CORPORATIONS ACT 2001 - SECT 922H Ongoing obligation to notify ASIC when there is a change in a matter for a relevant provider

CORPORATIONS ACT 2001 - SECT 922H

  (1)   A notice must be lodged under this section, in accordance with section   922L, if:

  (a)   there is a change in a matter, particulars of which are entered for a relevant provider in the Register of Relevant Providers (other than a change that is a direct consequence of an act by ASIC); or

  (b)   both of the following apply:

  (i)   a notice is lodged under section   922D in relation to a relevant provider by a financial services licensee without including the information referred to in paragraph   922F(1)(k);

  (ii)   the information becomes known to the licensee after the notice is lodged.

Note:   For paragraph   (1)(a) of this section, an example of a change in a matter would be a person ceasing to be a relevant provider.

  (2)   The notice must include the following information:

  (a)   the new particulars or information to be entered in the Register;

  (b)   the relevant provider's name;

  (c)   if applicable, the number given to the relevant provider under section   922R.