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CORPORATIONS ACT 2001 - SECT 962 Application of this Division

CORPORATIONS ACT 2001 - SECT 962

Application of this Division

  (1)   This Division applies in a case where:

  (a)   a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and

  (b)   the arrangement has not terminated for any reason.

  (2)   This Division also applies in a case where:

  (a)   the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and

  (b)   the arrangement has not terminated for any reason.

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