• Specific Year
    Any

AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION ACT 2001

Table of Provisions

PART 1--PRELIMINARY

DIVISION 1--Objects
  • 1 Objects  
  • DIVISION 2--Citation
  • 1A Short title  
  • DIVISION 3--Commencement and application
  • 2 Commencement  
  • 4 Application of this Act  
  • 4A Application of the  
  • DIVISION 4--Interpretation
  • 5 Interpretation  
  • 6 Giving information  

PART 2--AUSTRALIAN--SECURITIES AND INVESTMENTS COMMISSION AND CONSUMER PROTECTION IN RELATION TO FINANCIAL SERVICES

DIVISION 1--Australian Securities and Investments Commission
  • 8 ASIC is a body corporate  
  • 8A ASIC's liabilities are Commonwealth liabilities  
  • 9 Membership  
  • 9A Application of the finance law  
  • 10 Chairperson and Deputy Chairpersons  
  • 10A Chairperson not subject to direction by ASIC on certain matters  
  • 11 Corporations legislation functions and powers and other functions and powers  
  • 12 Directions by Minister  
  • 12A Other functions and powers  
  • 12AA Cooperation with APRA  
  • DIVISION 2--Unconscionable conduct and consumer protection in relation to financial services
  • 12AC Division extends to some conduct outside Australia  
  • 12AD Application of Division to Commonwealth and Commonwealth authorities  
  • 12AE Saving of other laws and remedies  
  • 12BA Interpretation  
  • 12BAA Definition of  
  • 12BAB Meaning of  
  • 12BB Misleading representations with respect to future matters  
  • 12BC Consumers  
  • 12BD Acquisition, supply and re-supply  
  • 12BE Application of Division in relation to leases and licences of land and buildings  
  • 12BEA Asserting a right to payment  
  • 12BF Unfair terms of consumer contracts and small business contracts  
  • 12BG Meaning of  
  • 12BH Examples of unfair terms  
  • 12BI Terms that define main subject matter of consumer contracts or small business contracts etc. are unaffected  
  • 12BK Standard form contracts  
  • 12BL Contracts to which this Subdivision does not apply  
  • 12BLA Replacement life insurance contracts to which this Subdivision does not apply  
  • 12BLB Renewed life insurance contracts to which this Subdivision does not apply  
  • 12BLC This Subdivision does not apply to certain contracts connected with financial markets  
  • 12BM Contraventions of this Subdivision etc.  
  • 12CA Unconscionable conduct within the meaning of the unwritten law of the States and Territories  
  • 12CB Unconscionable conduct in connection with financial services  
  • 12CC Matters the court may have regard to for the purposes of section 12CB  
  • 12DA Misleading or deceptive conduct  
  • 12DB False or misleading representations  
  • 12DC False or misleading representations in relation to financial products that involve interests in land  
  • 12DD Cash price to be stated in certain circumstances  
  • 12DE Offering rebates, gifts, prizes etc.  
  • 12DF Certain misleading conduct in relation to financial services  
  • 12DG Bait advertising  
  • 12DH Referral selling  
  • 12DI Accepting payment without intending or being able to supply as ordered  
  • 12DJ Harassment and coercion  
  • 12DK Pyramid selling of financial products  
  • 12DL Unsolicited credit cards and debit cards  
  • 12DM Assertion of right to payment for unsolicited financial services etc.  
  • 12DMA Liability of recipient for unsolicited financial services etc.  
  • 12DMB Assertion of right to payment for unauthorised advertisements  
  • 12DMC Caps on commissions for add-on risk products supplied in connection with motor vehicles  
  • 12DN Application of provisions of this Division to information providers  
  • 12DO Meaning of  
  • 12DP Meaning ofand  
  • 12DQ Prohibition on selling add-on insurance products before end of add-on insurance deferral period etc.  
  • 12DR Prohibition on offering add-on insurance product during add-on insurance deferral period  
  • 12DS Prohibition on offering add-on insurance product--customer opt-out  
  • 12DT Right of return and refund for add-on insurance product sold in contravention of section 12DQ  
  • 12DU Exception for financial advisers  
  • 12DV Exception for product covered by product intervention order  
  • 12DW Exception for comprehensive motor vehicle insurance  
  • 12DX Exemption by regulations  
  • 12DY Exemption by ASIC  
  • 12DZ Effect of exemption  
  • 12DZA Contravention of conditions on exemption  
  • 12EA Conflict of laws  
  • 12EB Application of provisions not to be excluded or modified  
  • 12EC Limitation of liability for breach of certain conditions or warranties  
  • 12ED Warranties in relation to the supply of financial services  
  • 12GA Interpretation  
  • 12GB Offences against Subdivision D or DA  
  • 12GBA Declaration of contravention of civil penalty provision  
  • 12GBB Pecuniary penalty orders  
  • 12GBC Maximum pecuniary penalty  
  • 12GBCA Pecuniary penalty applicable  
  • 12GBCB Civil enforcement of pecuniary penalty order  
  • 12GBCC Relinquishing the benefit derived from engaging in conduct resulting in a pecuniary penalty order  
  • 12GBCD Civil enforcement of relinquishment order  
  • 12GBCE Meaning ofbecause of a contravention of a civil penalty provision  
  • 12GBCF Civil evidence and procedure rules for declarations of contravention, pecuniary penalty orders and relinquishment orders  
  • 12GBCG Civil proceedings after criminal proceedings  
  • 12GBCH Criminal proceedings during civil proceedings  
  • 12GBCJ Criminal proceedings after civil proceedings  
  • 12GBCK Evidence given in civil proceedings not admissible in criminal proceedings  
  • 12GBCL Attempt and involvement in contravention treated in same way as actual contravention  
  • 12GBCM Continuing contraventions of civil penalty provisions  
  • 12GBCN State of mind  
  • 12GBCP Exceptions etc. to civil penalty provisions--burden of proof  
  • 12GBD Indemnification of officers  
  • 12GC Enforcement and recovery of certain fines  
  • 12GCA Preference must be given to compensate persons who suffer damage as a result of contravention  
  • 12GD Injunctions  
  • 12GF Actions for damages  
  • 12GFA Recovering commissions that exceed a cap under section 12DMC  
  • 12GG Finding in proceedings to be evidence  
  • 12GH Conduct by directors, employees or agents  
  • 12GI Defences  
  • 12GJ Jurisdiction of courts  
  • 12GK Transfer of matters  
  • 12GL Transfer of certain proceedings to Federal Circuit and Family Court of Australia (Division 1)  
  • 12GLA Non-punitive orders  
  • 12GLB Punitive orders requiring adverse publicity  
  • 12GLC ASIC may issue a public warning notice  
  • 12GLD Order disqualifying a person from managing corporations  
  • 12GM Other orders  
  • 12GN Power of Court to prohibit payment or transfer of money or other property  
  • 12GNA Limit on liability for misleading or deceptive conduct  
  • 12GNB Orders to redress loss or damage suffered by non-parties etc.  
  • 12GNC Kinds of orders that may be made to redress loss or damage suffered by non-parties etc.  
  • 12GND Declarations  
  • 12GNE Orders made in favour of party to contract containing unfair term  
  • 12GNF Orders made on application of ASIC to prevent and remedy unfair contract terms  
  • 12GNG Interaction with other provisions  
  • 12GO Intervention by ASIC  
  • 12GP Application of Subdivision  
  • 12GQ Certain concurrent wrongdoers not to have benefit of apportionment  
  • 12GR Proportionate liability for apportionable claims  
  • 12GS Defendant to notify plaintiff of concurrent wrongdoer of whom defendant is aware  
  • 12GT Contribution not recoverable from defendant  
  • 12GU Subsequent actions  
  • 12GV Joining non-party concurrent wrongdoer in the action  
  • 12GW Application of Subdivision  
  • 12GX When an infringement notice may be given  
  • 12GXA Provisions subject to an infringement notice  
  • 12GXB Matters to be included in an infringement notice  
  • 12GXC Payment period  
  • 12GXD Extension of time to pay amount  
  • 12GXE Payment by instalments  
  • 12GXF Withdrawal of an infringement notice  
  • 12GXG Effect of payment of amount  
  • 12GXH Effect of this Subdivision  
  • 12GY ASIC may require claims to be substantiated etc.  
  • 12GYA Extending periods for complying with substantiation notices  
  • 12GYB Compliance with substantiation notices  
  • 12GYC False or misleading information etc.  
  • 12HA Relationship of this Subdivision to Part 3  
  • 12HB Disclosure of documents by ASIC  
  • 12HC Prosecutions  
  • 12HD Jurisdiction of Court to make declarations and orders  

PART 3--INVESTIGATIONS--AND INFORMATION-GATHERING

DIVISION 1--Investigations
  • 13 General powers of investigation  
  • 14 Minister may direct investigations  
  • 15 Investigation after report of receiver or liquidator  
  • 16 Interim report on investigation  
  • 17 Final report on investigation  
  • 18 Distribution of report  
  • DIVISION 2--Examination of persons
  • 19 Notice requiring appearance for examination  
  • 20 Proceedings at examination  
  • 21 Requirements made of examinee  
  • 22 Examination to take place in private  
  • 22A Proceedings at examination  
  • 23 Examinee's lawyer may attend  
  • 24 Record of examination  
  • 25 Giving to other persons copies of record  
  • 26 Copies given subject to conditions  
  • 27 Record to accompany report  
  • DIVISION 3--Inspection of books and audit information-gathering powers
  • 28 When certain powers may be exercised  
  • 29 ASIC may inspect books without charge  
  • 30 Notice to produce books about affairs of body corporate or registered scheme  
  • 30A Notice to auditors concerning information and books  
  • 30B Notice to registered liquidators concerning information and books  
  • 31 Notice to produce books about financial products  
  • 32A Notice to produce books about financial services  
  • 33 Notice to produce documents in person's possession  
  • 34 ASIC may authorise persons to require production of books, giving of information etc.  
  • 37 Powers where books produced or seized  
  • 38 Powers where books not produced  
  • 39 Power to require person to identify property of body corporate  
  • 39A ASIC may give copy of book relating to registered scheme to another person  
  • 39B ASIC to notify foreign regulator's access to information or books  
  • 39C ASIC may give information and books in relation to Chapter 5 bodies corporate  
  • DIVISION 3A--Extra application of Crimes Act search warrant provisions
  • 39D Extra application of Crimes Act search warrant provisions  
  • 39E Interpretation of modifications  
  • 39F Major modifications--evidential material  
  • 39G Major modifications--who may apply for a warrant etc.  
  • 39H Major modifications--purposes for which things may be used and shared  
  • 39I Minor modifications  
  • DIVISION 4--Requirements to disclose information
  • 40 When certain powers may be exercised  
  • 41 Acquisitions and disposals of financial products  
  • 42 Acquisitions and disposals of trust property by trustee companies  
  • 43 Exercise of certain powers of ASIC in relation to financial products  
  • 44 Exercise of certain powers of ASIC in relation to trust property acquired or disposed of by trustee company  
  • 47 Disclosures to take place in private  
  • 48 Lawyer of person making disclosure may attend  
  • DIVISION 5--Proceedings after an investigation
  • 49 ASIC may cause prosecution to be begun  
  • 50 ASIC may cause civil proceeding to be begun  
  • DIVISION 5A--Audit deficiency notifications and reports
  • 50A Application  
  • 50B Notice of audit deficiency  
  • 50C Audit deficiency report  
  • 50D Publication of report  
  • 50E Consultation before publication  
  • DIVISION 6--Hearings
  • 51 Power to hold hearings  
  • 52 General discretion to hold hearing in public or private  
  • 53 Request by person appearing at hearing that it take place in public  
  • 54 Certain hearings to take place in private  
  • 55 ASIC may restrict publication of certain material  
  • 56 Who may be present when hearing takes place in private  
  • 57 Involvement of person entitled to appear at hearing  
  • 58 Power to summon witnesses and take evidence  
  • 59 Proceedings at hearings  
  • 59A Proceedings at hearings  
  • 60 ASIC to take account of evidence and submissions  
  • 61 Reference to Court of question of law arising at hearing  
  • 62 Protection of members etc.  
  • DIVISION 7--Offences
  • 63 Non-compliance with requirements made under this Part  
  • 64 False information  
  • 65 Obstructing person acting under this Part  
  • 66 Contempt of ASIC  
  • 67 Concealing books relevant to investigation  
  • 68 Self-incrimination  
  • 69 Legal professional privilege  
  • 70 Powers of Court where non-compliance with Part  
  • DIVISION 8--ASIC's powers where non-compliance with Part
  • 71 Orders by ASIC  
  • 72 Orders in relation to securities of a body corporate  
  • 73 Orders in relation to financial products and trust property generally  
  • 75 Orders under this Division  
  • DIVISION 9--Evidentiary use of certain material
  • 76 Statements made at an examination: proceedings against examinee  
  • 77 Statements made at an examination: other proceedings  
  • 78 Weight of evidence admitted under section 77  
  • 79 Objection to admission of statements made at examination  
  • 80 Copies of, or extracts from, certain books  
  • 81 Report under Division 1  
  • 82 Exceptions to admissibility of report  
  • 83 Material otherwise admissible  
  • DIVISION 10--Miscellaneous
  • 84 Requirement made of a body corporate  
  • 85 Evidence of authority  
  • 86 Giving documents to natural persons  
  • 87 Place and time for production of books  
  • 88 Application of Crimes Act and Evidence Act  
  • 89 Allowances and expenses  
  • 90 Expenses of investigation under Division 1  
  • 91 Recovery of expenses of investigation  
  • 92 Compliance with Part  
  • 93 Effect of Part  
  • 93AA Enforcement of undertakings given to ASIC  

PART 3A--ENFORCEABLE--UNDERTAKINGS

  • 93A Undertakings--registered schemes  
  • 93B Undertakings--notified foreign passport funds  
  • 93BA Undertakings by corporate director of a CCIV  

PART 3B--CRIMINAL--PENALTIES

  • 93C Penalty for committing an offence  
  • 93D Penalty applicable to an offence committed by an individual  
  • 93E Penalty applicable to an offence committed by a body corporate  
  • 93F Meaning ofbecause of an offence  
  • 93G Where is the penalty for an offence specified?  
  • 93H If no penalty is specified  

PART 4--ASIC----BUSINESS

DIVISION 1--General
  • 94 Arrangement of ASIC's business  
  • 95 ASIC to establish offices  
  • 96 Regional Commissioners  
  • DIVISION 2--Divisions of ASIC
  • 97 ASIC may establish Division  
  • 98 Effect of direction establishing Division  
  • 99 ASIC may reconstitute Division  
  • 100 Effect of reconstituting Division  
  • 101 Multiple Divisions  
  • DIVISION 3--Delegation by ASIC
  • 102 Delegation  
  • DIVISION 4--Meetings of ASIC
  • 103 Times and places of meetings  
  • 105 Quorum  
  • 106 Who is to preside at meetings  
  • 107 Voting at meetings  
  • 107A Conduct of meetings  
  • 107B ASIC resolutions without meetings  

PART 5--ASIC----MEMBERS

DIVISION 1--Terms and conditions
  • 108 Term of office as member  
  • 109 Term of office as Chairperson or Deputy Chairperson  
  • 110 Resignation  
  • 111 Termination of appointment  
  • 112 Remuneration and allowances etc.  
  • 113 Leave of absence  
  • 114 Superannuation arrangements  
  • 115 Other terms and conditions  
  • DIVISION 2--Acting appointments
  • 116 Acting members  
  • 117 Acting Chairperson  
  • 118 Acting Deputy Chairperson  
  • 119 Limitation on appointments to act during vacancy  
  • DIVISION 3--Delegation by members
  • 119A Delegation by members  

PART 6--ASIC----STAFF

  • 120 Staff  
  • 121 Consultants etc.  
  • 122 Staff seconded to ASIC  
  • 122A Senior staff member determination  

PART 6A--GIVING--INFORMATION ETC. TO APRA

  • 122B APRA may request information or documents  
  • 122C ASIC must comply with request  
  • 122D Information and documents covered by request  
  • 122E Notifying APRA of reasonable belief of material breach of APRA provisions  

PART 7--PREVENTING--CONFLICTS OF INTEREST AND MISUSE OF INFORMATION

DIVISION 1--Disclosure of interests
  • 123 Members to disclose certain interests to Minister  
  • 125 Notification of interests to ASIC  
  • 126 Defence  
  • 126A Chairperson to ensure adequate disclosure of interest requirements for ASIC staff members  
  • 126B ASIC Code of Conduct  
  • 126C ASIC Values  
  • DIVISION 2--Confidentiality
  • 127 Confidentiality  

PART 8--FINANCE--AND REPORTING REQUIREMENTS

DIVISION 2--Reporting requirements
  • 136 Annual reports  
  • DIVISION 3--Liability to taxation
  • 137 Liability to taxation  
  • DIVISION 4--Transparency
  • 138 Annual "dashboard" report about ASIC's regulatory costs  

PART 9--FINANCIAL--SERVICES AND CREDIT PANELS

DIVISION 1--ASIC to convene panels
  • 139 ASIC to convene panels  
  • DIVISION 2--Panel members
  • 140 Appointment of panel members  
  • 141 Minister may specify persons who are eligible to be appointed to panels  
  • 142 Disclosure of interests to ASIC  
  • 143 Remuneration  
  • 144 Resignation  
  • 145 Termination of appointment  
  • 146 Other terms and conditions  
  • 147 Application of finance law  
  • DIVISION 3--Decisions of panels
  • 148 Convening meetings  
  • 149 Presiding at meetings  
  • 150 Disclosure of interests to panels  
  • 151 Quorum  
  • 152 Voting at meetings  
  • 153 Participation in meetings etc.  
  • 154 Conduct of meetings  
  • 155 Minutes  
  • 156 Decisions without meetings  
  • DIVISION 4--Panel hearings
  • 157 When hearings are to be held  
  • 158 Panels to take account of evidence and submissions  
  • 159 Proceedings at hearings  
  • 159A Proceedings at hearings  
  • 160 Notice of hearings  
  • 161 Who may be present at hearings etc.  
  • 162 Appearance of affected persons at hearings  
  • 163 Affected persons may request hearings to be held in public  
  • 164 Representation at hearings  
  • 165 Power to require persons to appear and give evidence etc.  
  • 166 Allowances and expenses  
  • 167 Panels may restrict publication of certain material  
  • 168 Contempt of panels  
  • 169 Giving false evidence  
  • 170 Failing to comply with certain requirements  
  • 171 Being present at hearings  
  • 171A Publication of restricted material  
  • 171B Reference to Court of question of law arising at hearing  
  • 171C Protection of panel members etc.  
  • DIVISION 5--Information given to panel members
  • 171D Use and disclosure of information  
  • DIVISION 6--Enforceable undertakings
  • 171E Variation, withdrawal and enforcement of undertakings given to Financial Services and Credit Panels  
  • DIVISION 7--Electronic communication
  • 171F Electronic communication of documents  

PART 10--THE--TAKEOVERS PANEL

DIVISION 1--General
  • 172 Membership  
  • 173 President  
  • 174 Functions and powers of Takeovers Panel  
  • 175 Term of office as member  
  • 176 Term of office as President  
  • 177 Resignation  
  • 178 Termination of appointment  
  • 179 Remuneration and allowances  
  • 180 Leave of absence  
  • 181 Other terms and conditions  
  • 182 Acting President  
  • 183 Annual report  
  • DIVISION 2--Conduct of Takeovers Panel's business
  • 184 Constitution of Takeovers Panel in relation to particular matters  
  • 185 Disclosure of interests by members  
  • 186 Application of Division 2 of Part 7  
  • DIVISION 3--Takeovers Panel proceedings
  • 187 Interpretation  
  • 188 Power to conduct proceedings  
  • 190 Takeovers Panel may restrict publication of certain material  
  • 192 Power to summon witnesses and take evidence  
  • 193 Quorum  
  • 194 Legal representation in proceedings before the Takeovers Panel  
  • 195 Procedure  
  • 197 Protection of members etc.  
  • 198 Non-compliance with requirements made under section 192  
  • 199 False evidence  
  • 200 Contempt of Takeovers Panel  
  • 201 Powers of Court where non-compliance with section 192  
  • 201A Undertakings to the Takeovers Panel  

PART 11--COMPANIES--AUDITORS DISCIPLINARY BOARD

DIVISION 1--Constitution of Disciplinary Board
  • 203 Membership of Disciplinary Board  
  • 204 Functions and powers of Disciplinary Board  
  • 205 Term of office  
  • 206 Resignation from office  
  • 207 Termination of appointment  
  • 208 Acting Chairperson  
  • 208A Acting Deputy Chairperson  
  • 210 Meetings of the Disciplinary Board  
  • 210A Panel to be constituted to deal with application  
  • 210B Meetings of Panel of the Disciplinary Board  
  • 211 Disclosure of interests  
  • 212 Remuneration and allowances  
  • 213 Confidentiality  
  • 214 Annual report  
  • DIVISION 2--Hearings by Disciplinary Board
  • 215 Definition  
  • 216 Hearings  
  • 217 Power to summon witnesses and take evidence  
  • 218 Proceedings at hearings  
  • 218A Proceedings at hearings  
  • 219 Failure of witnesses to attend and answer questions  
  • 220 Contempt of Disciplinary Board  
  • 221 Protection of members etc.  
  • 222 Hearings taken to be judicial proceedings  
  • 223 Costs  

PART 12--THE--AUSTRALIAN FINANCIAL REPORTING SYSTEM

  • 224 Main objects of this Part  
  • DIVISION 1--The financial reporting system
  • 225 Functions and powers of the Financial Reporting Council  
  • 225A Financial Reporting Council's information gathering powers  
  • 226 The Office of the Australian Accounting Standards Board  
  • 226A Office of the AASB's functions and powers  
  • 227 AASB's functions and powers  
  • 227AA The Office of the Auditing and Assurance Standards Board  
  • 227AB Office of the AUASB's functions and powers  
  • 227A The Auditing and Assurance Standards Board  
  • 227B AUASB's functions and powers  
  • DIVISION 2--Accounting standards and sustainability standards
  • 227C Scope of this Division  
  • 228 Purposive interpretation of standards  
  • 229 Generic and specific standards  
  • 230 Comparative amounts  
  • 231 Cost/benefit analysis  
  • 232 FRC views  
  • 233 International accounting standards  
  • 234 Validity of standards  
  • DIVISION 2A--Auditing standards
  • 234A Purposive interpretation of standards  
  • 234B Generic and specific standards  
  • 234C FRC views  
  • 234D International auditing standards  
  • 234E Validity of auditing standards  
  • DIVISION 3--Administrative provisions
  • 235A Membership of FRC  
  • 235AA Terms and conditions of appointment of FRC members  
  • 235B Annual report  
  • 235C Procedure  
  • 235D Duties of the Chair of the AASB  
  • 235E Staff of the Office of the AASB  
  • 235F Consultants and persons seconded to the Office of the AASB  
  • 235G Office of the AASB to have regard to FRC's advice etc.  
  • 235H Chair not subject to direction by the AASB on certain matters  
  • 236A Procedures  
  • 236AA AASB to have regard to FRC's advice etc.  
  • 236B Appointment of members of the AASB  
  • 236BA Terms and conditions of appointment of members of the AASB  
  • 236C Resignation and termination of appointment  
  • 236D Acting appointments  
  • 236DA Disclosure of interests  
  • 236DB Duties of the Chair of the AUASB  
  • 236DC Staff of the Office of the AUASB  
  • 236DD Consultants and persons seconded to the Office of the AUASB  
  • 236DE Office of the AUASB to have regard to FRC's advice etc.  
  • 236DF Chair not subject to direction by the AUASB on certain matters  
  • 236E Procedures  
  • 236EA AUASB to have regard to FRC's advice etc.  
  • 236F Appointment of members of the AUASB  
  • 236FA Terms and conditions of appointment of members of the AUASB  
  • 236G Resignation and termination of appointment  
  • 236H Acting appointments  
  • 236J Disclosure of interests  
  • 237 Confidentiality  

PART 14--THE--PARLIAMENTARY JOINT COMMITTEE ON CORPORATIONS AND FINANCIAL SERVICES

  • 241 Membership  
  • 242 Powers and proceedings  
  • 243 Duties  

PART 15--MISCELLANEOUS

  • 243B Offences committed partly in and partly out of the jurisdiction  
  • 243C ASIC may publish internal dispute resolution data  
  • 243D Financial transaction reports  
  • 243E Suspicious matters reports under the  
  • 243F Treat the corporate director of a CCIV as providing financial services etc. being provided by the CCIV  
  • 244 Review by Administrative Appeals Tribunal of certain decisions  
  • 244A Notice of reviewable decision and review rights  
  • 246 Liability for damages  
  • 247 Duplicate seals  
  • 248 Judicial notice of ASIC's seal and members' signatures  
  • 249 Validation of agreements to employ staff or engage consultants  
  • 250 Compensation for compulsory acquisition  
  • 251 The regulations  

PART 16--TRANSITION--FROM THE OLD ASIC LEGISLATION

DIVISION 1--Preliminary

PART 17--TRANSITIONAL--PROVISIONS RELATING TO THE CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) ACT 2004

PART 18--TRANSITIONAL--PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (CORPORATE REPORTING REFORM) ACT 2010

PART 19--TRANSITIONAL--PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (AUDIT ENHANCEMENT) ACT 2012

  • 292 Definitions  
  • 293 Amendments made by Part 1 of Schedule 2--final report on auditor independence functions  
  • 294 Application of amendments made by Parts 2 and 3 of Schedule 2  

PART 20--TRANSITIONAL--PROVISIONS RELATING TO THE CLEAN ENERGY LEGISLATION (CARBON TAX REPEAL) ACT 2014

  • 295 Definition  
  • 296 Transitional--carbon units issued before the designated carbon unit day  

PART 21--TRANSITIONAL--PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (DEREGULATORY AND OTHER MEASURES) ACT 2015

PART 22--APPLICATION--PROVISION RELATING TO THE TREASURY LEGISLATION AMENDMENT (SMALL BUSINESS AND UNFAIR CONTRACT TERMS) ACT 2015

  • 301 Application  

PART 23--TRANSITIONAL--PROVISIONS RELATING TO THE INSOLVENCY LAW REFORM ACT 2016

PART 24--APPLICATION--PROVISION RELATING TO THE TREASURY LAWS AMENDMENT (2017 MEASURES NO. 1) ACT 2017

  • 308 Application  

PART 25--TRANSITIONAL--PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (ENHANCING ASIC'S CAPABILITIES) ACT 2018

PART 26--TRANSITIONAL--PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (ASIC GOVERNANCE) ACT 2018

  • 314A Saving of appointments  

PART 26A--APPLICATION--PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (AUSTRALIAN CONSUMER LAW REVIEW) ACT 2018

  • 315 Application--listed public companies  
  • 316 Application--power to obtain information, documents and evidence in relation to unfair contract terms  
  • 317 Application--consumer protection  
  • 318 Application--financial products  

PART 27--APPLICATION--AND TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (STRENGTHENING CORPORATE AND FINANCIAL SECTOR PENALTIES) ACT 2019

PART 28--TRANSITIONAL--PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE--STRONGER REGULATORS (2019 MEASURES)) ACT 2020

  • 324 Application of amendments--search warrant provisions  

PART 29--APPLICATION--PROVISIONS RELATING TO SCHEDULE 12 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

PART 29A--APPLICATION--PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE--PROTECTING CONSUMERS (2019 MEASURES)) ACT 2020

  • 326A Application--unfair contract terms  

PART 30--APPLICATION--PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2019 MEASURES NO. 3) ACT 2020

  • 327 Application--amounts of pecuniary penalties  
  • 328 Application--authorised disclosure to monitoring body  

PART 31--APPLICATION--AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

  • 329 Application--deferred sales model for add-on insurance  

PART 32--APPLICATION--AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

  • 330 Application--caps on commissions  

PART 33--TRANSITIONAL--PROVISION RELATING TO THE TREASURY LAWS AMENDMENT (2020 MEASURES NO. 6) ACT 2020

  • 331 Transitional--directions by Minister  

PART 34--APPLICATION--PROVISION RELATING TO SCHEDULE 1 TO THE FINANCIAL REGULATOR ASSESSMENT AUTHORITY (CONSEQUENTIAL AMENDMENTS AND TRANSITIONAL PROVISIONS) ACT 2021

  • 333 Application--confidentiality  

PART 36--APPLICATION--PROVISION RELATING TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 5) ACT 2021

  • 336 Application--reports of liquidators  

PART 37--APPLICATION--AND TRANSITIONAL PROVISIONS FOR THE TREASURY LAWS AMENDMENT (REGISTRIES MODERNISATION AND OTHER MEASURES) ACT 2020

  • 337 Definitions  
  • 338 Validation of acts or things done during interim period  
  • 339 Application of item 102 of Schedule 1 to the Treasury Laws Amendment (Registries odernisation and Other Measures) Act 2020  

PART 38--TRANSITIONAL--PROVISIONS RELATING TO THE FINANCIAL ACCOUNTABILITY REGIME (CONSEQUENTIAL AMENDMENTS) ACT 2023

  • 340 Application--confidentiality  
  • 341 Information to be included in ASIC's annual report  

PART 39--APPLICATION--PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (MORE COMPETITION, BETTER PRICES) ACT 2022

PART 40--APPLICATION--AND TRANSITIONAL PROVISIONS RELATING TO THE ALRC FINANCIAL SERVICES INTERIM REPORTS

DIVISION 1--Schedule 2 to the Treasury Laws Amendment (Modernising Business Communications and Other Measures) Act 2023

PART 41--APPLICATION--PROVISION RELATING TO SCHEDULE 6 TO THE TREASURY LAWS AMENDMENT (2023 LAW IMPROVEMENT PACKAGE NO. 1) ACT 2023

  • 345 Application--hearings held by a Panel of the Disciplinary Board  
  • 346 Application--claims handling and settling services  

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