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CORPORATIONS ACT 2001 - SECT 853B Meaning of involved --in some licensees or applicants for a licence

CORPORATIONS ACT 2001 - SECT 853B

Meaning of involved --in some licensees or applicants for a licence

    An individual is involved in a market licensee, a CS facility licensee, a derivative trade repository licensee or a benchmark administrator licensee, or an applicant for such a licence, if:

  (a)   the individual is a director, secretary or senior manager of the licensee or applicant, or in a holding company of the licensee or applicant; or

  (b)   the individual has more than 15% of the total voting power in the licensee or applicant, or in a holding company of the licensee or applicant.

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