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CORPORATIONS ACT 2001 - SECT 991D Regulations may require records to be kept in relation to instructions to deal on licensed markets and foreign markets

CORPORATIONS ACT 2001 - SECT 991D

Regulations may require records to be kept in relation to instructions to deal on licensed markets and foreign markets

    The regulations may impose requirements for the keeping of records relating to all or any of the following:

  (a)   instructions received by financial services licensees to deal in financial products through licensed markets or through other financial markets (whether inside or outside Australia);

  (b)   the execution of such instructions;

  (c)   the transmission of such instructions.

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