragraph 1.
2.
Each Party shall also adopt such measures as may be necessary to
enable its competent authorities to identify, trace, and freeze or
seize proceeds, property, instrumentalities or any other things
referred to in paragraph 1 of this article, for the purpose of
eventual confiscation.
3. In order to carry out the measures referred
to in this article, each Party shall empower its courts or other
competent authorities to order that bank, financial or commercial
records be made available or be seized. A Party shall not decline to
act under the provisions of this paragraph on the ground of bank
secrecy.
4. (a) Following a request made pursuant to this article by
another Party having jurisdiction over an offence established in
accordance with article 3, paragraph 1, the Party in whose territory
proceeds, property, instrumentalities or any other things referred to
in paragraph 1 of this article are situated shall:
(i) Submit the request to its competent authorities for the purpose of
obtaining an order of confiscation and, if such order is granted, give
effect to it; or
(ii) Submit to its competent authorities, with a view to giving effect to
it to the extent requested, an order of confiscation issued by the
requesting Party in accordance with paragraph 1 of this article, in so
far as it relates to proceeds, property, instrumentalities or any
other things referred to in paragraph 1 situated in the territory of
the requested Party.
(b) Following a request made pursuant to this
article by another Party having jurisdiction over an offence
established in accordance with article 3, paragraph 1, the requested
Party shall take measures to identify, trace, and freeze or seize
proceeds, property, instrumentalities or any other things referred to
in paragraph 1 of this article for the purpose of eventual
confiscation to be ordered either by the requesting Party or, pursuant
to a request under subparagraph (a) of this paragraph, by the
requested Party.
(c) The decisions or actions provided for in
subparagraphs (a) and (b) of this paragraph shall be taken by the
requested Party, in accordance with and subject to the provisions of
its domestic law and its procedural rules or any bilateral or
multilateral treaty, agreement or arrangement to which it may be bound
in relation to the requesting Party.
(d) The provisions of article 7,
paragraphs 6 to 19 are applicable mutatis mutandis . In addition to
the information specified in article 7, paragraph 10, requests made
pursuant to this article shall contain the following:
(i) In the case of a request pertaining to subparagraph (a) (i) of this
paragraph, a description of the property to be confiscated and a
statement of the facts relied upon by the requesting Party sufficient
to enable the requested Party to seek the order under its domestic
law;
(ii) In the case of a request pertaining to subparagraph (a) (ii), a
legally
admissible copy of an order of confiscation issued by the requesting Party
upon which the request is based, a statement of the facts and information as
to the extent to which the execution of the order is requested;
(iii) In the case of a request pertaining to subparagraph (b), a statement
of the facts relied upon by the requesting Party and a description of
the actions requested.
(e) Each Party shall furnish to the
Secretary-General the text of any of its laws and regulations which
give effect to this paragraph and the text of any subsequent changes
to such laws and regulations.
(f) If a Party elects to make the
taking of the measures referred to in subparagraphs (a) and (b) of
this paragraph conditional on the existence of a relevant treaty, that
Party shall consider this Convention as the necessary and sufficient
treaty basis.
(g) The Parties shall seek to conclude bilateral and
multilateral treaties, agreements or arrangements to enhance the
effectiveness of international co-operation pursuant to this article.
5. (a) Proceeds or property confiscated by a Party pursuant to
paragraph 1 or paragraph 4 of this article shall be disposed of by
that Party according to its domestic law and administrative
procedures.
(b) When acting on the request of another Party in
accordance with this article, a Party may give special consideration
to concluding agreements on:
(i) Contributing the value of such proceeds and property, or funds derived
from the sale of such proceeds or property, or a substantial part
thereof, to intergovernmental bodies specializing in the fight against
illicit traffic in and abuse of narcotic drugs and
psychotropic substances;
(ii) Sharing with other Parties, on a regular or case-by-case basis, such
proceeds or property, or funds derived from the sale of such proceeds
or property, in accordance with its domestic law, administrative
procedures or bilateral or multilateral agreements entered into for
this purpose.
6. (a) If proceeds have been transformed or converted
into other property, such property shall be liable to the measures
referred to in this article instead of the proceeds.
(b) If proceeds
have been intermingled with property acquired from legitimate sources,
such property shall, without prejudice to any powers relating to
seizure or freezing, be liable to confiscation up to the assessed
value of the intermingled proceeds.
(c) Income or other benefits
derived from:
(i) Proceeds;
(ii) Property into which proceeds have been transformed or converted; or
(iii) Property with which proceeds have been intermingled
shall also be
liable to the measures referred to in this article, in the same manner
and to the same extent as proceeds.
7. Each Party may consider
ensuring that the onus of proof be reversed regarding the lawful
origin of alleged proceeds or other property liable to confiscation,
to the extent that such action is consistent with the principles of
its domestic law and with the nature of the judicial and other
proceedings.
8. The provisions of this article shall not be construed
as prejudicing the rights of bona fide third parties.
9. Nothing
contained in this article shall affect the principle that the measures
to which it refers shall be defined and implemented in accordance with
and subject to the provisions of the domestic law of a Party.
Article
6
EXTRADITION
1. This article shall apply to the offences
established by the Parties in accordance with article 3, paragraph 1.
2. Each of the offences to which this article applies shall be deemed
to be included as an extraditable offence in any extradition treaty
existing between Parties. The Parties undertake to include such
offences as extraditable offences in every extradition treaty to be
concluded between them.
3. If a Party which makes extradition
conditional on the existence of a treaty receives a request for
extradition from another Party with which it has no extradition
treaty, it may consider this Convention as the legal basis for
extradition in respect of any offence to which this article applies.
The Parties which require detailed legislation in order to use this
Convention as a legal basis for extradition shall consider enacting
such legislation as may be necessary.
4. The Parties which do not
make extradition conditional on the existence of a treaty shall
recognize offences to which this article applies as extraditable
offences between themselves.
5. Extradition shall be subject to the
conditions provided for by the law of the requested Party or by
applicable extradition treaties, including the grounds upon which the
requested Party may refuse extradition.
6. In considering requests
received pursuant to this article, the requested State may refuse to
comply with such requests where there are substantial grounds leading
its judicial or other competent authorities to believe that compliance
would facilitate the prosecution or punishment of any person on
account of his race, religion, nationality or political opinions, or
would cause prejudice for any of those reasons to any person affected
by the request.
7. The Parties shall endeavour to expedite extradition procedures and to
simplify evidentiary requirements relating thereto in respect of any offence
to which this article applies.
8. Subject to the provisions of its domestic
law and its extradition treaties, the requested Party may, upon being
satisfied that the circumstances so warrant and are urgent, and at the request
of the requesting Party, take a person whose extradition is sought and who is
present in its territory into custody or take other appropriate measures to
ensure his presence at extradition proceedings.
9. Without prejudice to the
exercise of any criminal jurisdiction established in accordance with its
domestic law, a Party in whose territory an alleged offender is found shall:
(a) If it does not extradite him in respect of an offence established in
accordance with article 3, paragraph 1, on the grounds set forth in article 4,
paragraph 2, subparagraph (a), submit the case to its competent authorities
for the purpose of prosecution, unless otherwise agreed with the requesting
Party;
(b) If it does not extradite him in respect of such an offence and has
established its jurisdiction in relation to that offence in accordance with
article 4, paragraph 2, subparagraph (b), submit the case to its competent
authorities for the purpose of prosecution, unless otherwise requested by the
requesting Party for the purposes of preserving its legitimate jurisdiction.
10. If extradition, sought for purposes of enforcing a sentence, is refused
because the person sought is a national of the requested Party, the requested
Party shall, if its law so permits and in conformity with the requirements of
such law, upon application of the requesting Party, consider the enforcement
of the sentence which has been imposed under the law of the requesting Party,
or the remainder thereof.
11. The Parties shall seek to conclude bilateral
and multilateral agreements to carry out or to enhance the effectiveness of
extradition.
12. The Parties may consider entering into bilateral or
multilateral agreements, whether ad hoc or general, on the transfer to their
country of persons sentenced to imprisonment and other forms of deprivation of
liberty for offences to which this article applies, in order that they may
complete their sentences there.
Article 7
MUTUAL LEGAL ASSISTANCE
1. The
Parties shall afford one another, pursuant to this article, the widest measure
of mutual legal assistance in investigations, prosecutions and judicial
proceedings in relation to criminal offences established in accordance with
article 3, paragraph 1.
2. Mutual legal assistance to be afforded in
accordance with this article may be requested for any of the following
purposes:
(a) Taking evidence or statements from persons;
(b) Effecting
service of judicial documents;
(c) Executing searches and seizures;
(d)
Examining objects and sites;
(e) Providing information and evidentiary items;
(f) Providing originals or certified copies of relevant documents and records,
including bank, financial, corporate or business records;
(g) Identifying or
tracing proceeds, property, instrumentalities or other things for evidentiary
purposes.
3. The Parties may afford one another any other forms of mutual
legal assistance allowed by the domestic law of the requested Party.
4. Upon
request, the Parties shall facilitate or encourage, to the extent consistent
with their domestic law and practice, the presence or availability of persons,
including persons in custody, who consent to assist in investigations or
participate in proceedings.
5. A Party shall not decline to render mutual
legal assistance under this article on the ground of bank secrecy.
6. The
provisions of this article shall not affect the obligations under any other
treaty, bilateral or multilateral, which governs or will govern, in whole or
in part, mutual legal assistance in criminal matters.
7. Paragraphs 8 to 19
of this article shall apply to requests made pursuant to this article if the
Parties in question are not bound by a treaty of mutual legal assistance. If
these Parties are bound by such a treaty, the corresponding provisions of that
treaty shall apply unless the Parties agree to apply paragraphs 8 to 19 of
this article in lieu thereof.
8. Parties shall designate an authority, or
when necessary authorities, which shall have the responsibility and power to
execute requests for mutual legal assistance or to transmit them to the
competent authorities for execution. The authority or the authorities
designated for this purpose shall be notified to the Secretary-General.
Transmission of requests for mutual legal assistance and any communication
related thereto shall be effected between the authorities designated by the
Parties; this requirement shall be without prejudice to the right of a Party
to require that such requests and communications be addressed to it through
the diplomatic channel and, in urgent circumstances, where the Parties agree,
through channels of the International Criminal Police Organization, if
possible.
9. Requests shall be made in writing in a language acceptable to
the requested
Party. The language or languages acceptable to each Party shall be notified to
the Secretary-General. In urgent circumstances, and where agreed by the
Parties, requests may be made orally, but shall be confirmed in writing
forthwith.
10. A request for mutual legal assistance shall contain:
(a) The
identity of the authority making the request;
(b) The subject matter and
nature of the investigation, prosecution or proceeding to which the request
relates, and the name and the functions of the authority conducting such
investigation, prosecution or proceeding;
(c) A summary of the relevant
facts, except in respect of requests for the purpose of service of judicial
documents;
(d) A description of the assistance sought and details of any
particular procedure the requesting Party wishes to be followed;
(e) Where
possible, the identity, location and nationality of any person concerned;
(f)
The purpose for which the evidence, information or action is sought.
11. The
requested Party may request additional information when it appears necessary
for the execution of the request in accordance with its domestic law or when
it can facilitate such execution.
12. A request shall be executed in
accordance with the domestic law of the requested Party and, to the extent not
contrary to the domestic law of the requested Party and where possible, in
accordance with the procedures specified in the request.
13. The requesting
Party shall not transmit nor use information or evidence furnished by the
requested Party for investigations, prosecutions or proceedings other than
those stated in the request without the prior consent of the requested Party.
14. The requesting Party may require that the requested Party keep
confidential the fact and substance of the request, except to the extent
necessary to execute the request. If the requested Party cannot comply with
the requirement of confidentiality, it shall promptly inform the requesting
Party.
15. Mutual legal assistance may be refused:
(a) If the request is not
made in conformity with the provisions of this article;
(b) If the requested
Party considers that execution of the request is likely to prejudice its
sovereignty, security, ordre public or other essential interests;
(c) If the
authorities of the requested Party would be prohibited by its domestic law
from carrying out the action requested with regard to any similar offence, had
it been subject to investigation, prosecution or proceedings under their own
jurisdiction;
(d) If it would be contrary to the legal system of the
requested Party relating to mutual legal assistance for the request to be
granted.
16. Reasons shall be given for any refusal of mutual legal
assistance.
17. Mutual legal assistance may be postponed by the requested
Party on the ground that it interferes with an ongoing investigation,
prosecution or proceeding. In such a case, the requested Party shall consult
with the requesting Party to determine if the assistance can still be given
subject to such terms and conditions as the requested Party deems necessary.
18. A witness, expert or other person who consents to give evidence in a
proceeding or to assist in an investigation, prosecution or judicial
proceeding in the territory of the requesting Party, shall not be prosecuted,
detained, punished or subjected to any other restriction of his personal
liberty in that territory in respect of acts, omissions or convictions prior
to his departure from the territory of the requested Party. Such safe conduct
shall cease when the witness, expert or other person having had, for a period
of fifteen consecutive days, or for any period agreed upon by the Parties,
from the date on which he has been officially informed that his presence is no
longer required by the judicial authorities, an opportunity of leaving, has
nevertheless remained voluntarily in the territory or, having left it, has
returned of his own free will.
19. The ordinary costs of executing a request
shall be borne by the requested Party, unless otherwise agreed by the Parties
concerned. If expenses of a substantial or extraordinary nature are or will be
required to fulfil the request, the Parties shall consult to determine the
terms and conditions under which the request will be executed as well as the
manner in which the costs shall be borne.
20. The Parties shall consider, as
may be necessary, the possibility of concluding bilateral or multilateral
agreements or arrangements that would serve the purposes of, give practical
effect to, or enhance the provisions of this article.
Article 8
TRANSFER OF
PROCEEDINGS
The Parties shall give consideration to the possibility of
transferring to one another proceedings for criminal prosecution of offences
established in accordance with article 3, paragraph 1, in cases where such
transfer is considered to be in the interests of a proper administration of
justice.
Article 9
OTHER FORMS OF CO-OPERATION AND TRAINING
1. The Parties
shall co-operate closely with one another, consistent with their
respective domestic legal and administrative systems, with a view to enhancing
the effectiveness of law enforcement action to suppress the commission of
offences established in accordance with article 3, paragraph 1. They shall, in
particular, on the basis of bilateral or multilateral agreements or
arrangements:
(a) Establish and maintain channels of communication between
their competent agencies and services to facilitate the secure and rapid
exchange of information concerning all aspects of offences established in
accordance with article 3, paragraph 1, including, if the Parties concerned
deem it appropriate, links with other criminal activities;
(b) Co-operate
with one another in conducting enquiries, with respect to offences established
in accordance with article 3, paragraph 1, having an international character,
concerning:
(i) The identity, whereabouts and activities of persons suspected of being
involved in offences established in accordance with article 3,
paragraph 1;
(ii) The movement of proceeds or property derived from the commission of
such offences;
(iii) The movement of narcotic drugs, psychotropic substances, substances
in Table I and Table II of this Convention and instrumentalities used
or intended for use in the commission of such offences;
(c) In
appropriate cases and if not contrary to domestic law, establish joint
teams, taking into account the need to protect the security of persons
and of operations, to carry out the provisions of this paragraph.
Officials of any Party taking part in such teams shall act as
authorized by the appropriate authorities of the Party in whose
territory the operation is to take place; in all such cases, the
Parties involved shall ensure that the sovereignty of the Party on
whose territory the operation is to take place is fully respected;
(d) Provide, when appropriate, necessary quantities of substances for
analytical or investigative purposes;
(e) Facilitate effective
co-ordination between their competent agencies and services and
promote the exchange of personnel and other experts, including the
posting of liaison officers.
2. Each Party shall, to the extent
necessary, initiate, develop or improve specific training programmes
for its law enforcement and other personnel, including customs,
charged with the suppression of offences established in accordance
with article 3, paragraph 1. Such programmes shall deal, in
particular, with the following:
(a) Methods used in the detection and
suppression of offences established in accordance with article 3,
paragraph 1;
(b) Routes and techniques used by persons suspected of
being involved in offences established in accordance with article 3,
paragraph 1, particularly in transit States, and appropriate
countermeasures;
(c) Monitoring of the import and export of
narcotic drugs, psychotropic substances and substances in Table I and
Table II;
(d) Detection and monitoring of the movement of proceeds
and property derived from, and narcotic drugs, psychotropic substances
and substances in Table I and Table II, and instrumentalities used or
intended for use in, the commission of offences established in
accordance with article 3, paragraph 1;
(e) Methods used for the
transfer, concealment or disguise of such proceeds, property and
instrumentalities;
(f) Collection of evidence;
(g) Control
techniques in free trade zones and free ports;
(h) Modern law
enforcement techniques.
3. The Parties shall assist one another to
plan and implement research and training programmes designed to share
expertise in the areas referred to in paragraph 2 of this article and,
to this end, shall also, when appropriate, use regional and
international conferences and seminars to promote co-operation and
stimulate discussion on problems of mutual concern, including the
special problems and needs of transit States.
Article 10
INTERNATIONAL CO-OPERATION AND ASSISTANCE FOR TRANSIT STATES
1. The
Parties shall co-operate, directly or through competent international
or regional organizations, to assist and support transit States and,
in particular, developing countries in need of such assistance and
support, to the extent possible, through programmes of technical
co-operation on interdiction and other related activities.
2. The
Parties may undertake, directly or through competent international or
regional organizations, to provide financial assistance to such
transit States for the purpose of augmenting and strengthening the
infrastructure needed for effective control and prevention of illicit
traffic.
3. The Parties may conclude bilateral or multilateral
agreements or arrangements to enhance the effectiveness of
international co-operation pursuant to this article and may take into
consideration financial arrangements in this regard.
Article 11
CONTROLLED DELIVERY
1. If permitted by the basic principles of their
respective domestic legal systems, the Parties shall take the
necessary measures, within their possibilities, to allow for the
appropriate use of controlled delivery at the
international level, on the basis of agreements or arrangements mutually
consented to, with a view to identifying persons involved in offences
established in accordance with article 3, paragraph 1, and to taking legal
action against them.
2. Decisions to use controlled delivery shall be made on
a case-by-case basis and may, when necessary, take into consideration
financial arrangements and understandings with respect to the exercise of
jurisdiction by the Parties concerned.
3. Illicit consignments whose
controlled delivery is agreed to may, with the consent of the Parties
concerned, be intercepted and allowed to continue with the narcotic drugs or
pyschotropic substances intact or removed or replaced in whole or in part.
Article 12
SUBSTANCES FREQUENTLY USED IN THE ILLICIT MANUFACTURE OF
NARCOTIC DRUGS OR PSYCHOTROPIC SUBSTANCES
1. The Parties shall take the
measures they deem appropriate to prevent diversion of substances in Table I
and Table II used for the purpose of illicit manufacture of narcotic drugs or
psychotropic substances, and shall co-operate with one another to this end.
2. If a Party or the Board has information which in its opinion may require
the inclusion of a substance in Table I or Table II, it shall notify the
Secretary-General and furnish him with the information in support of that
notification. The procedure described in paragraphs 2 to 7 of this article
shall also apply when a Party or the Board has information justifying the
deletion of a substance from Table I or Table II, or the transfer of a
substance from one Table to the other.
3. The Secretary-General shall
transmit such notification, and any information which he considers relevant,
to the Parties, to the Commission, and, where notification is made by a Party,
to the Board. The Parties shall communicate their comments concerning the
notification to the Secretary-General, together with all supplementary
information which may assist the Board in establishing an assessment and the
Commission in reaching a decision.
4. If the Board, taking into account the
extent, importance and diversity of the licit use of the substance, and the
possibility and ease of using alternate substances both for licit purposes and
for the illicit manufacture of narcotic drugs or psychotropic substances,
finds:
(a) That the substance is frequently used in the illicit manufacture
of a narcotic drug or psychotropic substance;
(b) That the volume and extent
of the illicit manufacture of a narcotic drug or psychotropic substance
creates serious public health or social problems, so as to warrant
international action,
it shall communicate to the Commission an assessment of
the substance, including the likely effect of adding the substance to either
Table I or Table II on both licit use and illicit manufacture, together with
recommendations of monitoring measures, if any, that would be appropriate in
the light of its assessment.
5. The Commission, taking into account the
comments submitted by the Parties and the comments and recommendations of the
Board, whose assessment shall be determinative as to scientific matters, and
also taking into due consideration any other relevant factors, may decide by a
two-thirds majority of its members to place a substance in Table I or Table
II.
6. Any decision of the Commission taken pursuant to this article shall be
communicated by the Secretary-General to all States and other entities which
are, or which are entitled to become, Parties to this Convention, and to the
Board. Such decision shall become fully effective with respect to each Party
one hundred and eighty days after the date of such communication.
7. (a) The
decisions of the Commission taken under this article shall be subject to
review by the Council upon the request of any Party filed within one hundred
and eighty days after the date of notification of the decision. The request
for review shall be sent to the Secretary-General, together with all relevant
information upon which the request for review is based.
(b) The
Secretary-General shall transmit copies of the request for review and the
relevant information to the Commission, to the Board and to all the Parties,
inviting them to submit their comments within ninety days. All comments
received shall be submitted to the Council for consideration.
(c) The Council
may confirm or reverse the decision of the Commission. Notification of the
Council's decision shall be transmitted to all States and other entities which
are, or which are entitled to become, Parties to this Convention, to the
Commission and to the Board.
8. (a) Without prejudice to the generality of
the provisions contained in paragraph 1 of this article and the provisions of
the 1961 Convention, the 1961 Convention as amended and the 1971 Convention,
the Parties shall take the measures they deem appropriate to monitor the
manufacture and distribution of substances in Table I and Table II which are
carried out within their territory.
(b) To this end, the Parties may:
(i) Control all persons and enterprises engaged in the manufacture and
distribution of such substances;
(ii) Control under licence the establishment and premises in which such
manufacture or distribution may take place;
(iii) Require that licensees obtain a permit for conducting the aforesaid
operations;
(iv) Prevent the accumulation of such substances in the possession of
manufacturers and distributors, in excess of the quantities required
for the normal conduct of business and the prevailing market
conditions.
9. Each Party shall, with respect to substances in Table
I and Table II, take the following measures:
(a) Establish and
maintain a system to monitor international trade in substances in
Table I and Table II in order to facilitate the identification of
suspicious transactions. Such monitoring systems shall be applied in
close co-operation with manufacturers, importers, exporters,
wholesalers and retailers, who shall inform the competent authorities
of suspicious orders and transactions.
(b) Provide for the seizure of
any substance in Table I or Table II if there is sufficient evidence
that it is for use in the illicit manufacture of a narcotic drug or
psychotropic substance.
(c) Notify, as soon as possible, the
competent authorities and services of the Parties concerned if there
is reason to believe that the import, export or transit of a substance
in Table I or Table II is destined for the illicit manufacture of
narcotic drugs or psychotropic substances, including in particular
information about the means of payment and any other essential
elements which led to that belief.
(d) Require that imports and
exports be properly labelled and documented. Commercial documents such
as invoices, cargo manifests, customs, transport and other shipping
documents shall include the names, as stated in Table I or Table II,
of the substances being imported or exported, the quantity being
imported or exported, and the name and address of the exporter, the
importer and, when available, the consignee.
(e) Ensure that
documents referred to in subparagraph (d) of this paragraph are
maintained for a period of not less than two years and may be made
available for inspection by the competent authorities.
10. (a) In
addition to the provisions of paragraph 9, and upon request to the
Secretary-General by the interested Party, each Party from whose
territory a substance in Table I is to be exported shall ensure that,
prior to such export, the following information is supplied by its
competent authorities to the competent authorities of the importing
country: - (i)
- Name and address of the exporter and importer and, when
available, the consignee;
- (ii)
- Name of the substance in Table I;
- (iii)
- Quantity of the substance to be exported;
- (iv)
- Expected point
of entry and expected date of dispatch;
- (v)
- Any other information
which is mutually agreed upon by the Parties.
(b) A Party may adopt
more strict or severe measures of control than those provided by this
paragraph if, in its opinion, such measures are desirable or
necessary.
11. Where a Party furnishes information to another Party
in accordance with paragraphs 9 and 10 of this article, the Party
furnishing such information may require that the Party receiving it
keep confidential any trade, business, commercial or professional
secret or trade process.
12. Each Party shall furnish annually to the
Board, in the form and manner provided for by it and on forms made
available by it, information on:
(a) The amounts seized of substances in Table I and Table II and, when
known, their origin;
(b) Any substance not included in Table I or Table II which is identified
as having been used in illicit manufacture of narcotic drugs or
psychotropic substances, and which is deemed by the Party to be
sufficiently significant to be brought to the attention of the Board;
(c) Methods of diversion and illicit manufacture.
13. The Board shall
report annually to the Commission on the implementation of this
article and the Commission shall periodically review the adequacy and
propriety of Table I and Table II.
14. The provisions of this article
shall not apply to pharmaceutical preparations, nor to other
preparations containing substances in Table I or Table II that are
compounded in such a way that such substances cannot be easily used or
recovered by readily applicable means.
Article 13
MATERIALS AND
EQUIPMENT
The Parties shall take such measures as they deem
appropriate to prevent trade in and the diversion of materials and
equipment for illicit production or manufacture of narcotic drugs and
psychotropic substances and shall co-operate to this end.
Article 14
MEASURES TO ERADICATE ILLICIT CULTIVATION OF NARCOTIC PLANTS AND TO
ELIMINATE ILLICIT DEMAND FOR NARCOTIC DRUGS AND
PSYCHOTROPIC SUBSTANCES
1. Any measures taken pursuant to this
Convention by Parties shall not be less stringent than the provisions
applicable to the eradication of illicit
cultivation of plants containing narcotic and psychotropic substances and to
the elimination of illicit demand for narcotic drugs and psychotropic
substances under the provisions of the 1961 Convention, the 1961 Convention as
amended and the 1971 Convention.
2. Each Party shall take appropriate
measures to prevent illicit cultivation of and to eradicate plants containing
narcotic or psychotropic substances, such as opium poppy, coca bush and
cannabis plants, cultivated illicitly in its territory. The measures adopted
shall respect fundamental human rights and shall take due account of
traditional licit uses, where there is historic evidence of such use, as well
as the protection of the environment.
3. (a) The Parties may co-operate to
increase the effectiveness of eradication efforts. Such co-operation may,
inter alia , include support, when appropriate, for integrated rural
development leading to economically viable alternatives to illicit
cultivation. Factors such as access to markets, the availability of resources
and prevailing socio-economic conditions should be taken into account before
such rural development programmes are implemented. The Parties may agree on
any other appropriate measures of co-operation. - (b)
- The Parties shall also
facilitate the exchange of scientific and technical information and the
conduct of research concerning eradication.
- (c)
- Whenever they have common
frontiers, the Parties shall seek to co-operate in eradication programmes in
their respective areas along those frontiers.
4. The Parties shall adopt
appropriate measures aimed at eliminating or reducing illicit demand for
narcotic drugs and psychotropic substances, with a view to reducing human
suffering and eliminating financial incentives for illicit traffic. These
measures may be based, inter alia , on the recommendations of the United
Nations, specialized agencies of the United Nations such as the World Health
Organization, and other competent international organizations, and on the
Comprehensive Multidisciplinary Outline adopted by the International
Conference on Drug Abuse and Illicit Trafficking, held in 1987, as it pertains
to governmental and non-governmental agencies and private efforts in the
fields of prevention, treatment and rehabilitation. The Parties may enter into
bilateral or multilateral agreements or arrangements aimed at eliminating or
reducing illicit demand for narcotic drugs and psychotropic substances.
5.
The Parties may also take necessary measures for early destruction or lawful
disposal of the narcotic drugs, psychotropic substances and substances in
Table I and Table II which have been seized or confiscated and for the
admissibility as evidence of duly certified necessary quantities of such
substances.
Article 15
COMMERCIAL CARRIERS
1. The Parties shall take
appropriate measures to ensure that means of transport operated by commercial
carriers are not used in the commission of offences established in accordance
with article 3, paragraph 1; such measures may include special arrangements
with commercial carriers.
2. Each Party shall require commercial carriers to
take reasonable precautions to prevent the use of their means of transport for
the commission of offences established in accordance with article 3, paragraph
1. Such precautions may include: - (a)
- If the principal place of business of a
commercial carrier is within the territory of the Party:
- (i)
- Training of
personnel to identify suspicious consignments or persons;
- (ii)
- Promotion of
integrity of personnel;
- (b)
- If a commercial carrier is operating within the
territory of the Party:
- (i)
- Submission of cargo manifests in advance,
whenever possible;
- (ii)
- Use of tamper-resistant, individually verifiable
seals on containers;
- (iii)
- Reporting to the appropriate authorities at the
earliest opportunity all suspicious circumstances that may be related to the
commission of offences established in accordance with article 3, paragraph 1.
3. Each Party shall seek to ensure that commercial carriers and the
appropriate authorities at points of entry and exit and other customs control
areas co-operate, with a view to preventing unauthorized access to means of
transport and cargo and to implementing appropriate security measures.
Article 16
COMMERCIAL DOCUMENTS AND LABELLING OF EXPORTS
1. Each Party shall
require that lawful exports of narcotic drugs and psychotropic substances be
properly documented. In addition to the requirements for documentation under
article 31 of the 1961 Convention, article 31 of the 1961 Convention as
amended and article 12 of the 1971 Convention, commercial documents such as
invoices, cargo manifests, customs, transport and other shipping documents
shall include the names of the narcotic drugs and psychotropic substances
being exported as set out in the respective Schedules
of the 1961 Convention, the 1961 Convention as amended and the 1971
Convention, the quantity being exported, and the name and address of the
exporter, the importer and, when available, the consignee.
2. Each Party
shall require that consignments of narcotic drugs and psychotropic substances
being exported be not mislabelled.
Article 17
ILLICIT TRAFFIC BY SEA
1. The
Parties shall co-operate to the fullest extent possible to suppress illicit
traffic by sea, in conformity with the international law of the sea.
2. A
Party which has reasonable grounds to suspect that a vessel flying its flag or
not displaying a flag or marks of registry is engaged in illicit traffic may
request the assistance of other Parties in suppressing its use for that
purpose. The Parties so requested shall render such assistance within the
means available to them.
3. A Party which has reasonable grounds to suspect
that a vessel exercising freedom of navigation in accordance with
international law and flying the flag or displaying marks of registry of
another Party is engaged in illicit traffic may so notify the flag State,
request confirmation of registry and, if confirmed, request authorization from
the flag State to take appropriate measures in regard to that vessel.
4. In
accordance with paragraph 3 or in accordance with treaties in force between
them or in accordance with any agreement or arrangement otherwise reached
between those Parties, the flag State may authorize the requesting State to,
inter alia :
(a) Board the vessel;
(b) Search the vessel;
(c) If evidence
of involvement in illicit traffic is found, take appropriate action with
respect to the vessel, persons and cargo on board.
5. Where action is taken
pursuant to this article, the Parties concerned shall take due account of the
need not to endanger the safety of life at sea, the security of the vessel and
the cargo or to prejudice the commercial and legal interests of the flag State
or any other interested State.
6. The flag State may, consistent with its
obligations in paragraph 1 of this article, subject its authorization to
conditions to be mutually agreed between it and the requesting Party,
including conditions relating to responsibility.
7. For the purposes of
paragraphs 3 and 4 of this article, a Party shall respond expeditiously to a
request from another Party to determine whether a vessel that is flying its
flag is entitled to do so, and to requests for authorization made pursuant to
paragraph 3. At the time of becoming a Party to this Convention, each Party
shall designate an authority or, when necessary, authorities to receive and
respond to such requests. Such designation shall be notified through the
Secretary-General to all other Parties within one month of the designation.
8. A Party which has taken any action in accordance with this article shall
promptly inform the flag State concerned of the results of that action.
9.
The Parties shall consider entering into bilateral or regional agreements or
arrangements to carry out, or to enhance the effectiveness of, the provisions
of this article.
10. Action pursuant to paragraph 4 of this article shall be
carried out only by warships or military aircraft, or other ships or aircraft
clearly marked and identifiable as being on government service and authorized
to that effect.
11. Any action taken in accordance with this article shall
take due account of the need not to interfere with or affect the rights and
obligations and the exercise of jurisdiction of coastal States in accordance
with the international law of the sea.
Article 18
FREE TRADE ZONES AND FREE
PORTS
1. The Parties shall apply measures to suppress illicit traffic in
narcotic drugs, psychotropic substances and substances in Table I and Table II
in free trade zones and in free ports that are no less stringent than those
applied in other parts of their territories.
2. The Parties shall endeavour:
- (a)
- To monitor the movement of goods and persons in free trade zones and free
ports, and, to that end, shall empower the competent authorities to search
cargoes and incoming and outgoing vessels, including pleasure craft and
fishing vessels, as well as aircraft and vehicles and, when appropriate, to
search crew members, passengers and their baggage;
- (b)
- To establish and
maintain a system to detect consignments suspected of containing
narcotic drugs, psychotropic substances and substances in Table I and Table II
passing into or out of free trade zones and free ports;
- (c)
- To establish and
maintain surveillance systems in harbour and dock areas and at airports and
border control points in free trade zones and free ports.
Article 19
THE
USE OF THE MAILS
1. In conformity with their obligations under the
Conventions of the Universal Postal Union, and in accordance with the basic
principles of their domestic
legal systems, the Parties shall adopt measures to suppress the use of the
mails for illicit traffic and shall co-operate with one another to that end.
2. The measures referred to in paragraph 1 of this article shall include, in
particular: - (a)
- Co-ordinated action for the prevention and repression of the
use of the mails for illicit traffic;
- (b)
- Introduction and maintenance by
authorized law enforcement personnel of investigative and control techniques
designed to detect illicit consignments of narcotic drugs,
psychotropic substances and substances in Table I and Table II in the mails;
- (c)
- Legislative measures to enable the use of appropriate means to secure
evidence required for judicial proceedings.
Article 20
INFORMATION TO BE
FURNISHED BY THE PARTIES
1. The Parties shall furnish, through the
Secretary-General, information to the Commission on the working of this
Convention in their territories and, in particular:
(a) The text of laws and
regulations promulgated in order to give effect to the Convention;
(b)
Particulars of cases of illicit traffic within their jurisdiction which they
consider important because of new trends disclosed, the quantities involved,
the sources from which the substances are obtained, or the methods employed by
persons so engaged.
2. The Parties shall furnish such information in such a
manner and by such dates as the Commission may request.
Article 21
FUNCTIONS
OF THE COMMISSION
The Commission is authorized to consider all matters
pertaining to the aims of this Convention and, in particular: - (a)
- The
Commission shall, on the basis of the information submitted by the Parties in
accordance with article 20, review the operation of this Convention;
- (b)
- The
Commission may make suggestions and general recommendations based on the
examination of the information received from the Parties;
- (c)
- The Commission
may call the attention of the Board to any matters which may be relevant to
the functions of the Board;
- (d)
- The Commission shall, on any matter referred
to it by the Board under article 22, paragraph 1 (b), take such action as it
deems appropriate;
- (e)
- The Commission may, in conformity with the procedures
laid down in article 12, amend Table I and Table II;
- (f)
- The Commission may
draw the attention of non-Parties to decisions and recommendations which it
adopts under this Convention, with a view to their considering taking action
in accordance therewith.
Article 22
FUNCTIONS OF THE BOARD
1. Without
prejudice to the functions of the Commission under article 21, and without
prejudice to the functions of the Board and the Commission under the 1961
Convention, the 1961 Convention as amended and the 1971 Convention: - (a)
- If,
on the basis of its examination of information available to it, to the
Secretary-General or to the Commission, or of information communicated by
United Nations organs, the Board has reason to believe that the aims of this
Convention in matters related to its competence are not being met, the Board
may invite a Party or Parties to furnish any relevant information;
- (b)
- With
respect to articles 12, 13 and 16:
- (i)
- After taking action under subparagraph
(a) of this article, the Board, if satisfied that it is necessary to do so,
may call upon the Party concerned to adopt such remedial measures as shall
seem under the circumstances to be necessary for the execution of the
provisions of articles 12, 13 and 16;
- (ii)
- Prior to taking action under
(iii) below, the Board shall treat as confidential its communications with the
Party concerned under the preceding subparagraphs;
- (iii)
- If the Board finds
that the Party concerned has not taken remedial measures which it has been
called upon to take under this subparagraph, it may call the attention of the
Parties, the Council and the Commission to the matter. Any report published by
the Board under this subparagraph shall also contain the views of the Party
concerned if the latter so requests.
2. Any Party shall be invited to be represented at a meeting of the Board at
which a question of direct interest to it is to be considered under this
article.
3. If in any case a decision of the Board which is adopted under
this article is not unanimous, the views of the minority shall be stated.
4.
Decisions of the Board under this article shall be taken by a two-thirds
majority of the whole number of the Board.
5. In carrying out its functions
pursuant to subparagraph 1 (a) of this article, the Board shall ensure the
confidentiality of all information which may come into its possession.
6. The
Board's responsibility under this article shall not apply to the
implementation of treaties or agreements entered into between Parties in
accordance with the provisions of this Convention.
7. The provisions of this
article shall not be applicable to disputes between Parties falling under the
provisions of article 32.
Article 23
REPORTS OF THE BOARD
1. The Board
shall prepare an annual report on its work containing an analysis of the
information at its disposal and, in appropriate cases, an account of the
explanations, if any, given by or required of Parties, together with any
observations and recommendations which the Board desires to make. The Board
may make such additional reports as it considers necessary. The reports shall
be submitted to the Council through the Commission which may make such
comments as it sees fit.
2. The reports of the Board shall be communicated to
the Parties and subsequently published by the Secretary-General. The Parties
shall permit their unrestricted distribution.
Article 24
APPLICATION OF
STRICTER MEASURES THAN THOSE REQUIRED BY THIS CONVENTION
A Party may adopt
more strict or severe measures than those provided by this Convention if, in
its opinion, such measures are desirable or necessary for the prevention or
suppression of illicit traffic.
Article 25
NON-DEROGATION FROM EARLIER
TREATY RIGHTS AND OBLIGATIONS
The provisions of this Convention shall not
derogate from any rights enjoyed or obligations undertaken by Parties to this
Convention under the 1961 Convention, the 1961 Convention as amended and the
1971 Convention.
Article 26
SIGNATURE
This Convention shall be open for
signature at the United Nations Office at Vienna, from 20 December 1988 to 28
February 1989, and thereafter at the Headquarters of the United Nations at New
York, until 20 December 1989, by:
(a) All States;
(b) Namibia, represented
by the United Nations Council for Namibia;
(c) Regional economic integration
organizations which have competence in respect of the negotiation, conclusion
and application of international agreements in matters covered by this
Convention, references under the Convention to Parties, States or national
services being applicable to these organizations within the limits of their
competence.
Article 27
RATIFICATION, ACCEPTANCE, APPROVAL OR ACT OF FORMAL
CONFIRMATION
1. This Convention is subject to ratification, acceptance or
approval by States and by Namibia, represented by the United Nations Council
for Namibia, and to acts of formal confirmation by regional economic
integration organizations referred to in article 26, subparagraph (c). The
instruments of ratification, acceptance or approval and those relating to acts
of formal confirmation shall be deposited with the Secretary-General.
2. In
their instruments of formal confirmation, regional economic integration
organizations shall declare the extent of their competence with respect to the
matters governed by this Convention. These organizations shall also inform the
Secretary-General of any modification in the extent of their competence with
respect to the matters governed by the Convention.
Article 28
ACCESSION
1.
This Convention shall remain open for accession by any State, by Namibia,
represented by the United Nations Council for Namibia, and by regional
economic integration organizations referred to in article 26, subparagraph
(c). Accession shall be effected by the deposit of an instrument of accession
with the Secretary-General.
2. In their instruments of accession, regional
economic integration organizations shall declare the extent of their
competence with respect to the matters governed by this Convention. These
organizations shall also inform the Secretary-General of any modification in
the extent of their competence with respect to the matters governed by the
Convention.
Article 29
ENTRY INTO FORCE
1. This Convention shall enter into
force on the ninetieth day after the date of the deposit with the
Secretary-General of the twentieth instrument of
ratification, acceptance, approval or accession by States or by Namibia,
represented by the Council for Namibia.
2. For each State or for Namibia,
represented by the Council for Namibia, ratifying, accepting, approving or
acceding to this Convention after the deposit of the twentieth instrument of
ratification, acceptance, approval or accession, the Convention shall enter
into force on the ninetieth day after the date of the deposit of its
instrument of ratification, acceptance, approval or accession.
3. For each
regional economic integration organization referred to in article 26,
subparagraph (c) depositing an instrument relating to an act of formal
confirmation or an instrument of accession, this Convention shall enter into
force on the ninetieth day after such deposit, or at the date the Convention
enters into force pursuant to paragraph 1 of this article, whichever is later.
Article 30
DENUNCIATION
1. A Party may denounce this Convention at any time
by a written notification addressed to the Secretary-General.
2. Such
denunciation shall take effect for the Party concerned one year after the date
of receipt of the notification by the Secretary-General.
Article 31
AMENDMENTS
1. Any Party may propose an amendment to this Convention. The text
of any such amendment and the reasons therefor shall be communicated by that
Party to the Secretary-General, who shall communicate it to the other Parties
and shall ask them whether they accept the proposed amendment. If a proposed
amendment so circulated has not been rejected by any Party within twenty-four
months after it has been circulated, it shall be deemed to have been accepted
and shall enter into force in respect of a Party ninety days after that Party
has deposited with the Secretary-General an instrument expressing its consent
to be bound by that amendment.
2. If a proposed amendment has been rejected
by any Party, the Secretary-General shall consult with the Parties and, if a
majority so requests, he shall bring the matter, together with any comments
made by the Parties, before the Council which may decide to call a conference
in accordance with Article 62, paragraph 4, of the Charter of the United
Nations. Any amendment resulting from such a conference shall be embodied in a
Protocol of Amendment. Consent to be bound by such a Protocol shall be
required to be expressed specifically to the Secretary-General.
Article 32
SETTLEMENT OF DISPUTES
1. If there should arise between two or more Parties a
dispute relating to the interpretation or application of this Convention, the
Parties shall consult together with a view to the settlement of the dispute by
negotiation, enquiry, mediation, conciliation, arbitration, recourse to
regional bodies, judicial process or other peaceful means of their own choice.
2. Any such dispute which cannot be settled in the manner prescribed in
paragraph 1 of this article shall be referred, at the request of any one of
the States Parties to the dispute, to the International Court of Justice for
decision.
3. If a regional economic integration organization referred to in
article 26, subparagraph (c) is a Party to a dispute which cannot be settled
in the manner prescribed in paragraph 1 of this article, it may, through a
State Member of the United Nations, request the Council to request an advisory
opinion of the International Court of Justice in accordance with article 65 of
the Statute of the Court, which opinion shall be regarded as decisive.
4.
Each State, at the time of signature or ratification, acceptance or approval
of this Convention or accession thereto, or each regional economic integration
organization, at the time of signature or deposit of an act of formal
confirmation or accession, may declare that it does not consider itself bound
by paragraphs 2 and 3 of this article. The other Parties shall not be bound by
paragraphs 2 and 3 with respect to any Party having made such a declaration.
5. Any Party having made a declaration in accordance with paragraph 4 of this
article may at any time withdraw the declaration by notification to the
Secretary-General.
Article 33
AUTHENTIC TEXTS
The Arabic, Chinese, English,
French, Russian and Spanish texts of this Convention are equally authentic.
Article 34
DEPOSITARY
The Secretary-General shall be the depositary of this
Convention.
IN WITNESS WHEREOF the undersigned, being duly authorized
thereto, have signed this Convention.
DONE AT VIENNA, in one original, this
twentieth day of December one thousand nine hundred and eighty-eight.
ANNEX
Table I
| Table II
|
Ephedrine
| Acetic anhydride
|
Ergometrine
| Acetone
|
Ergotamine
| Anthranilic acid
|
Lysergic acid
| Ethyl ether
|
1-phenyl-2-propanone
| Phenylacetic acid
|
Pseudoephedrine
| Piperidine
|
The
salts of the substances listed in this Table whenever the existence of such
salts is possible.
| The salts of the substances listed in this Table whenever
the existance of such salts is possible.
|
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