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This is a Bill, not an Act. For current law, see the Acts databases.


BUILDING ENERGY EFFICIENCY DISCLOSURE BILL 2010

2008-2009-2010
The Parliament of the
Commonwealth of Australia
HOUSE OF REPRESENTATIVES
Presented and read a first time
Building Energy Efficiency Disclosure
Bill 2010
No. , 2010
(Climate Change, Energy Efficiency and Water)
A Bill for an Act to promote the disclosure of
information about the energy efficiency of
buildings, and for related purposes
i Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Contents
Part 1--Preliminary
1
1 Short
title
...........................................................................................
1
2 Commencement
.................................................................................
2
3 Definitions
.........................................................................................
2
4
Offering to sell and inviting offers to purchase a building ................ 4
5
Offering to let or sublet and inviting offers to lease or
sublease a building or an area of a building ....................................... 5
6 Further
subleases
...............................................................................
6
7
Relationship with State and Territory law ......................................... 6
8
Act binds the Crown .......................................................................... 6
9 External
Territories
............................................................................
7
Part 2--Obligations to disclose energy efficiency information
8
10
Buildings and areas of buildings affected by energy
efficiency disclosure obligations ........................................................ 8
11
No sale, lease or sublease without a building energy
efficiency certificate .......................................................................... 8
12
Rights of a prospective purchaser, lessee or sublessee ...................... 9
13
Building energy efficiency certificates ............................................ 11
14
Building Energy Efficiency Register ............................................... 13
15
Advertisements to include energy efficiency ratings ....................... 14
16 Energy
efficiency ratings ................................................................. 16
17 Exemptions
......................................................................................
16
18 Information
gathering
......................................................................
17
19
Offences relating to information obtained or generated in
applying for a certificate .................................................................. 19
20
Damages for failure to properly carry out assessments.................... 20
21 Methods
and
standards of assessment .............................................. 21
22
Application of energy efficiency disclosure obligations .................. 22
23
Satisfying energy efficiency disclosure obligations during
the transition period ......................................................................... 22
Part 3--Accreditation of assessors
24
Division 1--Accreditation
24
24 Application
for accreditation ........................................................... 24
25 Accreditation
of assessors ................................................................ 24
26 Period
of
accreditation
.....................................................................
26
27 Conditions
of
accreditation .............................................................. 26
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 ii
Division 2--Suspension and revocation of accreditation
27
28 Suspension
of
accreditation ............................................................. 27
29
Lift of suspension ............................................................................ 27
30 Revocation
of
accreditation ............................................................. 28
Division 3--General provisions relating to accreditation
30
31 Register
of
Accredited Assessors ..................................................... 30
32
Offence--holding out to be an accredited assessor ......................... 30
Part 4--Auditing accredited assessors
31
Division 1--Appointment of auditing authority and auditors
31
33 Auditing
authority
............................................................................
31
34 Auditors
...........................................................................................
32
35 Identity
cards
...................................................................................
33
Division 2--Powers of auditors
34
36
Auditor may enter a building, an area of a building or an
associated place by consent or under warrant .................................. 34
37 Monitoring
powers
of auditors ......................................................... 34
38 Persons
assisting auditors ................................................................ 36
39
Auditor may ask questions and seek production of
documents ........................................................................................ 36
Division 3--Obligations of auditors
38
40 Consent
............................................................................................
38
41
Announcement before entry under warrant ..................................... 38
42
Auditor to be in possession of warrant ............................................ 39
43
Details of warrant etc. to be given to occupier................................. 39
44
Compensation for damage to electronic equipment ......................... 39
Division 4--Occupier's rights and responsibilities
41
45
Occupier entitled to observe execution of warrant .......................... 41
46
Occupier to provide auditor with facilities and assistance ............... 41
Division 5--Monitoring warrants
42
47 Monitoring
warrants
........................................................................
42
Division 6--Powers of magistrates
44
48 Powers
of
magistrates
......................................................................
44
Part 5--Enforcement
45
Division 1--Obtaining information and documents
45
49
Secretary may obtain information or documents ............................. 45
50 Failure
to
comply with a notice ....................................................... 45
iii Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 2--Civil penalties
46
51 Civil
penalty
provisions ................................................................... 46
52
Ancillary contravention of civil penalty provisions ......................... 46
53
Civil penalty orders .......................................................................... 46
54
2 or more proceedings may be heard together ................................. 48
55
Contravening a civil penalty provision is not an offence ................. 48
56
Civil evidence and procedure rules for civil penalty orders ............. 48
57
Mistake of fact ................................................................................. 48
Division 3--Infringement notices
50
58
When an infringement notice can be given ...................................... 50
59
Matters to be included in an infringement notice ............................. 50
60
Extension of time to pay penalty ..................................................... 51
61
Withdrawal of an infringement notice ............................................. 52
62
Effect of payment of penalty............................................................ 54
63
Effect of this Division ...................................................................... 54
64 Regulations
......................................................................................
54
Division 4--Other matters
55
65
Energy Efficiency Non-disclosure Register ..................................... 55
66
Evidentiary certificate relating to the Building Energy
Efficiency Register .......................................................................... 56
Part 6--Miscellaneous
57
67 Reviewable
decisions ....................................................................... 57
68 Internal
review
of
certain decisions ................................................. 58
69
Administrative review of certain decisions ...................................... 58
70
Protection of information obtained or generated by issuing
authorities, auditors etc. ................................................................... 59
71 Delegations
......................................................................................
60
72 Regulations
......................................................................................
61
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 1
A Bill for an Act to promote the disclosure of
1
information about the energy efficiency of
2
buildings, and for related purposes
3
The Parliament of Australia enacts:
4
Part 1--Preliminary
5
6
1 Short title
7
This Act may be cited as the Building Energy Efficiency Disclosure
8
Act 2010.
9
Part 1 Preliminary
Section 2
2 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
2 Commencement
1
(1) Each provision of this Act specified in column 1 of the table
2
commences, or is taken to have commenced, in accordance with
3
column 2 of the table. Any other statement in column 2 has effect
4
according to its terms.
5
6
Commencement information
Column 1
Column 2
Column 3
Provision(s) Commencement
Date/Details
1. Sections 1 and
2 and anything in
this Act not
elsewhere covered
by this table
The day this Act receives the Royal Assent.
2. Sections 3 to
72
1 July 2010.
1 July 2010
Note:
This table relates only to the provisions of this Act as originally
7
passed by both Houses of the Parliament and assented to. It will not be
8
expanded to deal with provisions inserted in this Act after assent.
9
(2) Column 3 of the table contains additional information that is not
10
part of this Act. Information in this column may be added to or
11
edited in any published version of this Act.
12
3 Definitions
13
(1) In this Act:
14
accredited assessor means a person who is accredited as an
15
assessor under Division 1 of Part 3, but does not include a person
16
whose accreditation has been suspended or revoked.
17
auditing authority means a person or body appointed as an
18
auditing authority under section 33.
19
auditor means a person appointed as an auditor under section 34.
20
building energy efficiency certificate has the meaning given by
21
section 13.
22
Preliminary Part 1
Section 3
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 3
civil penalty order means an order under section 53.
1
civil penalty provision has the meaning given by section 51.
2
constitutional corporation means a corporation to which
3
paragraph 51(xx) of the Constitution applies.
4
Court means:
5
(a) the Federal Court of Australia; or
6
(b) the Federal Magistrates Court.
7
current:
8
(a) a building energy efficiency certificate for a building or an
9
area of a building is current for the period specified in
10
subsection 13(4); and
11
(b) an energy efficiency rating for a building or an area of a
12
building is current as specified in subsection 16(2).
13
disclosure affected area of a building means an area that is:
14
(a) used or capable of being used as an office; and
15
(b) of a kind determined by the Minister under subsection 10(2)
16
to be disclosure affected.
17
disclosure affected building means a building that is:
18
(a) used or capable of being used as an office; and
19
(b) of a kind determined by the Minister under subsection 10(1)
20
to be disclosure affected.
21
energy efficiency disclosure obligation means an obligation under
22
section 11, subsection 12(6) or section 15.
23
inviting an offer to lease, in relation to a building or an area of a
24
building, has a meaning affected by section 5.
25
inviting an offer to purchase, in relation to a building, has a
26
meaning affected by section 4.
27
inviting an offer to sublease, in relation to a building or an area of
28
a building, has a meaning affected by section 5.
29
issuing authority means a person or body recognised as an issuing
30
authority under subsection 13(7).
31
Part 1 Preliminary
Section 4
4 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
monitoring powers has the meaning given by section 37.
1
monitoring warrant is a warrant issued under section 47.
2
offer to let, in relation to a building or an area of a building, has a
3
meaning affected by section 5.
4
offer to sell, in relation to a building, has a meaning affected by
5
section 4.
6
offer to sublet, in relation to a building or an area of a building, has
7
a meaning affected by section 5.
8
penalty unit has the meaning given by section 4AA of the Crimes
9
Act 1914.
10
person assisting an auditor has the meaning given by section 38.
11
registered, in relation to a building energy efficiency certificate,
12
means registered on the Building Energy Efficiency Register.
13
reviewable decision has the meaning given by section 67.
14
Secretary means the Secretary of the Department.
15
valid:
16
(a) a building energy efficiency certificate for a building is valid
17
in the circumstances specified in subsection 13(5); and
18
(b) a building energy efficiency certificate for an area of a
19
building is valid in the circumstances specified in subsection
20
13(6); and
21
(c) an energy efficiency rating for a building or an area of a
22
building is valid as specified in subsection 16(2).
23
4 Offering to sell and inviting offers to purchase a building
24
Offering to sell
25
(1) A person is taken to offer to sell a building if the person offers to
26
enter into a contract under which a contingent obligation or right to
27
sell the building would be created.
28
Preliminary Part 1
Section 5
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 5
(2) A person is taken to continue to offer to sell a building if the
1
person continues to offer to enter into a contract under which a
2
contingent obligation or right to sell the building would be created.
3
Inviting offers to purchase
4
(3) A person is taken to invite an offer to purchase a building if the
5
person invites an offer to enter into a contract under which a
6
contingent obligation or right to purchase the building would be
7
created.
8
(4) A person is taken to continue to invite an offer to purchase a
9
building if the person continues to invite an offer to enter into a
10
contract under which a contingent obligation or right to purchase
11
the building would be created.
12
5 Offering to let or sublet and inviting offers to lease or sublease a
13
building or an area of a building
14
Offering to let or sublet
15
(1) A person is taken to offer to let a building or an area of a building
16
(a space) if the person offers to enter into a contract under which a
17
contingent obligation or right to let the space would be created.
18
(2) A person is taken to continue to offer to let a space if the person
19
continues to offer to enter into a contract under which a contingent
20
obligation or right to let the space would be created.
21
(3) A person is taken to offer to sublet a space if the person offers to
22
enter into a contract under which a contingent obligation or right to
23
sublet the space would be created.
24
(4) A person is taken to continue to offer to sublet a space if the person
25
continues to offer to enter into a contract under which a contingent
26
obligation or right to sublet the space would be created.
27
Inviting offers to lease or sublease
28
(5) A person is taken to invite an offer to lease a space if the person
29
invites an offer to enter into a contract under which a contingent
30
obligation or right to lease the space would be created.
31
Part 1 Preliminary
Section 6
6 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(6) A person is taken to continue to invite an offer to lease a space if
1
the person continues to invite an offer to enter into a contract under
2
which a contingent obligation or right to lease the space would be
3
created.
4
(7) A person is taken to invite an offer to sublease a space if the person
5
invites an offer to enter into a contract under which a contingent
6
obligation or right to sublease the space would be created.
7
(8) A person is taken to continue to invite an offer to sublease a space
8
if the person continues to invite an offer to enter into a contract
9
under which a contingent obligation or right to sublease the space
10
would be created.
11
6 Further subleases
12
To avoid doubt, where a person has taken a sublease of a
13
disclosure affected building or a disclosure affected area of a
14
building (a disclosure affected space), the person is subject to the
15
energy efficiency disclosure obligations:
16
(a) if the person offers or continues to offer to sublet the
17
disclosure affected space--in the same way as a lessee would
18
be subject to those obligations if the lessee offered or
19
continued to offer to sublet the space; and
20
(b) if the person invites offers or continues to invite offers to
21
sublease the disclosure affected space--in the same way as a
22
lessee would be subject to those obligations if the lessee
23
invited or continued to invite offers to sublease the space.
24
7 Relationship with State and Territory law
25
This Act is not intended to displace or limit a law of a State or
26
Territory imposing a disclosure obligation in relation to the sale,
27
lease or sublease of a building or an area of a building, unless the
28
law is directly inconsistent with this Act.
29
8 Act binds the Crown
30
(1) This Act binds the Crown in each of its capacities.
31
Preliminary Part 1
Section 9
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 7
(2) This Act does not make the Crown liable to a pecuniary penalty or
1
to be prosecuted for an offence.
2
(3) The protection in subsection (2) does not apply to an authority of
3
the Crown.
4
9 External Territories
5
This Act extends to all the external Territories.
6
7
Part 2 Obligations to disclose energy efficiency information
Section 10
8 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Part 2--Obligations to disclose energy efficiency
1
information
2
3
10 Buildings and areas of buildings affected by energy efficiency
4
disclosure obligations
5
(1) The Minister may, by legislative instrument, determine that a
6
specified kind of building is disclosure affected.
7
(2) The Minister may, by legislative instrument, determine that a
8
specified kind of area of a building is disclosure affected.
9
11 No sale, lease or sublease without a building energy efficiency
10
certificate
11
(1) If a constitutional corporation owns a disclosure affected building,
12
the corporation must not do any of the following unless a valid,
13
current building energy efficiency certificate for the building is
14
registered:
15
(a) offer, or continue to offer, to sell the building;
16
(b) invite offers, or continue to invite offers, to purchase the
17
building;
18
(c) offer, or continue to offer, to let the building;
19
(d) invite offers, or continue to invite offers, to lease the
20
building.
21
Civil penalty:
1,000 penalty units.
22
(2) If a constitutional corporation leases a disclosure affected building,
23
the corporation must not do any of the following unless a valid,
24
current building energy efficiency certificate for the building is
25
registered:
26
(a) offer, or continue to offer, to sublet the building;
27
(b) invite offers, or continue to invite offers, to sublease the
28
building.
29
Civil penalty:
1,000 penalty units.
30
Obligations to disclose energy efficiency information Part 2
Section 12
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 9
(3) If a constitutional corporation owns a building, the corporation
1
must not do any of the following:
2
(a) offer, or continue to offer, to let a disclosure affected area of
3
the building;
4
(b) invite offers, or continue to invite offers, to lease a disclosure
5
affected area of the building;
6
unless a valid, current building energy efficiency certificate for the
7
area is registered.
8
Civil penalty:
1,000 penalty units.
9
(4) If a constitutional corporation leases a disclosure affected area of a
10
building, the corporation must not do any of the following unless a
11
valid, current building energy efficiency certificate for the area is
12
registered:
13
(a) offer, or continue to offer, to sublet the area;
14
(b) invite offers, or continue to invite offers, to sublease the area.
15
Civil penalty:
1,000 penalty units.
16
(5) A constitutional corporation that contravenes a requirement of this
17
section in relation to a continuing offer or a continuing invitation
18
commits a separate contravention in respect of each day during
19
which the person fails to comply with that requirement, including
20
the day of the making of a relevant civil penalty order and any
21
subsequent day.
22
12 Rights of a prospective purchaser, lessee or sublessee
23
(1)
If:
24
(a) a person (the owner) owns a disclosure affected building; and
25
(b) the owner offers to sell the building, or invites offers to
26
purchase the building; and
27
(c) a constitutional corporation (the prospective purchaser) has
28
an interest, in good faith, in accepting the offer or making an
29
offer in response to the invitation;
30
the prospective purchaser may give notice in writing to the owner
31
at any time while the offer or invitation continues, requiring the
32
owner to give the prospective purchaser a valid, current building
33
Part 2 Obligations to disclose energy efficiency information
Section 12
10 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
energy efficiency certificate for the building that has been
1
registered.
2
(2)
If:
3
(a) a person (the owner) owns a disclosure affected building; and
4
(b) the owner offers to let the building, or invites offers to lease
5
the building; and
6
(c) a constitutional corporation (the prospective lessee) has an
7
interest, in good faith, in accepting the offer or making an
8
offer in response to the invitation;
9
the prospective lessee may give notice in writing to the owner at
10
any time while the offer or invitation continues, requiring the
11
owner to give the prospective lessee a copy of a valid, current
12
building energy efficiency certificate for the building that has been
13
registered.
14
(3)
If:
15
(a) a person (the lessee) leases a disclosure affected building;
16
and
17
(b) the lessee offers to sublet the building, or invites offers to
18
sublease the building; and
19
(c) a constitutional corporation (the prospective sublessee) has
20
an interest, in good faith, in accepting the offer or making an
21
offer in response to the invitation;
22
the prospective sublessee may give notice in writing to the lessee at
23
any time while the offer or invitation continues, requiring the
24
lessee to give the prospective sublessee a copy of a valid, current
25
building energy efficiency certificate for the building that has been
26
registered.
27
(4)
If:
28
(a) a person (the owner) owns a building; and
29
(b) the owner offers to let a disclosure affected area of the
30
building, or invites offers to lease such an area; and
31
(c) a constitutional corporation (the prospective lessee) has an
32
interest, in good faith, in accepting the offer or making an
33
offer in response to the invitation;
34
the prospective lessee may give notice in writing to the owner at
35
any time while the offer or invitation continues, requiring the
36
Obligations to disclose energy efficiency information Part 2
Section 13
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 11
owner to give the prospective lessee a copy of a valid, current
1
building energy efficiency certificate for the area that has been
2
registered.
3
(5)
If:
4
(a) a person (the lessee) leases a disclosure affected area of a
5
building; and
6
(b) the lessee offers to sublet the area, or invites offers to
7
sublease the area; and
8
(c) a constitutional corporation (the prospective sublessee) has
9
an interest, in good faith, in accepting the offer or making an
10
offer in response to the invitation;
11
the prospective sublessee may give notice in writing to the lessee at
12
any time while the offer or invitation continues, requiring the
13
lessee to give the prospective sublessee a copy of a valid, current
14
building energy efficiency certificate for the area that has been
15
registered.
16
(6) If a person is, by notice given in accordance with this section,
17
required to give another person a copy of a valid, current building
18
energy efficiency certificate for a building or an area of a building
19
that has been registered, the person must do so as soon as is
20
reasonably practicable.
21
Civil penalty:
22
(a) for an individual--350 penalty units; and
23
(b) for a body corporate--1,000 penalty units.
24
13 Building energy efficiency certificates
25
(1)
A
building energy efficiency certificate for a building is a
26
certificate issued by an issuing authority and setting out:
27
(a) the energy efficiency rating for the building; and
28
(b) an assessment of the energy efficiency of the lighting for the
29
building that might reasonably be expected to remain if the
30
building is sold, let or sublet; and
31
(c) guidance of a kind determined by the Secretary by legislative
32
instrument on how energy efficiency might be improved.
33
Part 2 Obligations to disclose energy efficiency information
Section 13
12 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(2)
A
building energy efficiency certificate for an area of a building is
1
a certificate issued by an issuing authority and setting out:
2
(a) the energy efficiency rating for the building in which the area
3
is located; and
4
(b) an assessment of the energy efficiency of the lighting for the
5
area that might reasonably be expected to remain if the area
6
is let or sublet; and
7
(c) guidance of a kind determined by the Secretary by legislative
8
instrument on how energy efficiency might be improved.
9
(3) Other information may be included in a building energy efficiency
10
certificate if it is of a prescribed kind.
11
(4) A building energy efficiency certificate is current for a period of
12
no more than 12 months specified in the certificate and beginning
13
on the day on which the certificate is issued.
14
(5) A building energy efficiency certificate for a building is valid if the
15
issuing authority that issued it is satisfied, based on an application
16
by an accredited assessor or information provided by an auditing
17
authority, that:
18
(a) the energy efficiency rating specified in the certificate for the
19
building is that which, applying the assessment methods and
20
standards determined under section 21, is appropriate for the
21
building; and
22
(b) the assessment of the energy efficiency of the lighting for the
23
building that might reasonably be expected to remain if the
24
building is sold, let or sublet is that which, applying the
25
assessment methods and standards determined under
26
section 21, is appropriate for the building.
27
(6) A building energy efficiency certificate for an area of a building is
28
valid if the issuing authority that issued it is satisfied, based on an
29
application by an accredited assessor or information provided by
30
an auditing authority, that:
31
(a) the energy efficiency rating specified in the certificate for the
32
building in which the area is located is that which, applying
33
the assessment methods and standards determined under
34
section 21, is appropriate for the building; and
35
Obligations to disclose energy efficiency information Part 2
Section 14
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 13
(b) the assessment of the energy efficiency of the lighting for the
1
area that might reasonably be expected to remain if the area
2
is let or sublet is that which, applying the assessment
3
methods and standards determined under section 21, is
4
appropriate for the area.
5
(7) The Secretary may, by instrument in writing, recognise a person or
6
body as an issuing authority.
7
(8) An instrument made under subsection (7) is not a legislative
8
instrument.
9
14 Building Energy Efficiency Register
10
(1) The Secretary is to maintain, or cause to be maintained, a register,
11
to be known as the Building Energy Efficiency Register, in which
12
the Secretary includes particulars of valid building energy
13
efficiency certificates.
14
(2) The Register may include particulars of both current building
15
energy efficiency certificates and those that are no longer current.
16
(3) The Secretary must delete, or cause to be deleted, the particulars of
17
a building energy efficiency certificate from the Register if the
18
Secretary is notified in writing by an auditing authority that:
19
(a) in the case of a building energy efficiency certificate for a
20
building:
21
(i) the energy efficiency rating specified in the certificate
22
for the building is not that which, applying the
23
assessment methods and standards determined under
24
section 21, is appropriate for the building; or
25
(ii) the assessment of the energy efficiency of the lighting
26
for the building that might reasonably be expected to
27
remain if the building is sold, let or sublet is not that
28
which, applying the assessment methods and standards
29
determined under section 21, is appropriate for the
30
building; or
31
(b) in the case of a building energy efficiency certificate for an
32
area of a building:
33
Part 2 Obligations to disclose energy efficiency information
Section 15
14 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(i) the energy efficiency rating specified in the certificate
1
for the building in which the area is located is not that
2
which, applying the assessment methods and standards
3
determined under section 21, is appropriate for the
4
building; and
5
(ii) the assessment of the energy efficiency of the lighting
6
for the area that might reasonably be expected to remain
7
if the area is let or sublet is not that which, applying the
8
assessment methods and standards determined under
9
section 21, is appropriate for the area.
10
(4) If particulars of a building energy efficiency certificate for a
11
building are deleted from the Register, the Secretary may notify
12
any person who the Secretary reasonably believes is currently the
13
owner of the building, or a lessee or sublessee of the building or an
14
area of the building, of that fact.
15
(5) If particulars of a building energy efficiency certificate for an area
16
of a building are deleted from the Register, the Secretary may
17
notify any person who the Secretary reasonably believes is
18
currently the lessee or sublessee of the area of that fact.
19
(6) The Register must be maintained by electronic means and be made
20
available for inspection on the internet.
21
(7) The Register is not a legislative instrument.
22
15 Advertisements to include energy efficiency ratings
23
(1) If a constitutional corporation owns a disclosure affected building,
24
the corporation must not advertise or continue to advertise the
25
building for sale or lease unless:
26
(a) a valid, current energy efficiency rating for the building is
27
included in the advertisement; and
28
(b) the rating is expressed in the advertisement in a manner
29
determined by the Secretary by legislative instrument.
30
Civil penalty:
1,000 penalty units.
31
Obligations to disclose energy efficiency information Part 2
Section 15
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 15
(2) If a constitutional corporation leases a disclosure affected building,
1
the corporation must not advertise or continue to advertise the
2
building for sublease unless:
3
(a) a valid, current energy efficiency rating for the building is
4
included in the advertisement; and
5
(b) the rating is expressed in the advertisement in a manner
6
determined by the Secretary by legislative instrument.
7
Civil penalty:
1,000 penalty units.
8
(3) If a constitutional corporation owns a building, the corporation
9
must not advertise or continue to advertise a disclosure affected
10
area of the building for lease unless:
11
(a) a valid, current energy efficiency rating for the building is
12
included in the advertisement; and
13
(b) the rating is expressed in the advertisement in a manner
14
determined by the Secretary by legislative instrument.
15
Civil penalty:
1,000 penalty units.
16
(4) If a constitutional corporation leases a disclosure affected area of a
17
building, the corporation must not advertise or continue to
18
advertise the area for sublease unless:
19
(a) a valid, current energy efficiency rating for the building is
20
included in the advertisement; and
21
(b) the rating is expressed in the advertisement in a manner
22
determined by the Secretary by legislative instrument.
23
Civil penalty:
1,000 penalty units.
24
(5) A constitutional corporation that contravenes a requirement of this
25
section in relation to a continuing advertisement commits a
26
separate contravention in respect of each day during which the
27
person fails to comply with that requirement, including the day of
28
the making of a relevant civil penalty order and any subsequent
29
day.
30
Part 2 Obligations to disclose energy efficiency information
Section 16
16 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
16 Energy efficiency ratings
1
(1)
The
energy efficiency rating for a building is the energy efficiency
2
rating specified in a building energy efficiency certificate for the
3
building.
4
(2) The energy efficiency rating for the building is valid and current if
5
the building energy efficiency certificate for the building is valid
6
and current.
7
17 Exemptions
8
Application for exemption
9
(1) A person who would otherwise be subject to an energy efficiency
10
disclosure obligation may apply to the Secretary for an exemption
11
from that obligation.
12
(2) The application must:
13
(a) be in writing in a form approved by the Secretary; and
14
(b) include information of a prescribed kind; and
15
(c) be accompanied by the prescribed fee.
16
Granting an exemption
17
(3) The Secretary may grant an exemption from an energy efficiency
18
disclosure obligation:
19
(a) if the building, or the area of the building, in relation to
20
which the obligation would otherwise apply is used for police
21
or security operations; or
22
(b) if, because of the characteristics of the building or the area of
23
the building in relation to which the obligation would
24
otherwise apply, it is not possible to assign an energy
25
efficiency rating to the building, or assess the energy
26
efficiency of lighting of the building or the area of the
27
building in accordance with assessment methods and
28
standards determined under section 21; or
29
(c) in a case of any other class prescribed by the regulations.
30
Obligations to disclose energy efficiency information Part 2
Section 18
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 17
(4) The Secretary must give notice in writing of the Secretary's
1
decision to the applicant.
2
Varying or revoking an exemption
3
(5) The Secretary may, by notice in writing given to the person to
4
whom an exemption under subsection (3) relates, vary or revoke
5
the exemption. The notice is not a legislative instrument.
6
18 Information gathering
7
(1) This section applies if:
8
(a) a person asks an accredited assessor to assess a building or an
9
area of a building for the purposes of applying for a building
10
energy efficiency certificate for the building or area; and
11
(b) the person does so in order to satisfy an energy efficiency
12
disclosure obligation.
13
(2) The accredited assessor may by notice in writing require an owner,
14
lessee or sublessee of the building or area to give the assessor
15
information that is:
16
(a) necessary for the purposes of the assessment; and
17
(b) of a kind specified in the notice;
18
if the assessor reasonably believes that the person possesses the
19
information.
20
(3) A notice given under subsection (2) must specify a period of no
21
less than 14 days within which the information must be given to
22
the accredited assessor.
23
(4) The accredited assessor may by notice in writing require an owner,
24
lessee or sublessee of the building or area of a building to give the
25
assessor access to a place in or associated with the building or area
26
if access to the place is necessary for the purposes of the
27
assessment and the assessor reasonably believes that the person
28
either occupies or controls access to the place.
29
(5) A notice given under subsection (4) must specify the day and time
30
on which access by the accredited assessor is required. However,
31
the day and time on which access is required under the notice must
32
be reasonable.
33
Part 2 Obligations to disclose energy efficiency information
Section 18
18 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Civil penalty provision
1
(6) A person to whom notice is given in accordance with this section
2
must comply with the notice.
3
Civil penalty:
4
(a) for an individual--200 penalty units; and
5
(b) for a body corporate--500 penalty units.
6
(7) A person who contravenes subsection (6) commits a separate
7
contravention of that subsection in respect of:
8
(a) where the person fails to give information within the period
9
specified in the notice--each day after the end of that period
10
during which the failure continues, including a day of the
11
making of a relevant civil penalty order and any subsequent
12
day; and
13
(b) where the person fails to give access at a day and time on
14
which access is required under the notice--each day after the
15
day specified, including a day of the making of a relevant
16
civil penalty order and any subsequent day.
17
Exemption
18
(8) An owner, lessee or sublessee of a building or an area of a building
19
may apply to the Secretary for an exemption from this section.
20
(9) The application must:
21
(a) be in writing in a form approved by the Secretary; and
22
(b) include information of a prescribed kind; and
23
(c) be accompanied by the prescribed fee.
24
(10) The Secretary may grant an exemption from this section in relation
25
to:
26
(a) access to a building specified in the exemption; or
27
(b) access to an area of a building specified in the exemption; or
28
(c) access to an area associated with the building specified in the
29
exemption; or
30
(d) access to a building or an area of a building on a day or at a
31
time specified in the exemption; or
32
(e) a class of information specified in the exemption.
33
Obligations to disclose energy efficiency information Part 2
Section 19
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 19
(11) The Secretary must give notice in writing of the Secretary's
1
decision to the applicant.
2
Varying or revoking an exemption
3
(12) The Secretary may, by notice in writing given to the person to
4
whom an exemption under subsection (10) relates, vary or revoke
5
the exemption. The notice is not a legislative instrument.
6
19 Offences relating to information obtained or generated in
7
applying for a certificate
8
(1) A person commits an offence if:
9
(a)
the
person:
10
(i) is given information in response to a notice given or
11
purportedly given under subsection 18(2); or
12
(ii) otherwise obtains or generates information for the
13
purposes of obtaining a building energy efficiency
14
certificate; and
15
(b) the person does any of the following:
16
(i) copies, or makes a record of, the information;
17
(ii) uses the information;
18
(iii) discloses the information to any person.
19
Penalty: Imprisonment for 2 years.
20
(2) Subsection (1) does not apply if:
21
(a) the information is copied, recorded, used or disclosed for the
22
purposes of obtaining a building energy efficiency certificate;
23
or
24
(b) the information is copied, recorded, used or disclosed in, or
25
in connection with, an audit conducted under Part 4; or
26
(c) the information is copied, recorded, used or disclosed in
27
circumstances in which the conduct is permitted, either
28
expressly or by implication, under this Act; or
29
(d) the information is copied, recorded, used or disclosed for the
30
purposes of proceedings for an offence against section 137.1
31
or 137.2 of the Criminal Code (false or misleading
32
information or documents) that relates to this Act; or
33
Part 2 Obligations to disclose energy efficiency information
Section 20
20 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(e) the information is copied, recorded, used or disclosed for the
1
purposes of proceedings for an offence against section 149.1
2
of the Criminal Code (obstruction of Commonwealth public
3
officials) that relates to this Act; or
4
(f) the information is copied, recorded, used or disclosed with
5
the consent of:
6
(i) in the case of information given in response to a notice
7
given or purportedly given under subsection 18(2)--the
8
person who gave the information; and
9
(ii) in the case of information otherwise obtained for the
10
purposes of obtaining a building energy efficiency
11
certificate--the person from whom the information was
12
obtained; and
13
(iii) in the case of information generated for the purposes of
14
obtaining a building energy efficiency certificate--the
15
person on whose behalf the accredited assessor made an
16
application for the certificate; or
17
(g) the information is already publicly available.
18
Note:
A defendant bears an evidential burden in relation to the matter in this
19
subsection (see subsection 13.3(3) of the Criminal Code).
20
20 Damages for failure to properly carry out assessments
21
(1) An accredited assessor who carries out an assessment of a
22
disclosure affected building for the purposes of applying for a
23
building energy efficiency certificate must, in doing so:
24
(a) work out the proposed energy efficiency rating for the
25
building by applying the assessment methods and standards
26
determined under section 21; and
27
(b) assess the energy efficiency of the lighting for the building
28
that might reasonably be expected to remain if the building is
29
sold, let or sublet by applying the assessment methods and
30
standards determined under section 21; and
31
(c) comply with the assessor's conditions of accreditation.
32
(2) An accredited assessor who carries out an assessment of a
33
disclosure affected area of a building for the purposes of applying
34
for a building energy efficiency certificate must, in doing so:
35
Obligations to disclose energy efficiency information Part 2
Section 21
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 21
(a) work out the proposed energy efficiency rating for the
1
building by applying the assessment methods and standards
2
determined under section 21; and
3
(b) assess the energy efficiency of the lighting for the area that
4
might reasonably be expected to remain if the area is let or
5
sublet by applying the assessment methods and standards
6
determined under section 21; and
7
(c) comply with the assessor's conditions of accreditation.
8
(3) If one of the following persons suffers damage as a result of a
9
failure to comply with a duty under this section, the person may
10
recover damages for any loss suffered as a result of that failure in a
11
Court:
12
(a) if the certificate is sought for a disclosure affected building:
13
(i) the owner of the building; and
14
(ii) if all or part of the building is let--the lessor and lessee
15
under the lease; and
16
(iii) if all or part of the building is sublet--the sublessor and
17
sublessee under the sublease;
18
(b) if the rating or certificate is sought for a disclosure affected
19
area of a building:
20
(i) the owner of the building; and
21
(ii) the lessor and lessee under a lease of the area; and
22
(iii) if the area is sublet--the sublessor and sublessee under
23
the sublease.
24
21 Methods and standards of assessment
25
(1) The Secretary may, by legislative instrument, determine:
26
(a) the assessment methods and standards to be applied in
27
working out the energy efficiency rating for a building; and
28
(b) the assessment methods and standards to be applied in
29
assessing the energy efficiency of lighting for a building that
30
might reasonably be expected to remain if the building is
31
sold, let or sublet; and
32
(c) the assessment methods and standards to be applied in
33
assessing the energy efficiency of lighting for an area of a
34
Part 2 Obligations to disclose energy efficiency information
Section 22
22 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
building that might reasonably be expected to remain if the
1
area is let or sublet.
2
(2) Without limiting subsection (1), the Secretary may determine an
3
assessment method or standard by applying, adopting or
4
incorporating, with or without modification, any matter contained
5
in any other instrument or writing as in force at a particular time or
6
as in force from time to time.
7
22 Application of energy efficiency disclosure obligations
8
(1) Sections 11 and 12 apply to:
9
(a) offers to sell a building; and
10
(b) invitations for offers to purchase a building; and
11
(c) offers to let a building or an area of a building; and
12
(d) invitations for offers to lease a building or an area of a
13
building; and
14
(e) offers to sublet a building or an area of a building; and
15
(f) invitations for offers to sublease a building or an area of a
16
building;
17
that are made or continue to be made on or after the
18
implementation day.
19
(2) Section 15 applies to advertisements that are either first published
20
or continue to be published on or after the implementation day.
21
(3)
The
implementation day is a day fixed by Proclamation.
22
(4) However, if the implementation day does not fall by Proclamation
23
within a period of 6 months beginning on the day this Act
24
commences, it falls on the day after the end of that period.
25
23 Satisfying energy efficiency disclosure obligations during the
26
transition period
27
(1)
The
transition period is a period of 12 months beginning on the
28
implementation day.
29
Obligations to disclose energy efficiency information Part 2
Section 23
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 23
(2) During the transition period, a valid, current building energy
1
efficiency certificate for a building, or an area of a building, is
2
taken to be registered if:
3
(a) a rating of the energy efficiency of the building has been
4
issued before the start of the transition period; and
5
(b) the rating was issued by a person or body that is recognised
6
as an issuing authority at the start of the transition period; and
7
(c) the issuing authority is satisfied that the rating is appropriate
8
for the building, based on assessment methods and standards
9
substantially similar to those determined under section 21 as
10
in force at the start of the transition period; and
11
(d) the rating has not expired; and
12
(e) the rating is included in a register maintained by the issuing
13
authority by electronic means and available for inspection on
14
the internet.
15
(3) A rating mentioned in paragraph (2)(a) is taken to expire on the
16
expiry date stated on the rating.
17
(4) If a valid, current building energy certificate for a building, or an
18
area of a building, is taken to be registered under subsection (2),
19
the rating mentioned in paragraph (2)(a) is taken to be a valid,
20
current energy efficiency rating for the purposes of section 15 until
21
the rating expires.
22
23
Part 3 Accreditation of assessors
Division 1 Accreditation
Section 24
24 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Part 3--Accreditation of assessors
1
Division 1--Accreditation
2
24 Application for accreditation
3
(1) A person may apply to the Secretary to become an accredited
4
assessor.
5
(2) The application must:
6
(a) be in writing in a form approved by the Secretary; and
7
(b) include information of the prescribed kind; and
8
(c) be accompanied by the prescribed fee.
9
25 Accreditation of assessors
10
(1) The Secretary must refuse to accredit a person as an assessor if:
11
(a) the person has been convicted of an offence against
12
Division 137 of the Criminal Code for the provision of false
13
or misleading information or documents in, or in connection
14
with, an application for a building energy efficiency
15
certificate; or
16
(b) the person has been convicted of an offence against
17
Division 137 of the Criminal Code for the provision of false
18
or misleading information in, or in connection with, an audit
19
conducted under Part 4; or
20
(c) the Secretary is satisfied that the person has otherwise
21
provided false or misleading information in, or in connection
22
with, a rating of the energy efficiency of a building on which
23
another person might rely for any purpose; or
24
(d) the person has been convicted of an offence against
25
Division 137 of the Criminal Code for the provision of false
26
or misleading information in, or in connection with, an
27
application for accreditation or renewal of accreditation; or
28
(e) the person has not successfully completed the prescribed
29
training.
30
(2) The Secretary may refuse to accredit a person as an assessor if:
31
Accreditation of assessors Part 3
Accreditation Division 1
Section 25
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 25
(a) in a case where the person has previously been accredited as
1
an assessor:
2
(i) the person has been found in proceedings for damages
3
brought under section 20 not to have properly applied
4
the assessment methods and standards determined under
5
section 21 for the purposes of working out a proposed
6
energy efficiency rating or performing an assessment of
7
the energy efficiency of lighting for a building or an
8
area of a building; or
9
(ii) the Secretary is otherwise reasonably satisfied that the
10
person has not properly applied the assessment methods
11
and standards determined under section 21 for the
12
purposes of working out a proposed energy efficiency
13
rating or performing an assessment of the energy
14
efficiency of lighting for a building or an area of a
15
building; or
16
(iii) the person has failed to comply with a condition of
17
accreditation; or
18
(b) in any case:
19
(i) the Secretary is satisfied that the person needs to
20
undertake further training before the person can
21
properly apply the assessment methods and standards
22
determined under section 21 and the person has not
23
successfully completed that training; or
24
(ii) the Secretary is satisfied that the person does not have
25
the qualifications or experience necessary to properly
26
apply the assessment methods and standards determined
27
under section 21; or
28
(c) the Secretary is satisfied that the person will not be able to
29
satisfy a condition of accreditation prescribed under
30
subsection 27(1) that is relevant to the person.
31
(3) Otherwise, the Secretary must accredit the person.
32
(4) The Secretary must notify the person in writing of the Secretary's
33
decision on the application.
34
Part 3 Accreditation of assessors
Division 1 Accreditation
Section 26
26 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
26 Period of accreditation
1
The Secretary may accredit a person as an assessor for a period of
2
no less than 12 months and no more than 3 years.
3
27 Conditions of accreditation
4
(1) The regulations may prescribe conditions to be imposed on the
5
accreditation of all or a specified class of assessors.
6
(2) The Secretary may impose additional conditions on the
7
accreditation of an assessor.
8
(3) Without limiting subsection (2), those conditions may include:
9
(a) a condition that the assessor is to perform one or more
10
assessments applying the assessment methods and standards
11
determined under section 21 under the supervision of an
12
auditor; and
13
(b) a condition that the assessor is to undertake specified further
14
training while accredited.
15
(4) The Secretary may, at any time, vary or revoke a condition
16
imposed under subsection (2).
17
(5) The Secretary must notify a person in writing of any condition
18
imposed under subsection (2) on the person's accreditation as an
19
assessor, and the variation or revocation of such a condition.
20
(6) A notice given under subsection (5) is not a legislative instrument.
21
22
Accreditation of assessors Part 3
Suspension and revocation of accreditation Division 2
Section 28
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 27
Division 2--Suspension and revocation of accreditation
1
28 Suspension of accreditation
2
(1) The Secretary may suspend the accreditation of a person as an
3
assessor if:
4
(a) the person has been found in proceedings for damages
5
brought under section 20 not to have properly applied the
6
assessment methods and standards determined under
7
section 21 for the purposes of working out a proposed energy
8
efficiency rating or performing an assessment of the energy
9
efficiency of lighting for a building or an area of a building;
10
or
11
(b) the Secretary is otherwise reasonably satisfied that the person
12
has not properly applied the assessment methods and
13
standards determined under section 21 for the purposes of
14
working out a proposed energy efficiency rating or
15
performing an assessment of the energy efficiency of lighting
16
for a building or an area of a building; or
17
(c) the person has failed to comply with a condition of
18
accreditation.
19
(2) The Secretary must notify a person in writing of a decision to
20
suspend the person's accreditation
21
29 Lift of suspension
22
(1) The Secretary may lift the suspension of the accreditation of a
23
person if the Secretary is satisfied that:
24
(a) the issues that resulted in accreditation being suspended have
25
been addressed; and
26
(b) any other action necessary to ensure the person will properly
27
apply the assessment methods and standards determined
28
under section 21 and comply with the conditions of
29
accreditation has been or will be taken.
30
(2) If the accreditation of a person expires before a suspension of that
31
accreditation is lifted, the Secretary may waive all or a specified
32
part of:
33
Part 3 Accreditation of assessors
Division 2 Suspension and revocation of accreditation
Section 30
28 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(a) the requirement under paragraph 24(2)(b) to produce
1
information on the application by the person for
2
accreditation; and
3
(b) the requirement under paragraph 24(2)(c) to pay a fee on the
4
application by the person for accreditation.
5
(3) The Secretary must notify a person in writing of:
6
(a) a decision to lift the suspension of the person's accreditation;
7
and
8
(b) a decision to waive all or part of a requirement under
9
paragraph 24(2)(b) or (c).
10
30 Revocation of accreditation
11
(1) The Secretary must revoke the accreditation of a person as an
12
assessor if:
13
(a) the person has been convicted of an offence against
14
Division 137 of the Criminal Code for the provision of false
15
or misleading information or documents in, or in connection
16
with, an application for a building energy efficiency
17
certificate; or
18
(b) the person has been convicted of an offence against
19
Division 137 of the Criminal Code for the provision of false
20
or misleading information in, or in connection with, an audit
21
conducted under Part 4; or
22
(c) the Secretary is satisfied that the person has otherwise
23
provided false or misleading information in, or in connection
24
with, a rating of the energy efficiency of a building on which
25
another person might rely for any purpose; or
26
(d) the person has been convicted of an offence against
27
Division 137 of the Criminal Code for the provision of false
28
or misleading information in, or in connection with, an
29
application for accreditation or renewal of accreditation.
30
(2) The Secretary may revoke the accreditation of a person as an
31
assessor in the following circumstances:
32
(a) the person has been found in proceedings for damages
33
brought under section 20 not to have properly applied the
34
assessment methods and standards determined under
35
Accreditation of assessors Part 3
Suspension and revocation of accreditation Division 2
Section 30
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 29
section 21 for the purposes of working out an energy
1
efficiency rating or an assessment of the energy efficiency of
2
lighting for a building or an area of a building;
3
(b) the Secretary is otherwise reasonably satisfied that the person
4
has not properly applied the assessment methods and
5
standards determined under section 21 for the purposes of
6
working out an energy efficiency rating or an assessment of
7
the energy efficiency of lighting for a building or an area of a
8
building;
9
(c) the person has failed to comply with a condition of the
10
person's accreditation.
11
(3) The Secretary must notify a person in writing of a decision to
12
revoke the person's accreditation.
13
14
Part 3 Accreditation of assessors
Division 3 General provisions relating to accreditation
Section 31
30 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 3--General provisions relating to accreditation
1
31 Register of Accredited Assessors
2
(1) The Secretary must maintain, or cause to be maintained, a register,
3
to be known as the Register of Accredited Assessors.
4
(2) The Register is to contain:
5
(a) the name of each accredited assessor; and
6
(b) the registration number for each accredited assessor; and
7
(c) any other information that the Secretary considers relevant in
8
assisting a person in engaging an accredited assessor to
9
conduct an assessment of a building or an area for the
10
purposes of applying for a building energy efficiency
11
certificate.
12
(3) The Register must be maintained by electronic means and be
13
available for inspection on the internet.
14
(4) The Register is not a legislative instrument.
15
32 Offence--holding out to be an accredited assessor
16
A person commits an offence if:
17
(a) the person (the defendant) makes a statement (whether
18
orally, in a document or in any other way); and
19
(b) the statement might reasonably lead another person to believe
20
that, at a particular time, the defendant is or was an
21
accredited assessor; and
22
(c) at that time, the defendant is not or was not an accredited
23
assessor.
24
Penalty: 60 penalty units.
25
26
Auditing accredited assessors Part 4
Appointment of auditing authority and auditors Division 1
Section 33
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 31
Part 4--Auditing accredited assessors
1
Division 1--Appointment of auditing authority and
2
auditors
3
33 Auditing authority
4
(1) The Secretary may, by written instrument, appoint a person or
5
body as an auditing authority.
6
(2) The function of an auditing authority is to direct auditors in
7
performing their work to ensure that:
8
(a) accredited assessors properly apply the assessment methods
9
and standards determined under section 21 in carrying out
10
assessments for the purposes of applying for building energy
11
efficiency certificates; and
12
(b) the assessments are not influenced by any conflict of interest.
13
(3) The auditing authority must perform its functions in accordance
14
with any policies notified to the auditing authority in writing by the
15
Secretary.
16
(4) An auditing authority must notify the Secretary in writing as soon
17
as is reasonably practicable if it becomes apparent as a result of an
18
audit of an assessment carried out by an accredited assessor that:
19
(a) in relation to a building for which a building energy
20
efficiency certificate is current:
21
(i) the energy efficiency rating specified in the certificate
22
for the building is not that which, applying the
23
assessment methods and standards determined under
24
section 21, is appropriate for the building; or
25
(ii) the assessment of the energy efficiency of the lighting
26
for the building that might reasonably be expected to
27
remain if the building is sold, let or sublet is not that
28
which, applying the assessment methods and standards
29
determined under section 21, is appropriate for the
30
building; and
31
(b) in relation to an area of a building for which a building
32
energy efficiency certificate is current:
33
Part 4 Auditing accredited assessors
Division 1 Appointment of auditing authority and auditors
Section 34
32 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(i) the energy efficiency rating specified in the certificate
1
for the building in which the area is located is not that
2
which, applying the assessment methods and standards
3
determined under section 21, is appropriate for the
4
building; and
5
(ii) the assessment of the energy efficiency of the lighting
6
for the area that might reasonably be expected to remain
7
if the building is let or sublet is not that which, applying
8
the assessment methods and standards determined under
9
section 21, is appropriate for the area.
10
(5) A policy made under subsection (3) is not a legislative instrument.
11
34 Auditors
12
(1) The Secretary may, by written instrument, appoint any of the
13
following persons as an auditor:
14
(a) an APS employee;
15
(b) a member of the civil or public service of a State or Territory;
16
(c) a person engaged by the Commonwealth as an auditor under
17
contract or otherwise.
18
(2) The Secretary may only appoint a person as an auditor if the
19
Secretary is satisfied that the person has the skills and experience
20
necessary to perform the functions described in subsection (3).
21
(3) The functions of an auditor are to:
22
(a) conduct audits of:
23
(i) assessments carried out by accredited assessors for the
24
purposes of applying for building energy efficiency
25
certificates; and
26
(ii) the documentation and record keeping of accredited
27
assessors in relation to those assessments; and
28
(b) supervise such assessments to ensure that:
29
(i) the assessment methods and standards determined under
30
section 21 are properly applied; and
31
(ii) assessments are properly documented; and
32
(iii) records of assessments are properly kept.
33
Auditing accredited assessors Part 4
Appointment of auditing authority and auditors Division 1
Section 35
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 33
(4) An auditor must perform his or her functions in accordance with
1
any directions given by the auditing authority.
2
(5) If a direction is given in writing, the direction is not a legislative
3
instrument.
4
35 Identity cards
5
(1) The Secretary must issue an identity card to an auditor.
6
Form of identity card
7
(2) The identity card must:
8
(a) be in the form prescribed by the regulations; and
9
(b) contain a recent photograph of the auditor.
10
Offence
11
(3) A person commits an offence if:
12
(a) the person has been issued with an identity card; and
13
(b) the person ceases to be an auditor; and
14
(c) the person does not, as soon as practicable after so ceasing,
15
return the identity card to the Secretary.
16
Penalty: 1 penalty unit.
17
(4) An offence against subsection (3) is an offence of strict liability.
18
Note:
For strict liability, see section 6.1 of the Criminal Code.
19
Defence--card lost or destroyed
20
(5) Subsection (3) does not apply if the identity card was lost or
21
destroyed.
22
Note:
A defendant bears an evidential burden in relation to the matter in this
23
subsection (see subsection 13.3(3) of the Criminal Code).
24
Auditor must carry card
25
(6) An auditor must carry his or her identity card at all times when
26
exercising powers as an auditor.
27
28
Part 4 Auditing accredited assessors
Division 2 Powers of auditors
Section 36
34 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 2--Powers of auditors
1
36 Auditor may enter a building, an area of a building or an
2
associated place by consent or under warrant
3
(1) An auditor may exercise the powers under this section for the
4
purpose of determining whether an accredited assessor has
5
properly applied the assessment methods and standards determined
6
under section 21 for the purposes of working out a proposed
7
energy efficiency rating or performing an assessment of the energy
8
efficiency of lighting for a building or an area of a building.
9
(2) The auditor may:
10
(a) enter the building or area, and any place associated with the
11
building or area (an associated place); and
12
(b) exercise the monitoring powers set out in section 37.
13
(3) However, an auditor is not authorised to enter a building, an area or
14
an associated place unless:
15
(a) the occupier of the building, area or associated place has
16
consented to the entry and the auditor has shown his or her
17
identity card if required by the occupier; or
18
(b) the entry is made under a monitoring warrant.
19
Note:
If entry to a building, an area or an associated place is with the
20
occupier's consent, the auditor must leave the building, area or
21
associated place if the consent ceases to have effect: see section 40.
22
37 Monitoring powers of auditors
23
(1) The following are the monitoring powers that an auditor may
24
exercise in relation to a building, an area or an associated place
25
under section 36:
26
(a) the power to observe any activity conducted in the building,
27
area or associated place;
28
(b) the power to inspect, or take measurements of, any thing in
29
the building, area or associated place;
30
(c) the power to make any still or moving image or any
31
recording of the building, area or associated place or any
32
thing in the building, area or associated place;
33
Auditing accredited assessors Part 4
Powers of auditors Division 2
Section 37
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 35
(d) the power to inspect any document in the building, area or
1
associated place;
2
(e) the power to take extracts from, or make copies of, any such
3
document;
4
(f) the power to take into the building, area or associated place
5
such equipment and materials as the auditor requires for the
6
purpose of exercising powers in relation to the building, area
7
or associated place;
8
(g) the powers set out in subsections (2) and (3).
9
Operating electronic equipment
10
(2)
The
monitoring powers include the power to operate electronic
11
equipment in the building, area or associated place to see whether:
12
(a) the equipment; or
13
(b) a disk, tape or other storage device that:
14
(i) is in the building, area or associated place; and
15
(ii) can be used with the equipment or is associated with it;
16
contains information that is relevant to determining whether an
17
accredited assessor has properly applied the assessment methods
18
and standards determined under section 21.
19
(3)
The
monitoring powers include the following powers in relation to
20
information described in subsection (2) found in the exercise of the
21
power under that subsection:
22
(a) the power to operate electronic equipment in the building,
23
area or associated place to put the information in
24
documentary form and remove the documents so produced
25
from the building, area or associated place;
26
(b) the power to operate electronic equipment in the building,
27
area or associated place to transfer the information to a disk,
28
tape or other storage device that:
29
(i) is brought to the building, area or associated place for
30
the exercise of the power; or
31
(ii) is in the building, area or associated place and the use of
32
which for that purpose has been agreed in writing by the
33
occupier of the building, area or associated place;
34
Part 4 Auditing accredited assessors
Division 2 Powers of auditors
Section 38
36 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
and remove the disk, tape or other storage device from the
1
building, area or associated place.
2
(4) An auditor may operate electronic equipment as mentioned in
3
subsection (2) or (3) only if he or she believes on reasonable
4
grounds that the operation of the equipment can be carried out
5
without damage to the equipment.
6
38 Persons assisting auditors
7
Auditors may be assisted by other persons
8
(1) An auditor may, in entering a building, an area or an associated
9
place under section 36 and in exercising monitoring powers in
10
relation to the building, area or associated place, be assisted by
11
other persons if that assistance is necessary and reasonable. A
12
person giving such assistance is a person assisting the auditor.
13
Powers of a person assisting the auditor
14
(2) A person assisting the auditor may:
15
(a) enter the building, area or associated place; and
16
(b) exercise monitoring powers in relation to the building, area
17
or associated place, but only in accordance with a direction
18
given to the person by the auditor.
19
(3) A power exercised by a person assisting the auditor as mentioned
20
in subsection (2) is taken for all purposes to have been exercised by
21
the auditor.
22
(4) If a direction is given under paragraph (2)(b) in writing, the
23
direction is not a legislative instrument.
24
39 Auditor may ask questions and seek production of documents
25
Entry with consent
26
(1) If an auditor is authorised to enter a building, an area or an
27
associated place because the occupier has consented to the entry,
28
the auditor may ask the occupier to:
29
Auditing accredited assessors Part 4
Powers of auditors Division 2
Section 39
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 37
(a) answer any questions that are put by the auditor and that
1
relate to determining whether an accredited assessor has
2
properly applied the assessment methods and standards
3
determined under section 21; and
4
(b) produce any document that is requested by the auditor and
5
that relates to whether an accredited assessor has properly
6
applied the assessment methods and standards determined
7
under section 21.
8
Entry under a monitoring warrant
9
(2) If an auditor is authorised to enter a building, an area or an
10
associated place by a monitoring warrant, the auditor may require
11
any person in the building, area or associated place to:
12
(a) answer any questions that are put by the auditor and that
13
relate to determining whether an accredited assessor has
14
properly applied the assessment methods and standards
15
determined under section 21; and
16
(b) produce any document that is requested by the auditor and
17
that relates to whether an accredited assessor has properly
18
applied the assessment methods and standards determined
19
under section 21.
20
Offence
21
(3) A person commits an offence if:
22
(a) the person is subject to a requirement under subsection (2);
23
and
24
(b) the person fails to comply with the requirement.
25
Penalty: 30 penalty units.
26
(4) An individual is not required to answer a question or produce a
27
document if the answer or document might tend to incriminate the
28
individual or expose the individual to a penalty.
29
(5) Subsection (3) does not apply to the extent that the person is not
30
capable of complying with the requirement.
31
Note:
The defendant bears an evidential burden in relation to the matters in
32
subsections (4) and (5) (see subsection 13.3(3) of the Criminal Code).
33
34
Part 4 Auditing accredited assessors
Division 3 Obligations of auditors
Section 40
38 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 3--Obligations of auditors
1
40 Consent
2
(1) An auditor must, before obtaining the consent of an occupier of a
3
building, an area or an associated place for the purposes of
4
paragraph 36(3)(a), inform the occupier that the occupier may
5
refuse consent.
6
(2) A consent has no effect unless the consent is voluntary.
7
(3) A consent may be expressed to be limited to entry during a
8
particular period. If so, the consent has effect for that period unless
9
the consent is withdrawn before the end of that period.
10
(4) A consent that is not limited as mentioned in subsection (3) has
11
effect until the consent is withdrawn.
12
(5) If an auditor entered a building, an area or an associated place
13
because of the consent of the occupier, the auditor and any person
14
assisting the auditor must leave the building, area or associated
15
place if the consent ceases to have effect.
16
41 Announcement before entry under warrant
17
(1) An auditor must, before entering a building, an area or an
18
associated place under a monitoring warrant:
19
(a) announce that he or she is authorised to enter the building,
20
area or associated place; and
21
(b) show his or her identity card to the occupier of the building,
22
area or associated place, or to another person who apparently
23
represents the occupier, if the occupier or other person is
24
present in the building, area or associated place; and
25
(c) give any person in the building, area or associated place an
26
opportunity to allow entry to the building, area or associated
27
place.
28
(2) However, an auditor is not required to comply with subsection (1)
29
if he or she believes on reasonable grounds that immediate entry to
30
the building, area or associated place is required to ensure that the
31
effective execution of the warrant is not frustrated.
32
Auditing accredited assessors Part 4
Obligations of auditors Division 3
Section 42
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 39
(3)
If:
1
(a) an auditor does not comply with subsection (1) because of
2
subsection (2); and
3
(b) the occupier of the building, area or associated place, or
4
another person who apparently represents the occupier, is
5
present in the building, area or associated place;
6
the auditor must, as soon as practicable after entering the building,
7
area or associated place, show his or her identity card to the
8
occupier or other person.
9
42 Auditor to be in possession of warrant
10
If a monitoring warrant is being executed in relation to the
11
building, area or associated place, an auditor executing the warrant
12
must be in possession of the warrant or a copy of the warrant.
13
43 Details of warrant etc. to be given to occupier
14
If:
15
(a) a monitoring warrant is being executed in relation to a
16
building, an area or an associated place; and
17
(b) the occupier of the building, area or associated place, or
18
another person who apparently represents the occupier, is
19
present in the building, area or associated place;
20
an auditor executing the warrant must, as soon as practicable:
21
(c) make a copy of the warrant available to the occupier or other
22
person (which need not include the signature of the
23
magistrate who issued it); and
24
(d) inform the occupier or other person of the rights and
25
responsibilities of the occupier or other person under
26
Division 4.
27
44 Compensation for damage to electronic equipment
28
(1) This section applies if:
29
(a) as a result of electronic equipment being operated as
30
mentioned in this Part:
31
(i) damage is caused to the equipment; or
32
Part 4 Auditing accredited assessors
Division 3 Obligations of auditors
Section 44
40 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
(ii) the data recorded on the equipment is damaged; or
1
(iii) programs associated with the use of the equipment, or
2
with the use of the data, are damaged or corrupted; and
3
(b) the damage or corruption occurs because:
4
(i) insufficient care was exercised in selecting the person
5
who was to operate the equipment; or
6
(ii) insufficient care was exercised by the person operating
7
the equipment.
8
(2) The Commonwealth must pay the owner of the equipment, or the
9
user of the data or programs, such reasonable compensation for the
10
damage or corruption as the Commonwealth and the owner or user
11
agree on.
12
(3) However, if the owner or user and the Commonwealth fail to
13
agree, the owner or user may institute proceedings in the Federal
14
Court of Australia for such reasonable amount of compensation as
15
the Court determines.
16
(4) In determining the amount of compensation payable, regard is to
17
be had to whether the occupier of the building, area or associated
18
place, or the occupier's employees or agents, if they were available
19
at the time, provided any appropriate warning or guidance on the
20
operation of the equipment.
21
(5) Compensation is payable out of money appropriated by the
22
Parliament.
23
(6) In this section:
24
damage, in relation to data, includes damage by erasure of data or
25
addition of other data.
26
27
Auditing accredited assessors Part 4
Occupier's rights and responsibilities Division 4
Section 45
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 41
Division 4--Occupier's rights and responsibilities
1
45 Occupier entitled to observe execution of warrant
2
(1)
If:
3
(a) a monitoring warrant is being executed in relation to a
4
building, an area or an associated place; and
5
(b) the occupier of the building, area or associated place, or
6
another person who apparently represents the occupier, is
7
present in the building, area or associated place;
8
the occupier or other person is entitled to observe the execution of
9
the warrant.
10
(2) The right to observe the execution of the warrant ceases if the
11
occupier or other person impedes that execution.
12
(3) This section does not prevent the execution of the warrant in 2 or
13
more areas at the same time.
14
46 Occupier to provide auditor with facilities and assistance
15
(1) The occupier of a building, an area or an associated place to which
16
a monitoring warrant relates, or another person who apparently
17
represents the occupier, must provide:
18
(a) an auditor executing the warrant; and
19
(b) any person assisting the auditor;
20
with all reasonable facilities and assistance for the effective
21
exercise of their powers.
22
(2) A person commits an offence if:
23
(a) the person is subject to subsection (1); and
24
(b) the person fails to comply with that subsection.
25
Penalty: 30 penalty units.
26
27
Part 4 Auditing accredited assessors
Division 5 Monitoring warrants
Section 47
42 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 5--Monitoring warrants
1
47 Monitoring warrants
2
Application for warrant
3
(1) An auditor may apply to a magistrate for a warrant under this
4
section in relation to a building, an area of a building or any place
5
associated with a building or an area of a building (an associated
6
place).
7
Issue of warrant
8
(2) The magistrate may issue the warrant if the magistrate is satisfied,
9
by information on oath or affirmation, that it is reasonably
10
necessary that one or more auditors should have access to the
11
building, area or associated place for the purpose of determining
12
whether an accredited assessor has properly applied the assessment
13
methods and standards determined under section 21 for the
14
purposes of working out a proposed energy efficiency rating for the
15
building or performing an assessment of the energy efficiency of
16
lighting for the building or an area of the building.
17
(3) However, the magistrate must not issue the warrant unless the
18
auditor or some other person has given to the magistrate, either
19
orally or by affidavit, such further information (if any) as the
20
magistrate requires concerning the grounds on which the issue of
21
the warrant is being sought.
22
Content of warrant
23
(4)
The
warrant
must:
24
(a) describe the building, area or associated place to which the
25
warrant relates; and
26
(b) state that the warrant is issued under this section; and
27
(c) state that the warrant is issued for the purpose of determining
28
whether an accredited assessor has properly applied the
29
assessment methods and standards determined under
30
section 21 for the purposes of working out a proposed energy
31
efficiency rating for the building or performing an
32
Auditing accredited assessors Part 4
Monitoring warrants Division 5
Section 47
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 43
assessment of the energy efficiency of lighting for the
1
building or an area of the building; and
2
(d) authorise one or more auditors (whether or not named in the
3
warrant) from time to time while the warrant remains in
4
force:
5
(i) to enter the building, area or associated place; and
6
(ii) to exercise the powers set out in Division 2 in relation to
7
the building, area or associated place; and
8
(e) state whether the entry is authorised to be made at any time
9
of the day or during specified hours of the day; and
10
(f) specify the day (not more than 6 months after the issue of the
11
warrant) on which the warrant ceases to be in force.
12
13
Part 4 Auditing accredited assessors
Division 6 Powers of magistrates
Section 48
44 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 6--Powers of magistrates
1
48 Powers of magistrates
2
Powers conferred personally
3
(1) A power conferred on a magistrate by this Part is conferred on the
4
magistrate:
5
(a) in a personal capacity; and
6
(b) not as a court or a member of a court.
7
Powers need not be accepted
8
(2) The magistrate need not accept the power conferred.
9
Powers to be exercised in accordance with an agreement
10
(3) The magistrate must not exercise a power conferred by this Part
11
unless the conferral of the power is in accordance with an
12
agreement between the Commonwealth and the State or Territory
13
concerned.
14
Protection and immunity
15
(4) A magistrate exercising a power conferred by this Part has the
16
same protection and immunity as if he or she were exercising the
17
power:
18
(a) as the court of which the magistrate is a member; or
19
(b) as a member of the court of which the magistrate is a
20
member.
21
22
Enforcement Part 5
Obtaining information and documents Division 1
Section 49
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 45
Part 5--Enforcement
1
Division 1--Obtaining information and documents
2
49 Secretary may obtain information or documents
3
(1) If the Secretary reasonably believes that a person has:
4
(a) knowledge of information; or
5
(b) custody or control of documents;
6
relating to whether a civil penalty provision has been complied
7
with, the Secretary may give a written notice to the person
8
requiring the person to provide the information or produce the
9
documents to the Secretary.
10
(2) The notice must specify:
11
(a) the period within which the person must comply with the
12
notice; and
13
(b) the manner in which the person must comply with the notice.
14
(3) The specified period mentioned in paragraph (2)(a) must end at
15
least 14 days after the notice is given.
16
50 Failure to comply with a notice
17
(1) A person commits an offence if the person fails to comply with a
18
notice given under section 49.
19
Penalty: 30 penalty units.
20
(2) An offence under subsection (1) is an offence of strict liability.
21
Note:
For strict liability, see section 6.1 of the Criminal Code.
22
(3) An individual is not required to provide the information or produce
23
a document if the information or document might tend to
24
incriminate the individual or expose the individual to a penalty.
25
(4) Subsection (1) does not apply to the extent that the person is not
26
capable of complying with the notice.
27
Note:
The defendant bears an evidential burden in relation to the matters in
28
subsections (3) and (4) (see subsection 13.3(3) of the Criminal Code).
29
Part 5 Enforcement
Division 2 Civil penalties
Section 51
46 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 2--Civil penalties
1
51 Civil penalty provisions
2
A subsection of this Act (or a section of this Act that is not divided
3
into subsections) is a civil penalty provision if the words "civil
4
penalty" and one or more amounts in penalty units are set out at the
5
foot of the subsection (or section).
6
52 Ancillary contravention of civil penalty provisions
7
(1) A person must not:
8
(a) attempt to contravene a civil penalty provision; or
9
(b) aid, abet, counsel or procure a contravention of a civil
10
penalty provision; or
11
(c) induce (by threats, promises or otherwise) a contravention of
12
a civil penalty provision; or
13
(d) be in any way, directly or indirectly, knowingly concerned in,
14
or party to, a contravention of a civil penalty provision; or
15
(e) conspire with others to effect a contravention of a civil
16
penalty provision.
17
Civil penalty
18
(2) This Act applies to a person who contravenes subsection (1) in
19
relation to a civil penalty provision as if the person had
20
contravened the provision.
21
53 Civil penalty orders
22
Application for order
23
(1) Within 6 years of a person contravening a civil penalty provision,
24
the Secretary may apply, on behalf of the Commonwealth, to a
25
Court for an order that the person pay the Commonwealth a
26
pecuniary penalty.
27
Enforcement Part 5
Civil penalties Division 2
Section 53
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 47
Court may order person to pay pecuniary penalty
1
(2) If the Court is satisfied that the person has contravened a civil
2
penalty provision, the Court may order the person to pay the
3
Commonwealth a pecuniary penalty.
4
(3) An order under subsection (2) is to be known as a civil penalty
5
order.
6
Determining amount of pecuniary penalty
7
(4) In determining the pecuniary penalty, the Court must have regard
8
to all relevant matters, including:
9
(a) the nature and extent of the contravention; and
10
(b) the nature and extent of any loss or damage suffered as a
11
result of the contravention; and
12
(c) the circumstances in which the contravention took place; and
13
(d) whether the person has previously been found by a Court in
14
proceedings under this Act to have engaged in any similar
15
conduct; and
16
(e) the extent to which the person has cooperated with the
17
authorities.
18
Maximum pecuniary penalty
19
(5) The pecuniary penalty must not exceed the relevant amount
20
specified for the provision.
21
Continuing and multiple contraventions
22
(6) The Court may make a single civil penalty order against a person
23
for multiple contraventions of a civil penalty provision if
24
proceedings for the contraventions are founded on the same facts,
25
or if the contraventions form or are part of a series of
26
contraventions of the same or a similar character. However, the
27
penalty must not exceed the sum of the maximum penalties that
28
could be ordered if a separate penalty were ordered for each of the
29
contraventions.
30
Part 5 Enforcement
Division 2 Civil penalties
Section 54
48 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Conduct contravening more than one civil penalty provision
1
(7) If conduct constitutes a contravention of 2 or more civil penalty
2
provisions, proceedings may be instituted under this section against
3
a person in relation to the contravention of any one or more of
4
those provisions. However, the person is not liable to a pecuniary
5
penalty under this section in respect of more than one civil penalty
6
provision for the same conduct.
7
Civil enforcement of penalty
8
(8) The pecuniary penalty is a civil debt payable to the
9
Commonwealth. The Commonwealth may enforce the civil penalty
10
order as if it were an order made in civil proceedings against the
11
person to recover a debt due by the person. The debt arising from
12
the order is taken to be a judgment debt.
13
54 2 or more proceedings may be heard together
14
The Court may direct that 2 or more proceedings for civil penalty
15
orders are to be heard together.
16
55 Contravening a civil penalty provision is not an offence
17
A contravention of a civil penalty provision is not an offence.
18
56 Civil evidence and procedure rules for civil penalty orders
19
The Court must apply the rules of evidence and procedure for civil
20
matters when hearing proceedings for a civil penalty order.
21
57 Mistake of fact
22
(1) A person is not liable to have a civil penalty order made against the
23
person for a contravention of a civil penalty provision if:
24
(a) at or before the time of the conduct constituting the
25
contravention, the person:
26
(i) considered whether or not facts existed; and
27
(ii) was under a mistaken but reasonable belief about those
28
facts; and
29
Enforcement Part 5
Civil penalties Division 2
Section 57
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 49
(b) had those facts existed, the conduct would not have
1
constituted a contravention of the civil penalty provision.
2
(2) For the purposes of subsection (1), a person may be regarded as
3
having considered whether or not facts existed if:
4
(a) the person had considered, on a previous occasion, whether
5
those facts existed in the circumstances surrounding that
6
occasion; and
7
(b) the person honestly and reasonably believed that the
8
circumstances surrounding the present occasion were the
9
same, or substantially the same, as those surrounding the
10
previous occasion.
11
(3) A person who wishes to rely on subsection (1) or (2) in
12
proceedings for a civil penalty order bears an evidential burden in
13
relation to that matter.
14
15
Part 5 Enforcement
Division 3 Infringement notices
Section 58
50 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Division 3--Infringement notices
1
58 When an infringement notice can be given
2
(1)
If
the
Secretary has reasonable grounds to believe that a person has
3
contravened a civil penalty provision, the Secretary may give the
4
person an infringement notice relating to the contravention.
5
(2) The infringement notice must be given within 12 months after the
6
day on which the contravention is alleged to have taken place.
7
(3) A single infringement notice may be given to a person in respect
8
of:
9
(a) 2 or more alleged contraventions of a civil penalty provision;
10
and
11
(b) alleged contraventions of 2 or more civil penalty provisions.
12
59 Matters to be included in an infringement notice
13
(1) An infringement notice must:
14
(a) be identified by a unique number; and
15
(b) state the day on which the notice is given; and
16
(c) state the name of the person to whom the notice is given; and
17
(d) state the name of the person who is giving the notice; and
18
(e) give brief details of the alleged contravention of the civil
19
penalty provision, including:
20
(i) the provision of this Act that was allegedly contravened;
21
and
22
(ii) the maximum penalty that a Court could impose for the
23
contravention; and
24
(iii) the day on which the civil penalty provision was
25
allegedly contravened; and
26
(f) state the penalty that is payable under the notice; and
27
(g) give an explanation of how payment of the penalty is to be
28
made; and
29
(h) state that, if the person pays the penalty within 28 days after
30
the day the notice is given, civil proceedings will not be
31
brought against the person under this Act in respect of the
32
Enforcement Part 5
Infringement notices Division 3
Section 60
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 51
conduct to which the notice relates, unless the notice is
1
withdrawn; and
2
(i) state that payment of the penalty is not an admission of
3
liability; and
4
(j) state how the Secretary may be contacted; and
5
(k) state that the person may apply to the Secretary to have the
6
period in which to pay the penalty extended; and
7
(l) state that the person may choose not to pay the penalty and
8
that, if the person does so, proceedings may be brought under
9
this Act in relation to the alleged contravention; and
10
(m) set out how the notice can be withdrawn; and
11
(n) state that if the notice is withdrawn:
12
(i) any amount of penalty paid under the notice must be
13
refunded; and
14
(ii) civil proceedings may be brought against the person in
15
respect of the conduct to which the notice relates; and
16
(o) state that the person may make written representations to the
17
Secretary seeking the withdrawal of the notice; and
18
(p) set out such other matters (if any) as are specified by the
19
regulations.
20
(2) For the purposes of paragraph (1)(f), the penalty to be stated in the
21
notice for the alleged contravention of the civil penalty provision
22
must not exceed an amount equal to one-tenth of the maximum
23
penalty that a Court could impose on the person for that
24
contravention.
25
60 Extension of time to pay penalty
26
(1) A person to whom an infringement notice has been given may
27
apply to the Secretary for an extension of the period referred to in
28
paragraph 59(1)(h).
29
(2) If the application is made before the end of that period, the
30
Secretary may, in writing, extend that period. The Secretary may
31
do so before or after the end of that period.
32
(3) If the Secretary extends that period, a reference in this Division, or
33
in a notice or other instrument under this Division, to the period
34
Part 5 Enforcement
Division 3 Infringement notices
Section 61
52 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
referred to in paragraph 59(1)(h) is taken to be a reference to that
1
period so extended.
2
(4) If the Secretary does not extend that period, a reference in this
3
Division, or in a notice or other instrument under this Division, to
4
the period referred to in paragraph 59(1)(h) is taken to be a
5
reference to the period that ends on the later of the following days:
6
(a) the day that is the last day of the period referred to in
7
paragraph 59(1)(h);
8
(b) the day that is 7 days after the day the person was given
9
notice of the Secretary's decision not to extend.
10
(5) The Secretary may extend the period more than once under
11
subsection (2).
12
61 Withdrawal of an infringement notice
13
Representations seeking withdrawal of notice
14
(1) A person to whom an infringement notice has been given may
15
make written representations to the Secretary seeking the
16
withdrawal of the notice.
17
(2) Evidence or information that the person, or a representative of the
18
person, gives to the Secretary in the course of making
19
representations under subsection (1) is not admissible in evidence
20
against the person or representative in any proceedings (other than
21
proceedings for an offence based on the evidence or information
22
given being false or misleading).
23
Withdrawal of notice (whether or not representations have been
24
made)
25
(3) The Secretary may withdraw an infringement notice given to a
26
person (whether or not the person has made written representations
27
seeking the withdrawal).
28
(4) When deciding whether or not to withdraw an infringement notice,
29
the Secretary:
30
Enforcement Part 5
Infringement notices Division 3
Section 61
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 53
(a) must take into account any written representations seeking
1
the withdrawal that were given by the person to the
2
Secretary; and
3
(b) may take into account the matters set out in subsection (5).
4
(5) The matters which the Secretary may take into account are the
5
following:
6
(a) whether the person has previously been ordered to pay a
7
pecuniary penalty for the contravention of a civil penalty
8
provision;
9
(b) the circumstances in which the civil penalty provision
10
specified in the notice is alleged to have been contravened;
11
(c) whether the person has previously been given an
12
infringement notice relating to a civil penalty provision of the
13
same type as the civil penalty provision specified in the
14
notice and in relation to which the person paid the penalty
15
stated in the notice;
16
(d) any other matter the Secretary considers relevant.
17
Notice of withdrawal
18
(6) Notice of the withdrawal of the infringement notice must be given
19
to the person. The withdrawal notice must state:
20
(a) the person's name and address; and
21
(b) the day the infringement notice was given; and
22
(c) the identifying number of the infringement notice; and
23
(d) that the infringement notice is withdrawn; and
24
(e) that civil proceedings may be brought against the person in
25
respect of the conduct to which the infringement notice
26
relates.
27
Refund of penalty if infringement notice withdrawn
28
(7)
If:
29
(a) the Secretary withdraws the infringement notice; and
30
(b) the person has already paid the penalty stated in the notice;
31
the Commonwealth must refund to the person an amount equal to
32
the amount paid.
33
Part 5 Enforcement
Division 3 Infringement notices
Section 62
54 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
62 Effect of payment of penalty
1
(1) If an infringement notice relates to a contravention of a civil
2
penalty provision and the person to whom the notice is given pays
3
the penalty stated in the notice before the end of the period referred
4
to in paragraph 59(1)(h):
5
(a) any liability of the person for the alleged contravention is
6
discharged; and
7
(b) civil proceedings in respect of the alleged contravention may
8
not be brought against the person; and
9
(c) the person is not regarded as having admitted liability for the
10
alleged contravention.
11
(2) Subsection (1) does not apply if the notice has been withdrawn.
12
63 Effect of this Division
13
This Division does not:
14
(a) require an infringement notice to be given to a person; or
15
(b) affect the liability of a person to be subject to civil
16
proceedings for the contravention of a civil penalty provision
17
if:
18
(i) the person does not comply with an infringement notice
19
given to the person; or
20
(ii) an infringement notice is not given to the person for the
21
contravention; or
22
(iii) an infringement notice is given to the person and is
23
subsequently withdrawn; or
24
(c) limit a Court's discretion to determine the amount of a
25
penalty to be imposed on a person who has contravened a
26
civil penalty provision.
27
64 Regulations
28
The regulations may make further provision in relation to
29
infringement notices.
30
31
Enforcement Part 5
Other matters Division 4
Section 65
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 55
Division 4--Other matters
1
65 Energy Efficiency Non-disclosure Register
2
(1) The Secretary is to maintain, or cause to be maintained, a register,
3
to be known as the Energy Efficiency Non-disclosure Register.
4
(2) Where there are 2 or more instances of non-disclosure by a person
5
in a period of 12 months, the Secretary must record the number of
6
instances of non-disclosure by the person on the Register and the
7
date on which each instance of non-disclosure occurred or began
8
unless the Secretary exercises the discretion under subsection (4).
9
(3) Each of the following is an instance of non-disclosure by a
10
person:
11
(a) the person is given an infringement notice under Division 3;
12
(b) a Court makes a civil penalty order against the person for a
13
contravention of section 11, subsection 12(6) or section 15.
14
(4) The Secretary may withhold or delete an instance of non-disclosure
15
from the Register if the Secretary is satisfied that the instance is not
16
part of a continuing pattern of conduct demonstrating a disregard
17
for the requirements of this Act in relation to the disclosure of
18
building energy efficiency information.
19
(5) The Secretary must remove, or cause to be removed, an instance of
20
non-disclosure by a person from the Register if:
21
(a) the instance was included on the Register because the person
22
was given an infringement notice and the notice is
23
subsequently withdrawn; or
24
(b) the instance was included on the Register because a Court
25
made a civil penalty order against the person and that order is
26
overturned on appeal.
27
(6) The Register must be maintained by electronic means and be made
28
available for inspection on the internet.
29
(7) The Register is not a legislative instrument.
30
Part 5 Enforcement
Division 4 Other matters
Section 66
56 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
66 Evidentiary certificate relating to the Building Energy Efficiency
1
Register
2
(1) The Secretary may issue a written evidentiary certificate stating:
3
(a) whether or not a valid, current building energy efficiency
4
certificate for a building or an area of a building was
5
registered on a day specified; and
6
(b) the energy efficiency rating for the building or area that was
7
specified in the certificate; and
8
(c) the assessment of the energy efficiency of lighting for the
9
building or area that was specified in the certificate.
10
(2) In any proceedings, an evidentiary certificate issued under
11
subsection (1) is prima facie evidence of the matters stated in it.
12
(3) A document purporting to be a certificate issued under
13
subsection (1) must, unless the contrary is established, be taken to
14
be such a certificate and to have been properly given.
15
16
Miscellaneous Part 6
Section 67
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 57
Part 6--Miscellaneous
1
2
67 Reviewable decisions
3
Each of the following decisions is a reviewable decision:
4
5
Reviewable decisions
Item
Decision
Provision under which
decision is made
1
To refuse to grant an exemption from an
energy efficiency disclosure obligation
Subsection 17(3)
2
To revoke or vary the grant of an
exemption from an energy efficiency
disclosure obligation
Subsection 17(5)
3
To grant an exemption from section 18
Subsection 18(10)
4
To revoke or vary the grant of an
exemption from section 18
Subsection 18(12)
5
To refuse to grant an exemption from
section 18
Subsection 18(10)
6
To refuse to revoke or vary the grant of an
exemption from section 18
Subsection 18(12)
7
To refuse to accredit a person as an
assessor
Section 25
8
To impose additional conditions on the
accreditation of an assessor
Subsection 27(2)
9
To vary or revoke a condition on the
accreditation of an assessor
Subsection 27(4)
10
To suspend the accreditation of a person as
an assessor
Subsection 28(1)
11
To refuse to lift the suspension of
accreditation of a person as an assessor
Subsection 29(1)
12
To refuse to waive all or a specified part of
the requirement under paragraph 24(2)(b)
to produce information or under paragraph
24(2)(c) to pay a fee
Subsection 29(2)
13
To revoke the accreditation of a person as
Section 30
Part 6 Miscellaneous
Section 68
58 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
Reviewable decisions
Item
Decision
Provision under which
decision is made
an assessor
1
68 Internal review of certain decisions
2
(1) If a reviewable decision is made by a delegate of the Secretary, a
3
person whose interests are affected by the decision may apply in
4
writing to the Secretary for review of the decision.
5
(2) An application for review of a decision must be made within:
6
(a) 28 days after the person is notified of the decision; or
7
(b) such longer period as the Secretary allows.
8
(3) An application for review of a decision must:
9
(a) set out the reasons for making the application; and
10
(b) be in a form approved by the Secretary.
11
(4) After receiving an application for review of a decision, the
12
Secretary must review the decision and:
13
(a) affirm the decision under review; or
14
(b) vary the decision under review; or
15
(c) set aside the decision under review and make a decision in
16
substitution for it.
17
(5) A decision of the Secretary under subsection (4) takes effect:
18
(a) on a day, provided in the decision, that is after the decision
19
was made; or
20
(b) if a day is not so provided--on the day on which the decision
21
was made.
22
69 Administrative review of certain decisions
23
An application may be made to the Administrative Appeals
24
Tribunal for review of the following decisions:
25
(a) a reviewable decision made by the Secretary personally;
26
(b) a decision of the Secretary under subsection 68(4).
27
Miscellaneous Part 6
Section 70
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 59
70 Protection of information obtained or generated by issuing
1
authorities, auditors etc.
2
(1) A person commits an offence if:
3
(a)
the
person:
4
(i) obtains or generates information in the course of making
5
a decision whether to issue a building energy efficiency
6
certificate; or
7
(ii) obtains or generates information in, or in connection
8
with, an audit conducted under Part 4; or
9
(iii) obtains or generates information in the course of
10
exercising powers or performing functions under this
11
Act; and
12
(b) the person does any of the following:
13
(i) copies, or makes a record of, the information;
14
(ii) uses the information;
15
(iii) discloses the information to any person.
16
Penalty: Imprisonment for 2 years.
17
(2) Subsection (1) does not apply if:
18
(a) the information is copied, recorded, used or disclosed for the
19
purposes of issuing a building energy efficiency certificate;
20
or
21
(b) the information is copied, recorded, used or disclosed in, or
22
in connection with, an audit conducted under Part 4; or
23
(c) the information is copied, recorded, used or disclosed for the
24
purposes of ensuring compliance with this Act; or
25
(d) the information is copied, recorded, used or disclosed in
26
circumstances in which the conduct is permitted, either
27
expressly or by implication, under this Act; or
28
(e) the information is copied, recorded, used or disclosed for the
29
purposes of proceedings for an offence against section 137.1
30
or 137.2 of the Criminal Code (false or misleading
31
information or documents) that relates to this Act; or
32
(f) the information is copied, recorded, used or disclosed for the
33
purposes of proceedings for an offence against section 149.1
34
Part 6 Miscellaneous
Section 71
60 Building Energy Efficiency Disclosure Bill 2010 No. , 2010
of the Criminal Code (obstruction of Commonwealth public
1
officials) that relates to this Act; or
2
(g) the information is copied, recorded, used or disclosed for the
3
purposes of producing de-identified information for the
4
purposes of research or planning; or
5
(h) the information is already publicly available.
6
Note:
A defendant bears an evidential burden in relation to the matters in
7
this subsection (see subsection 13.3(3) of the Criminal Code).
8
71 Delegations
9
(1) The Secretary may, in writing, delegate to an SES employee, or
10
acting SES employee, in the Department any or all of the
11
Secretary's powers or functions under this Act, other than the
12
following:
13
(a) this power of delegation;
14
(b) the Secretary's power under paragraph 13(1)(c) (guidance on
15
how energy efficiency might be improved);
16
(c) the Secretary's power under paragraph 13(2)(c) (guidance on
17
how energy efficiency might be improved);
18
(d) the Secretary's power under subsection 13(7) (recognising an
19
issuing authority);
20
(e) the Secretary's powers under section 15 (determining manner
21
of advertisement);
22
(f) The Secretary's powers under section 21 (determining
23
assessment methods and standards);
24
(g) the Secretary's power under subsection 33(1) (appointment
25
of auditing authority);
26
(h) the Secretary's power under subsection 33(3) (policies for
27
auditing authority);
28
(i) the Secretary's power under subsection 65(4) (withholding or
29
deleting an instance of non-disclosure);
30
(j) the Secretary's power under subsection 66(1) (issue of
31
evidentiary certificate);
32
(k) the Secretary's power under subsection 68(4) (internal review
33
of certain decisions).
34
(2) The Secretary may, in writing, delegate to the issuing authority:
35
Miscellaneous Part 6
Section 72
Building Energy Efficiency Disclosure Bill 2010 No. , 2010 61
(a) the Secretary's powers under subsections 14(4) and (5); and
1
(b) any of the Secretary's powers and functions under Part 3.
2
(3) In exercising powers or performing functions delegated under
3
subsection (1) or (2), the delegate must comply with any directions
4
of the Secretary.
5
72 Regulations
6
The Governor-General may make regulations prescribing matters:
7
(a) required or permitted by this Act to be prescribed; or
8
(b) necessary or convenient to be prescribed for carrying out or
9
giving effect to this Act.
10

 


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